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6449594fd7 |
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"""ARCH-01 Foundation Slice A — atomic platform installation + authority kernel (#822).
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Parents: #820, #821. **First implementation leaf of the ARCH-01 program.**
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This module implements the smallest executable ARCH-01 foundation:
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* a connection-bound authenticated actor context (``cp_actor_*`` /
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``cp_operation_mode`` / ``cp_context_epoch`` SQLite scalar functions that SQL
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may *read* but can never *set* — ``[TRUSTED-SERVICE]`` authenticity);
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* an immutable authority-dominance lattice with an exact seeded tuple set
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(``[SCHEMA]``);
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* the principal-equivalence root (a class exists *before* its first principal;
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``principals.current_class_id`` is ``NOT NULL``; ``[SCHEMA]``);
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* a single-transaction platform installation that seeds the initial
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``platform.bootstrap`` grant and an immutable ``installed`` marker, validated
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by a fail-closed ``install_state`` ``BEFORE INSERT`` trigger (``[SCHEMA]``).
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Everything else in the ARCH-01/02/04 program (evidence stores, repository
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bindings, workspaces, PostgreSQL parity, full grant succession, full principal
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merge) is out of scope here and tracked in its own issue — see #822 §5/§17.
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**Readiness / production posture.** This subsystem is *disabled by default*.
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Nothing in the running MCP server imports or enables it. It becomes a security
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boundary only once its readiness checks (the ACs in #822) pass in the target
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environment. Instantiating :class:`PlatformKernel` creates an isolated SQLite
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database and never touches the operational control-plane store.
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Enforcement classification (per #820 vocabulary):
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* ``[TRUSTED-SERVICE]`` — actor-context authenticity: the scalar functions are
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registered by the trusted Python process; SQL cannot define or redefine them.
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* ``[SCHEMA]`` — fail-closed aborts, the dominance/immutability/NOT-NULL-class/
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last-active-grant invariants, enforced by CHECK/FK/trigger.
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* ``[RUNTIME-ADAPTER]`` — *none* in this slice.
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SQLite-first. ``BEGIN IMMEDIATE`` serializes concurrent installs and concurrent
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grant/revoke on the singleton invariant row. PostgreSQL parity is a distinct
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issue (#827); this module does **not** claim it.
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"""
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from __future__ import annotations
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import os
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import sqlite3
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import threading
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from contextlib import contextmanager
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from dataclasses import dataclass
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from datetime import datetime, timezone
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from typing import Iterator, Optional
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# --------------------------------------------------------------------------- #
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# Closed enumerations (#822 §4).
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# --------------------------------------------------------------------------- #
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ACTOR_KINDS = ("operator", "supervisor", "service", "installer")
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OPERATION_MODES = ("normal", "install", "merge", "internal_service")
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# Exact seeded authority-dominance tuple set (#822 §4). This set is normative:
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# the install-state trigger rejects any missing, additional, or malformed tuple.
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DOMINANCE_TUPLES = (
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("platform.bootstrap", "platform.bootstrap"),
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("platform.bootstrap", "project.admin"),
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("platform.bootstrap", "supervisor.root.establish"),
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("supervisor.root", "supervisor.register"),
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("supervisor.root", "supervisor.verify"),
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("supervisor.root", "supervisor.recover"),
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)
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# The distinguished operator-key issuer seeded during install.
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DISTINGUISHED_ISSUER_KIND = "operator-key"
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DISTINGUISHED_ISSUER_ID = "platform.bootstrap.operator-key"
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# Structured result codes (#822 §10).
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INSTALLED = "INSTALLED"
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ALREADY_INSTALLED = "ALREADY_INSTALLED"
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INVALID_ACTOR_CONTEXT = "INVALID_ACTOR_CONTEXT"
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INVALID_BOOTSTRAP_STATE = "INVALID_BOOTSTRAP_STATE"
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DOMINANCE_SET_MISMATCH = "DOMINANCE_SET_MISMATCH"
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AUTHORIZATION_DENIED = "AUTHORIZATION_DENIED"
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CONCURRENT_INSTALLATION_LOST = "CONCURRENT_INSTALLATION_LOST"
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# Required audit events (#822 §14).
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EVT_PLATFORM_INSTALLED = "platform_installed"
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EVT_GRANT_CREATED = "platform_grant_created"
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EVT_GRANT_REVOKED = "platform_grant_revoked"
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EVT_PRINCIPAL_REGISTERED = "principal_registered"
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SCHEMA_VERSION = 1
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DB_PATH_ENV = "ARCH01_PLATFORM_DB"
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class PlatformKernelError(RuntimeError):
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"""Base class for structured, code-bearing kernel failures."""
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def __init__(self, code: str, message: str = "") -> None:
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super().__init__(message or code)
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self.code = code
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class ActorContextError(PlatformKernelError):
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"""Raised when a mutation is attempted without a valid actor context."""
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# --------------------------------------------------------------------------- #
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# Schema (#822 §6). Tables + fail-closed triggers.
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#
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# Every *mutating* trigger opens with the actor protocol: read the context
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# epoch, read the actor fields, and abort unless the context is present,
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# non-null, mode/kind well-formed, and epoch-consistent with the active
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# transaction. The scalar functions ``cp_*`` are registered from Python only;
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# SQL has no statement that can set them, which is the trusted-service boundary.
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# --------------------------------------------------------------------------- #
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_ACTOR_KINDS_SQL = ", ".join("'%s'" % k for k in ACTOR_KINDS)
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_OP_MODES_SQL = ", ".join("'%s'" % m for m in OPERATION_MODES)
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# Actor-protocol predicate: TRUE when the context is INVALID and the trigger
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# must abort. ``cp_actor_context_valid()`` folds "present + non-expired +
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# live-epoch == bound-epoch" (the read/re-read epoch equality of #822 §4) into
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# one trusted-service answer; the remaining reads assert field well-formedness.
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_INVALID_ACTOR = (
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"cp_actor_context_valid() IS NOT 1 "
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"OR cp_context_epoch() IS NULL "
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"OR cp_actor_principal() IS NULL "
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"OR cp_actor_kind() NOT IN (%s) "
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"OR cp_operation_mode() NOT IN (%s)" % (_ACTOR_KINDS_SQL, _OP_MODES_SQL)
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)
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_ACTOR_GUARD = (
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"SELECT CASE WHEN (%s) "
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"THEN RAISE(ABORT, 'INVALID_ACTOR_CONTEXT') END;" % _INVALID_ACTOR
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)
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# require_installed: abort a privileged mutation when there is no install
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# marker and we are not currently installing (#822 §4).
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_REQUIRE_INSTALLED = (
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"SELECT CASE WHEN ((SELECT COUNT(*) FROM install_state) = 0 "
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"AND cp_operation_mode() <> 'install') "
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"THEN RAISE(ABORT, 'NOT_INSTALLED') END;"
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)
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_SCHEMA_SQL = f"""
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PRAGMA foreign_keys = ON;
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CREATE TABLE IF NOT EXISTS arch01_meta (
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key TEXT PRIMARY KEY,
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value TEXT NOT NULL
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);
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-- Equivalence classes are created BEFORE their first principal (#822 §4).
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CREATE TABLE IF NOT EXISTS principal_equivalence_classes (
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class_id INTEGER PRIMARY KEY AUTOINCREMENT,
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created_at TEXT NOT NULL
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);
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CREATE TABLE IF NOT EXISTS authoritative_issuers (
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issuer_id INTEGER PRIMARY KEY AUTOINCREMENT,
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issuer_kind TEXT NOT NULL,
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issuer_ref TEXT NOT NULL,
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created_at TEXT NOT NULL,
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UNIQUE (issuer_kind, issuer_ref)
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);
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-- current_class_id is NOT NULL: a principal cannot exist without a class
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-- (#822 AC6). issuer_id is nullable ONLY for the installer during install
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-- (#822 AC7), enforced by trg_principals_null_issuer below.
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CREATE TABLE IF NOT EXISTS principals (
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principal_id TEXT PRIMARY KEY,
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actor_kind TEXT NOT NULL CHECK (actor_kind IN ({_ACTOR_KINDS_SQL})),
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current_class_id INTEGER NOT NULL REFERENCES principal_equivalence_classes(class_id),
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issuer_id INTEGER REFERENCES authoritative_issuers(issuer_id),
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registered_by TEXT REFERENCES principals(principal_id),
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created_at TEXT NOT NULL
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);
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CREATE TABLE IF NOT EXISTS authority_dominance (
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dominant TEXT NOT NULL,
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subordinate TEXT NOT NULL,
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PRIMARY KEY (dominant, subordinate)
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);
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CREATE TABLE IF NOT EXISTS platform_bootstrap_seed (
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seed_id INTEGER PRIMARY KEY CHECK (seed_id = 1),
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installer_principal_id TEXT NOT NULL REFERENCES principals(principal_id),
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created_at TEXT NOT NULL
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);
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CREATE TABLE IF NOT EXISTS platform_bootstrap_grants (
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grant_id INTEGER PRIMARY KEY AUTOINCREMENT,
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grantee_principal_id TEXT NOT NULL REFERENCES principals(principal_id),
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granted_by TEXT REFERENCES principals(principal_id),
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active INTEGER NOT NULL DEFAULT 1 CHECK (active IN (0, 1)),
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created_at TEXT NOT NULL,
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revoked_at TEXT
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);
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-- Singleton row; active_count floored at 1 by CHECK so the last active grant
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-- can never be revoked (#822 AC11).
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CREATE TABLE IF NOT EXISTS platform_active_invariant (
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id INTEGER PRIMARY KEY CHECK (id = 1),
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active_count INTEGER NOT NULL CHECK (active_count >= 1)
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);
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-- The immutable install marker; inserted LAST in the install transaction.
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CREATE TABLE IF NOT EXISTS install_state (
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id INTEGER PRIMARY KEY CHECK (id = 1),
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marker TEXT NOT NULL CHECK (marker = 'installed'),
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installed_at TEXT NOT NULL
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);
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-- Append-only (#822 AC14).
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CREATE TABLE IF NOT EXISTS audit_records (
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audit_id INTEGER PRIMARY KEY AUTOINCREMENT,
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event TEXT NOT NULL,
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principal_id TEXT,
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detail TEXT,
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created_at TEXT NOT NULL
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);
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-- ------------------------------------------------------------------------- --
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-- Actor protocol on every mutating trigger (#822 §4, [SCHEMA] fail-closed).
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-- ------------------------------------------------------------------------- --
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CREATE TRIGGER IF NOT EXISTS trg_classes_actor
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BEFORE INSERT ON principal_equivalence_classes
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BEGIN
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{_ACTOR_GUARD}
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END;
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CREATE TRIGGER IF NOT EXISTS trg_issuers_actor
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BEFORE INSERT ON authoritative_issuers
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BEGIN
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{_ACTOR_GUARD}
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END;
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CREATE TRIGGER IF NOT EXISTS trg_principals_actor
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BEFORE INSERT ON principals
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BEGIN
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{_ACTOR_GUARD}
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END;
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CREATE TRIGGER IF NOT EXISTS trg_dominance_actor
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BEFORE INSERT ON authority_dominance
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BEGIN
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{_ACTOR_GUARD}
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END;
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CREATE TRIGGER IF NOT EXISTS trg_seed_actor
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BEFORE INSERT ON platform_bootstrap_seed
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BEGIN
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{_ACTOR_GUARD}
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END;
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CREATE TRIGGER IF NOT EXISTS trg_grants_actor_insert
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BEFORE INSERT ON platform_bootstrap_grants
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BEGIN
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{_ACTOR_GUARD}
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{_REQUIRE_INSTALLED}
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END;
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CREATE TRIGGER IF NOT EXISTS trg_grants_actor_update
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BEFORE UPDATE ON platform_bootstrap_grants
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BEGIN
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{_ACTOR_GUARD}
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END;
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CREATE TRIGGER IF NOT EXISTS trg_invariant_actor_insert
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BEFORE INSERT ON platform_active_invariant
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BEGIN
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{_ACTOR_GUARD}
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END;
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CREATE TRIGGER IF NOT EXISTS trg_invariant_actor_update
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BEFORE UPDATE ON platform_active_invariant
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BEGIN
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{_ACTOR_GUARD}
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|
END;
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CREATE TRIGGER IF NOT EXISTS trg_audit_actor
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BEFORE INSERT ON audit_records
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|
BEGIN
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{_ACTOR_GUARD}
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|
END;
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-- ------------------------------------------------------------------------- --
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-- NOT-NULL-issuer exception for the installer only (#822 AC7).
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-- A NULL issuer_id is accepted solely for an installer principal during
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-- install mode, before the marker exists; any other NULL-issuer principal is
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-- rejected. install-time issuer linkage (installer -> distinguished issuer)
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|
-- is applied by a later UPDATE, permitted while no marker exists.
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|
-- ------------------------------------------------------------------------- --
|
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|
CREATE TRIGGER IF NOT EXISTS trg_principals_null_issuer
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|
BEFORE INSERT ON principals
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|
WHEN NEW.issuer_id IS NULL
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|
BEGIN
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|
SELECT CASE WHEN NOT (
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|
NEW.actor_kind = 'installer'
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|
AND cp_operation_mode() = 'install'
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|
AND (SELECT COUNT(*) FROM install_state) = 0
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|
AND (SELECT COUNT(*) FROM principals WHERE issuer_id IS NULL) = 0
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|
) THEN RAISE(ABORT, 'INVALID_BOOTSTRAP_STATE') END;
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|
END;
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|
|
||||||
|
-- ------------------------------------------------------------------------- --
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||||||
|
-- Post-install immutability of the authority root (#822 §4, AC9).
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||||||
|
-- Registration fields freeze only AFTER the marker exists, so the install
|
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|
-- transaction's own installer issuer-linkage UPDATE is permitted.
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||||||
|
-- ------------------------------------------------------------------------- --
|
||||||
|
|
||||||
|
CREATE TRIGGER IF NOT EXISTS trg_principals_frozen_update
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|
BEFORE UPDATE ON principals
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||||||
|
WHEN (SELECT COUNT(*) FROM install_state) > 0
|
||||||
|
BEGIN
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||||||
|
SELECT RAISE(ABORT, 'IMMUTABLE_PRINCIPAL');
|
||||||
|
END;
|
||||||
|
|
||||||
|
CREATE TRIGGER IF NOT EXISTS trg_principals_frozen_delete
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||||||
|
BEFORE DELETE ON principals
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||||||
|
BEGIN
|
||||||
|
SELECT RAISE(ABORT, 'IMMUTABLE_PRINCIPAL');
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||||||
|
END;
|
||||||
|
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||||||
|
-- Distinguished issuer identity is immutable once written.
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||||||
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CREATE TRIGGER IF NOT EXISTS trg_issuers_immutable_update
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|
BEFORE UPDATE ON authoritative_issuers
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||||||
|
BEGIN
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||||||
|
SELECT RAISE(ABORT, 'IMMUTABLE_ISSUER');
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||||||
|
END;
|
||||||
|
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||||||
|
CREATE TRIGGER IF NOT EXISTS trg_issuers_immutable_delete
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||||||
|
BEFORE DELETE ON authoritative_issuers
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||||||
|
BEGIN
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||||||
|
SELECT RAISE(ABORT, 'IMMUTABLE_ISSUER');
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||||||
|
END;
|
||||||
|
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||||||
|
-- The dominance lattice is immutable once seeded.
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||||||
|
CREATE TRIGGER IF NOT EXISTS trg_dominance_immutable_update
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||||||
|
BEFORE UPDATE ON authority_dominance
|
||||||
|
BEGIN
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||||||
|
SELECT RAISE(ABORT, 'IMMUTABLE_DOMINANCE');
|
||||||
|
END;
|
||||||
|
|
||||||
|
CREATE TRIGGER IF NOT EXISTS trg_dominance_immutable_delete
|
||||||
|
BEFORE DELETE ON authority_dominance
|
||||||
|
BEGIN
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||||||
|
SELECT RAISE(ABORT, 'IMMUTABLE_DOMINANCE');
|
||||||
|
END;
|
||||||
|
|
||||||
|
-- The bootstrap seed is immutable once written.
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||||||
|
CREATE TRIGGER IF NOT EXISTS trg_seed_immutable_update
|
||||||
|
BEFORE UPDATE ON platform_bootstrap_seed
|
||||||
|
BEGIN
|
||||||
|
SELECT RAISE(ABORT, 'IMMUTABLE_SEED');
|
||||||
|
END;
|
||||||
|
|
||||||
|
CREATE TRIGGER IF NOT EXISTS trg_seed_immutable_delete
|
||||||
|
BEFORE DELETE ON platform_bootstrap_seed
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||||||
|
BEGIN
|
||||||
|
SELECT RAISE(ABORT, 'IMMUTABLE_SEED');
|
||||||
|
END;
|
||||||
|
|
||||||
|
-- The install marker is immutable once written.
|
||||||
|
CREATE TRIGGER IF NOT EXISTS trg_install_state_immutable_update
|
||||||
|
BEFORE UPDATE ON install_state
|
||||||
|
BEGIN
|
||||||
|
SELECT RAISE(ABORT, 'IMMUTABLE_INSTALL_STATE');
|
||||||
|
END;
|
||||||
|
|
||||||
|
CREATE TRIGGER IF NOT EXISTS trg_install_state_immutable_delete
|
||||||
|
BEFORE DELETE ON install_state
|
||||||
|
BEGIN
|
||||||
|
SELECT RAISE(ABORT, 'IMMUTABLE_INSTALL_STATE');
|
||||||
|
END;
|
||||||
|
|
||||||
|
-- Grants: identity is immutable; the ONLY permitted mutation is a single
|
||||||
|
-- active 1 -> 0 revocation (#822 §4 initial-grant identity immutability +
|
||||||
|
-- grant/revoke). Reactivation and identity edits are rejected.
|
||||||
|
CREATE TRIGGER IF NOT EXISTS trg_grants_identity_frozen
|
||||||
|
BEFORE UPDATE ON platform_bootstrap_grants
|
||||||
|
WHEN NOT (
|
||||||
|
NEW.grant_id = OLD.grant_id
|
||||||
|
AND NEW.grantee_principal_id = OLD.grantee_principal_id
|
||||||
|
AND NEW.granted_by IS OLD.granted_by
|
||||||
|
AND NEW.created_at = OLD.created_at
|
||||||
|
AND OLD.active = 1
|
||||||
|
AND NEW.active = 0
|
||||||
|
)
|
||||||
|
BEGIN
|
||||||
|
SELECT RAISE(ABORT, 'IMMUTABLE_GRANT');
|
||||||
|
END;
|
||||||
|
|
||||||
|
CREATE TRIGGER IF NOT EXISTS trg_grants_no_delete
|
||||||
|
BEFORE DELETE ON platform_bootstrap_grants
|
||||||
|
BEGIN
|
||||||
|
SELECT RAISE(ABORT, 'IMMUTABLE_GRANT');
|
||||||
|
END;
|
||||||
|
|
||||||
|
-- audit_records is append-only.
|
||||||
|
CREATE TRIGGER IF NOT EXISTS trg_audit_immutable_update
|
||||||
|
BEFORE UPDATE ON audit_records
|
||||||
|
BEGIN
|
||||||
|
SELECT RAISE(ABORT, 'IMMUTABLE_AUDIT');
|
||||||
|
END;
|
||||||
|
|
||||||
|
CREATE TRIGGER IF NOT EXISTS trg_audit_immutable_delete
|
||||||
|
BEFORE DELETE ON audit_records
|
||||||
|
BEGIN
|
||||||
|
SELECT RAISE(ABORT, 'IMMUTABLE_AUDIT');
|
||||||
|
END;
|
||||||
|
|
||||||
|
-- ------------------------------------------------------------------------- --
|
||||||
|
-- install_state BEFORE INSERT: validate the whole bootstrap atomically
|
||||||
|
-- (#822 §4, AC4). Each dominance tuple is checked individually; a missing,
|
||||||
|
-- additional, or malformed tuple -> DOMINANCE_SET_MISMATCH. The seed<->installer
|
||||||
|
-- link, the single active NULL-grantor installer grant, the installer's
|
||||||
|
-- non-NULL issuer, the active invariant, and "no extra principal created under
|
||||||
|
-- the NULL-issuer exception" -> INVALID_BOOTSTRAP_STATE.
|
||||||
|
-- ------------------------------------------------------------------------- --
|
||||||
|
|
||||||
|
CREATE TRIGGER IF NOT EXISTS trg_install_state_validate
|
||||||
|
BEFORE INSERT ON install_state
|
||||||
|
BEGIN
|
||||||
|
SELECT CASE WHEN NOT (
|
||||||
|
(SELECT COUNT(*) FROM authority_dominance) = {len(DOMINANCE_TUPLES)}
|
||||||
|
AND EXISTS (SELECT 1 FROM authority_dominance WHERE dominant='platform.bootstrap' AND subordinate='platform.bootstrap')
|
||||||
|
AND EXISTS (SELECT 1 FROM authority_dominance WHERE dominant='platform.bootstrap' AND subordinate='project.admin')
|
||||||
|
AND EXISTS (SELECT 1 FROM authority_dominance WHERE dominant='platform.bootstrap' AND subordinate='supervisor.root.establish')
|
||||||
|
AND EXISTS (SELECT 1 FROM authority_dominance WHERE dominant='supervisor.root' AND subordinate='supervisor.register')
|
||||||
|
AND EXISTS (SELECT 1 FROM authority_dominance WHERE dominant='supervisor.root' AND subordinate='supervisor.verify')
|
||||||
|
AND EXISTS (SELECT 1 FROM authority_dominance WHERE dominant='supervisor.root' AND subordinate='supervisor.recover')
|
||||||
|
) THEN RAISE(ABORT, 'DOMINANCE_SET_MISMATCH') END;
|
||||||
|
|
||||||
|
SELECT CASE WHEN NOT (
|
||||||
|
(SELECT COUNT(*) FROM platform_bootstrap_seed) = 1
|
||||||
|
AND (SELECT COUNT(*) FROM principals) = 1
|
||||||
|
AND (SELECT actor_kind FROM principals
|
||||||
|
WHERE principal_id = (SELECT installer_principal_id FROM platform_bootstrap_seed WHERE seed_id = 1)
|
||||||
|
) = 'installer'
|
||||||
|
AND (SELECT issuer_id FROM principals
|
||||||
|
WHERE principal_id = (SELECT installer_principal_id FROM platform_bootstrap_seed WHERE seed_id = 1)
|
||||||
|
) IS NOT NULL
|
||||||
|
AND (SELECT COUNT(*) FROM platform_bootstrap_grants
|
||||||
|
WHERE granted_by IS NULL AND active = 1
|
||||||
|
AND grantee_principal_id = (SELECT installer_principal_id FROM platform_bootstrap_seed WHERE seed_id = 1)
|
||||||
|
) = 1
|
||||||
|
AND (SELECT COUNT(*) FROM platform_bootstrap_grants) = 1
|
||||||
|
AND (SELECT active_count FROM platform_active_invariant WHERE id = 1) = 1
|
||||||
|
) THEN RAISE(ABORT, 'INVALID_BOOTSTRAP_STATE') END;
|
||||||
|
END;
|
||||||
|
"""
|
||||||
|
|
||||||
|
|
||||||
|
def default_db_path() -> str:
|
||||||
|
return os.environ.get(
|
||||||
|
DB_PATH_ENV,
|
||||||
|
os.path.expanduser("~/.cache/gitea-tools/arch01/platform.sqlite3"),
|
||||||
|
)
|
||||||
|
|
||||||
|
|
||||||
|
def _utc_now_iso() -> str:
|
||||||
|
return datetime.now(timezone.utc).strftime("%Y-%m-%dT%H:%M:%SZ")
|
||||||
|
|
||||||
|
|
||||||
|
@dataclass(frozen=True)
|
||||||
|
class OperationResult:
|
||||||
|
"""Structured result of a kernel operation (#822 §10)."""
|
||||||
|
|
||||||
|
code: str
|
||||||
|
detail: str = ""
|
||||||
|
|
||||||
|
@property
|
||||||
|
def ok(self) -> bool:
|
||||||
|
return self.code in (INSTALLED, ALREADY_INSTALLED)
|
||||||
|
|
||||||
|
|
||||||
|
@dataclass
|
||||||
|
class _ActorContext:
|
||||||
|
principal: str
|
||||||
|
kind: str
|
||||||
|
mode: str
|
||||||
|
session: Optional[str]
|
||||||
|
bound_epoch: int
|
||||||
|
live_epoch: int
|
||||||
|
expired: bool = False
|
||||||
|
|
||||||
|
|
||||||
|
class PlatformKernel:
|
||||||
|
"""ARCH-01 authority kernel over a single SQLite connection.
|
||||||
|
|
||||||
|
The connection carries the trusted-service actor context: the ``cp_*``
|
||||||
|
scalar functions read the context this object holds. Only Python code here
|
||||||
|
can bind or clear it, so no SQL statement can assert an actor identity — the
|
||||||
|
trusted-service authenticity boundary of #822 §4.
|
||||||
|
"""
|
||||||
|
|
||||||
|
def __init__(self, db_path: Optional[str] = None, *, busy_timeout_ms: int = 5000) -> None:
|
||||||
|
self.db_path = db_path or default_db_path()
|
||||||
|
if self.db_path != ":memory:":
|
||||||
|
parent = os.path.dirname(self.db_path)
|
||||||
|
if parent:
|
||||||
|
os.makedirs(parent, exist_ok=True)
|
||||||
|
self._ctx: Optional[_ActorContext] = None
|
||||||
|
self._epoch_seq = 0
|
||||||
|
self._lock = threading.Lock()
|
||||||
|
# check_same_thread=False is safe: every mutation path is serialized
|
||||||
|
# by self._lock, so the connection is never used concurrently even when
|
||||||
|
# callers drive the kernel from different threads (concurrency tests).
|
||||||
|
self._conn = sqlite3.connect(
|
||||||
|
self.db_path, isolation_level=None, check_same_thread=False
|
||||||
|
)
|
||||||
|
self._conn.execute("PRAGMA foreign_keys = ON")
|
||||||
|
self._conn.execute(f"PRAGMA busy_timeout = {int(busy_timeout_ms)}")
|
||||||
|
self._register_actor_functions()
|
||||||
|
self._migrate()
|
||||||
|
|
||||||
|
# -- trusted-service actor functions ---------------------------------- #
|
||||||
|
|
||||||
|
def _register_actor_functions(self) -> None:
|
||||||
|
c = self._conn
|
||||||
|
c.create_function("cp_actor_principal", 0, lambda: self._ctx.principal if self._ctx else None)
|
||||||
|
c.create_function("cp_actor_kind", 0, lambda: self._ctx.kind if self._ctx else None)
|
||||||
|
c.create_function("cp_operation_mode", 0, lambda: self._ctx.mode if self._ctx else None)
|
||||||
|
c.create_function("cp_service_session", 0, lambda: self._ctx.session if self._ctx else None)
|
||||||
|
c.create_function("cp_context_epoch", 0, self._fn_context_epoch)
|
||||||
|
# Trusted-service helper: folds present + non-expired + epoch-consistent
|
||||||
|
# into the read/re-read epoch equality of #822 §4.
|
||||||
|
c.create_function("cp_actor_context_valid", 0, self._fn_context_valid)
|
||||||
|
|
||||||
|
def _fn_context_epoch(self) -> Optional[int]:
|
||||||
|
if self._ctx is None or self._ctx.expired:
|
||||||
|
return None
|
||||||
|
return self._ctx.live_epoch
|
||||||
|
|
||||||
|
def _fn_context_valid(self) -> int:
|
||||||
|
ctx = self._ctx
|
||||||
|
if ctx is None or ctx.expired:
|
||||||
|
return 0
|
||||||
|
# read/re-read epoch equality: a context whose live epoch has drifted
|
||||||
|
# from the epoch it was bound to (a stale/replaced connection context)
|
||||||
|
# is not bound to the active transaction and fails closed.
|
||||||
|
if ctx.live_epoch != ctx.bound_epoch:
|
||||||
|
return 0
|
||||||
|
if ctx.principal is None:
|
||||||
|
return 0
|
||||||
|
if ctx.kind not in ACTOR_KINDS or ctx.mode not in OPERATION_MODES:
|
||||||
|
return 0
|
||||||
|
return 1
|
||||||
|
|
||||||
|
# -- context lifecycle ------------------------------------------------ #
|
||||||
|
|
||||||
|
@contextmanager
|
||||||
|
def actor_context(
|
||||||
|
self, principal: str, kind: str, mode: str, session: Optional[str] = None
|
||||||
|
) -> Iterator[None]:
|
||||||
|
"""Bind a trusted actor context for the duration of the block."""
|
||||||
|
prev = self._ctx
|
||||||
|
self._epoch_seq += 1
|
||||||
|
epoch = self._epoch_seq
|
||||||
|
self._ctx = _ActorContext(
|
||||||
|
principal=principal, kind=kind, mode=mode, session=session,
|
||||||
|
bound_epoch=epoch, live_epoch=epoch,
|
||||||
|
)
|
||||||
|
try:
|
||||||
|
yield
|
||||||
|
finally:
|
||||||
|
self._ctx = prev
|
||||||
|
|
||||||
|
def _clear_context(self) -> None:
|
||||||
|
self._ctx = None
|
||||||
|
|
||||||
|
# -- migration -------------------------------------------------------- #
|
||||||
|
|
||||||
|
def _migrate(self) -> None:
|
||||||
|
self._conn.executescript(_SCHEMA_SQL)
|
||||||
|
self._conn.execute(
|
||||||
|
"INSERT OR IGNORE INTO arch01_meta(key, value) VALUES ('schema_version', ?)",
|
||||||
|
(str(SCHEMA_VERSION),),
|
||||||
|
)
|
||||||
|
self._conn.execute(
|
||||||
|
"INSERT OR IGNORE INTO arch01_meta(key, value) VALUES "
|
||||||
|
"('architecture', 'ARCH-01 Slice A: atomic install + authority kernel (#822); "
|
||||||
|
"disabled by default until readiness checks pass')"
|
||||||
|
)
|
||||||
|
|
||||||
|
# -- introspection ---------------------------------------------------- #
|
||||||
|
|
||||||
|
def is_installed(self) -> bool:
|
||||||
|
row = self._conn.execute("SELECT COUNT(*) FROM install_state").fetchone()
|
||||||
|
return bool(row[0])
|
||||||
|
|
||||||
|
def active_grant_count(self) -> int:
|
||||||
|
row = self._conn.execute(
|
||||||
|
"SELECT active_count FROM platform_active_invariant WHERE id = 1"
|
||||||
|
).fetchone()
|
||||||
|
return int(row[0]) if row else 0
|
||||||
|
|
||||||
|
def audit_events(self) -> list[str]:
|
||||||
|
return [
|
||||||
|
r[0]
|
||||||
|
for r in self._conn.execute(
|
||||||
|
"SELECT event FROM audit_records ORDER BY audit_id"
|
||||||
|
).fetchall()
|
||||||
|
]
|
||||||
|
|
||||||
|
def close(self) -> None:
|
||||||
|
self._conn.close()
|
||||||
|
|
||||||
|
# -- operations ------------------------------------------------------- #
|
||||||
|
|
||||||
|
def install_platform(
|
||||||
|
self,
|
||||||
|
installer_principal_id: str = "platform.installer",
|
||||||
|
*,
|
||||||
|
session: Optional[str] = None,
|
||||||
|
) -> OperationResult:
|
||||||
|
"""Single atomic install transaction (#822 §4/§7).
|
||||||
|
|
||||||
|
``BEGIN IMMEDIATE`` serializes concurrent installs; the loser rechecks
|
||||||
|
the marker and returns ``ALREADY_INSTALLED``, or — if it never acquires
|
||||||
|
the write lock — ``CONCURRENT_INSTALLATION_LOST``. On any stage failure
|
||||||
|
the whole transaction rolls back leaving no partial rows (AC3/AC5).
|
||||||
|
"""
|
||||||
|
now = _utc_now_iso()
|
||||||
|
with self._lock:
|
||||||
|
try:
|
||||||
|
self._conn.execute("BEGIN IMMEDIATE")
|
||||||
|
except sqlite3.OperationalError as exc:
|
||||||
|
if "locked" in str(exc).lower() or "busy" in str(exc).lower():
|
||||||
|
return OperationResult(CONCURRENT_INSTALLATION_LOST, str(exc))
|
||||||
|
raise
|
||||||
|
try:
|
||||||
|
if self.is_installed():
|
||||||
|
self._conn.execute("ROLLBACK")
|
||||||
|
return OperationResult(ALREADY_INSTALLED, "install marker already present")
|
||||||
|
|
||||||
|
with self.actor_context(installer_principal_id, "installer", "install", session):
|
||||||
|
c = self._conn
|
||||||
|
# class -> installer principal (temporary NULL issuer)
|
||||||
|
cur = c.execute(
|
||||||
|
"INSERT INTO principal_equivalence_classes(created_at) VALUES (?)",
|
||||||
|
(now,),
|
||||||
|
)
|
||||||
|
class_id = cur.lastrowid
|
||||||
|
c.execute(
|
||||||
|
"INSERT INTO principals"
|
||||||
|
"(principal_id, actor_kind, current_class_id, issuer_id, registered_by, created_at) "
|
||||||
|
"VALUES (?, 'installer', ?, NULL, ?, ?)",
|
||||||
|
(installer_principal_id, class_id, installer_principal_id, now),
|
||||||
|
)
|
||||||
|
# distinguished operator-key issuer
|
||||||
|
cur = c.execute(
|
||||||
|
"INSERT INTO authoritative_issuers(issuer_kind, issuer_ref, created_at) "
|
||||||
|
"VALUES (?, ?, ?)",
|
||||||
|
(DISTINGUISHED_ISSUER_KIND, DISTINGUISHED_ISSUER_ID, now),
|
||||||
|
)
|
||||||
|
issuer_id = cur.lastrowid
|
||||||
|
# link installer -> issuer (permitted pre-marker)
|
||||||
|
c.execute(
|
||||||
|
"UPDATE principals SET issuer_id = ? WHERE principal_id = ?",
|
||||||
|
(issuer_id, installer_principal_id),
|
||||||
|
)
|
||||||
|
# dominance tuples
|
||||||
|
c.executemany(
|
||||||
|
"INSERT INTO authority_dominance(dominant, subordinate) VALUES (?, ?)",
|
||||||
|
DOMINANCE_TUPLES,
|
||||||
|
)
|
||||||
|
# seed
|
||||||
|
c.execute(
|
||||||
|
"INSERT INTO platform_bootstrap_seed(seed_id, installer_principal_id, created_at) "
|
||||||
|
"VALUES (1, ?, ?)",
|
||||||
|
(installer_principal_id, now),
|
||||||
|
)
|
||||||
|
# initial grant (granted_by NULL, active)
|
||||||
|
c.execute(
|
||||||
|
"INSERT INTO platform_bootstrap_grants"
|
||||||
|
"(grantee_principal_id, granted_by, active, created_at) "
|
||||||
|
"VALUES (?, NULL, 1, ?)",
|
||||||
|
(installer_principal_id, now),
|
||||||
|
)
|
||||||
|
# active invariant
|
||||||
|
c.execute(
|
||||||
|
"INSERT INTO platform_active_invariant(id, active_count) VALUES (1, 1)"
|
||||||
|
)
|
||||||
|
# audit rows for the security-sensitive operation
|
||||||
|
c.execute(
|
||||||
|
"INSERT INTO audit_records(event, principal_id, detail, created_at) "
|
||||||
|
"VALUES (?, ?, ?, ?)",
|
||||||
|
(EVT_PRINCIPAL_REGISTERED, installer_principal_id, "installer", now),
|
||||||
|
)
|
||||||
|
c.execute(
|
||||||
|
"INSERT INTO audit_records(event, principal_id, detail, created_at) "
|
||||||
|
"VALUES (?, ?, ?, ?)",
|
||||||
|
(EVT_GRANT_CREATED, installer_principal_id, "initial platform.bootstrap grant", now),
|
||||||
|
)
|
||||||
|
# install marker LAST -> fires the whole-bootstrap validator
|
||||||
|
c.execute(
|
||||||
|
"INSERT INTO install_state(id, marker, installed_at) VALUES (1, 'installed', ?)",
|
||||||
|
(now,),
|
||||||
|
)
|
||||||
|
c.execute(
|
||||||
|
"INSERT INTO audit_records(event, principal_id, detail, created_at) "
|
||||||
|
"VALUES (?, ?, ?, ?)",
|
||||||
|
(EVT_PLATFORM_INSTALLED, installer_principal_id, "platform installed", now),
|
||||||
|
)
|
||||||
|
self._conn.execute("COMMIT")
|
||||||
|
return OperationResult(INSTALLED, "platform installed")
|
||||||
|
except sqlite3.Error as exc:
|
||||||
|
self._safe_rollback()
|
||||||
|
return OperationResult(self._classify(exc), str(exc))
|
||||||
|
|
||||||
|
def register_principal(
|
||||||
|
self,
|
||||||
|
principal_id: str,
|
||||||
|
actor_kind: str,
|
||||||
|
issuer_ref: str,
|
||||||
|
*,
|
||||||
|
actor_principal: str,
|
||||||
|
actor_kind_ctx: str = "operator",
|
||||||
|
session: Optional[str] = None,
|
||||||
|
) -> OperationResult:
|
||||||
|
"""Atomically create an equivalence class and its first principal.
|
||||||
|
|
||||||
|
The class is inserted *before* the principal, and ``current_class_id``
|
||||||
|
is ``NOT NULL`` (#822 AC6): a principal can never exist classless.
|
||||||
|
The principal references an existing issuer (non-NULL); the temporary
|
||||||
|
NULL-issuer exception is reserved for the installer during install
|
||||||
|
(AC7).
|
||||||
|
"""
|
||||||
|
if actor_kind not in ACTOR_KINDS:
|
||||||
|
return OperationResult(INVALID_BOOTSTRAP_STATE, f"bad actor_kind {actor_kind!r}")
|
||||||
|
now = _utc_now_iso()
|
||||||
|
with self._lock:
|
||||||
|
try:
|
||||||
|
self._conn.execute("BEGIN IMMEDIATE")
|
||||||
|
except sqlite3.OperationalError as exc:
|
||||||
|
return OperationResult(AUTHORIZATION_DENIED, str(exc))
|
||||||
|
try:
|
||||||
|
if not self.is_installed():
|
||||||
|
self._conn.execute("ROLLBACK")
|
||||||
|
return OperationResult(INVALID_BOOTSTRAP_STATE, "platform not installed")
|
||||||
|
row = self._conn.execute(
|
||||||
|
"SELECT issuer_id FROM authoritative_issuers WHERE issuer_ref = ?",
|
||||||
|
(issuer_ref,),
|
||||||
|
).fetchone()
|
||||||
|
if row is None:
|
||||||
|
self._conn.execute("ROLLBACK")
|
||||||
|
return OperationResult(INVALID_BOOTSTRAP_STATE, f"unknown issuer {issuer_ref!r}")
|
||||||
|
issuer_id = row[0]
|
||||||
|
with self.actor_context(actor_principal, actor_kind_ctx, "normal", session):
|
||||||
|
cur = self._conn.execute(
|
||||||
|
"INSERT INTO principal_equivalence_classes(created_at) VALUES (?)",
|
||||||
|
(now,),
|
||||||
|
)
|
||||||
|
class_id = cur.lastrowid
|
||||||
|
self._conn.execute(
|
||||||
|
"INSERT INTO principals"
|
||||||
|
"(principal_id, actor_kind, current_class_id, issuer_id, registered_by, created_at) "
|
||||||
|
"VALUES (?, ?, ?, ?, ?, ?)",
|
||||||
|
(principal_id, actor_kind, class_id, issuer_id, actor_principal, now),
|
||||||
|
)
|
||||||
|
self._conn.execute(
|
||||||
|
"INSERT INTO audit_records(event, principal_id, detail, created_at) "
|
||||||
|
"VALUES (?, ?, ?, ?)",
|
||||||
|
(EVT_PRINCIPAL_REGISTERED, principal_id, actor_kind, now),
|
||||||
|
)
|
||||||
|
self._conn.execute("COMMIT")
|
||||||
|
return OperationResult(INSTALLED, f"registered {principal_id}")
|
||||||
|
except sqlite3.Error as exc:
|
||||||
|
self._safe_rollback()
|
||||||
|
return OperationResult(self._classify(exc), str(exc))
|
||||||
|
|
||||||
|
def grant_platform_bootstrap(
|
||||||
|
self,
|
||||||
|
grantee_principal_id: str,
|
||||||
|
granted_by: str,
|
||||||
|
*,
|
||||||
|
actor_kind_ctx: str = "operator",
|
||||||
|
session: Optional[str] = None,
|
||||||
|
) -> OperationResult:
|
||||||
|
"""Create an additional active platform.bootstrap grant.
|
||||||
|
|
||||||
|
Serialized on the singleton invariant row via ``BEGIN IMMEDIATE``.
|
||||||
|
"""
|
||||||
|
now = _utc_now_iso()
|
||||||
|
with self._lock:
|
||||||
|
try:
|
||||||
|
self._conn.execute("BEGIN IMMEDIATE")
|
||||||
|
except sqlite3.OperationalError as exc:
|
||||||
|
return OperationResult(AUTHORIZATION_DENIED, str(exc))
|
||||||
|
try:
|
||||||
|
if not self.is_installed():
|
||||||
|
self._conn.execute("ROLLBACK")
|
||||||
|
return OperationResult(INVALID_BOOTSTRAP_STATE, "platform not installed")
|
||||||
|
with self.actor_context(granted_by, actor_kind_ctx, "normal", session):
|
||||||
|
self._conn.execute(
|
||||||
|
"INSERT INTO platform_bootstrap_grants"
|
||||||
|
"(grantee_principal_id, granted_by, active, created_at) "
|
||||||
|
"VALUES (?, ?, 1, ?)",
|
||||||
|
(grantee_principal_id, granted_by, now),
|
||||||
|
)
|
||||||
|
self._conn.execute(
|
||||||
|
"UPDATE platform_active_invariant SET active_count = active_count + 1 WHERE id = 1"
|
||||||
|
)
|
||||||
|
self._conn.execute(
|
||||||
|
"INSERT INTO audit_records(event, principal_id, detail, created_at) "
|
||||||
|
"VALUES (?, ?, ?, ?)",
|
||||||
|
(EVT_GRANT_CREATED, grantee_principal_id, f"granted_by={granted_by}", now),
|
||||||
|
)
|
||||||
|
self._conn.execute("COMMIT")
|
||||||
|
return OperationResult(INSTALLED, f"granted to {grantee_principal_id}")
|
||||||
|
except sqlite3.Error as exc:
|
||||||
|
self._safe_rollback()
|
||||||
|
return OperationResult(self._classify(exc), str(exc))
|
||||||
|
|
||||||
|
def revoke_platform_bootstrap(
|
||||||
|
self,
|
||||||
|
grant_id: int,
|
||||||
|
*,
|
||||||
|
actor_principal: str,
|
||||||
|
actor_kind_ctx: str = "operator",
|
||||||
|
session: Optional[str] = None,
|
||||||
|
) -> OperationResult:
|
||||||
|
"""Revoke an active grant, floored so the last one can never drop.
|
||||||
|
|
||||||
|
The ``active_count >= 1`` CHECK plus ``BEGIN IMMEDIATE`` serialization
|
||||||
|
make two concurrent revocations unable to remove the final active grant
|
||||||
|
(#822 AC11): the decrement that would reach zero fails and rolls back.
|
||||||
|
"""
|
||||||
|
now = _utc_now_iso()
|
||||||
|
with self._lock:
|
||||||
|
try:
|
||||||
|
self._conn.execute("BEGIN IMMEDIATE")
|
||||||
|
except sqlite3.OperationalError as exc:
|
||||||
|
return OperationResult(AUTHORIZATION_DENIED, str(exc))
|
||||||
|
try:
|
||||||
|
if not self.is_installed():
|
||||||
|
self._conn.execute("ROLLBACK")
|
||||||
|
return OperationResult(INVALID_BOOTSTRAP_STATE, "platform not installed")
|
||||||
|
row = self._conn.execute(
|
||||||
|
"SELECT active, grantee_principal_id FROM platform_bootstrap_grants WHERE grant_id = ?",
|
||||||
|
(grant_id,),
|
||||||
|
).fetchone()
|
||||||
|
if row is None or row[0] != 1:
|
||||||
|
self._conn.execute("ROLLBACK")
|
||||||
|
return OperationResult(AUTHORIZATION_DENIED, "grant absent or already inactive")
|
||||||
|
grantee = row[1]
|
||||||
|
with self.actor_context(actor_principal, actor_kind_ctx, "normal", session):
|
||||||
|
# Decrement first: the CHECK floor rejects dropping below 1,
|
||||||
|
# aborting the whole revoke before the grant flips inactive.
|
||||||
|
self._conn.execute(
|
||||||
|
"UPDATE platform_active_invariant SET active_count = active_count - 1 WHERE id = 1"
|
||||||
|
)
|
||||||
|
self._conn.execute(
|
||||||
|
"UPDATE platform_bootstrap_grants SET active = 0, revoked_at = ? WHERE grant_id = ?",
|
||||||
|
(now, grant_id),
|
||||||
|
)
|
||||||
|
self._conn.execute(
|
||||||
|
"INSERT INTO audit_records(event, principal_id, detail, created_at) "
|
||||||
|
"VALUES (?, ?, ?, ?)",
|
||||||
|
(EVT_GRANT_REVOKED, grantee, f"grant_id={grant_id}", now),
|
||||||
|
)
|
||||||
|
self._conn.execute("COMMIT")
|
||||||
|
return OperationResult(INSTALLED, f"revoked grant {grant_id}")
|
||||||
|
except sqlite3.Error as exc:
|
||||||
|
self._safe_rollback()
|
||||||
|
return OperationResult(self._classify(exc), str(exc))
|
||||||
|
|
||||||
|
# -- helpers ---------------------------------------------------------- #
|
||||||
|
|
||||||
|
def _safe_rollback(self) -> None:
|
||||||
|
try:
|
||||||
|
self._conn.execute("ROLLBACK")
|
||||||
|
except sqlite3.Error:
|
||||||
|
pass
|
||||||
|
|
||||||
|
@staticmethod
|
||||||
|
def _classify(exc: sqlite3.Error) -> str:
|
||||||
|
msg = str(exc)
|
||||||
|
if "INVALID_ACTOR_CONTEXT" in msg:
|
||||||
|
return INVALID_ACTOR_CONTEXT
|
||||||
|
if "DOMINANCE_SET_MISMATCH" in msg:
|
||||||
|
return DOMINANCE_SET_MISMATCH
|
||||||
|
if "active_count" in msg or "CHECK constraint failed: platform_active_invariant" in msg:
|
||||||
|
# last-active-grant floor tripped
|
||||||
|
return AUTHORIZATION_DENIED
|
||||||
|
if any(tag in msg for tag in (
|
||||||
|
"INVALID_BOOTSTRAP_STATE", "IMMUTABLE_", "NOT_INSTALLED",
|
||||||
|
)):
|
||||||
|
return INVALID_BOOTSTRAP_STATE
|
||||||
|
return INVALID_BOOTSTRAP_STATE
|
||||||
@@ -1,295 +0,0 @@
|
|||||||
# Web console authorization, RBAC, redaction, and audit model (#633)
|
|
||||||
|
|
||||||
**Phase 1. Read-only. This document defines the model that future console
|
|
||||||
writes must pass through; it enables none of them.**
|
|
||||||
|
|
||||||
The MVP deployment boundary ([`webui-deployment.md`](webui-deployment.md), #435)
|
|
||||||
documents internal-only serving and states plainly that MVP authentication is
|
|
||||||
*none* — protection comes from network placement. That is adequate while every
|
|
||||||
route is a GET, and inadequate the moment a gated write ships. This document
|
|
||||||
and the three modules it describes land **before** any write exists, so no
|
|
||||||
Phase 2 action can be added without an authority to check it against.
|
|
||||||
|
|
||||||
| Concern | Module |
|
|
||||||
|---------|--------|
|
|
||||||
| Identity, roles, authorization decision | `webui/console_authz.py` |
|
|
||||||
| Secret redaction for every surface | `webui/console_redaction.py` |
|
|
||||||
| Audit event schema, retention, sink | `webui/console_audit.py` |
|
|
||||||
| Machine-readable publication | `GET /api/console/security-model` |
|
|
||||||
|
|
||||||
Two invariants hold everywhere and are non-negotiable for every child of #631:
|
|
||||||
|
|
||||||
1. **No secrets reach the browser.** Credentials are resolved server-side and
|
|
||||||
redacted before any payload, page, log line, or audit record leaves.
|
|
||||||
2. **No ungated mutations.** Authorization is necessary but never sufficient;
|
|
||||||
execution stays disabled until the Phase 2 framework ships.
|
|
||||||
|
|
||||||
## Identity sources
|
|
||||||
|
|
||||||
The console performs *authorization*. Authentication is delegated, because a
|
|
||||||
console that mints its own sessions is a credential store, and this one must
|
|
||||||
not be.
|
|
||||||
|
|
||||||
| Source | Mode value | Authenticated | Shared host | Phase |
|
|
||||||
|--------|-----------|---------------|-------------|-------|
|
|
||||||
| None | `none` (default) | No — anonymous, capped at `viewer` | No | 1 |
|
|
||||||
| Local dev | `local-dev` / `local_dev` | Yes, **asserted not verified** | No | 1 |
|
|
||||||
| Access proxy | `access-proxy` / `access_proxy` | Yes, asserted by trusted proxy | Yes | 2 |
|
|
||||||
|
|
||||||
Selected by `WEBUI_AUTH_MODE`. An unrecognised value falls back to `none`
|
|
||||||
rather than erroring open.
|
|
||||||
|
|
||||||
**Access-proxy mode** reads the subject from the
|
|
||||||
`Cf-Access-Authenticated-User-Email` header, set by Cloudflare Access, WARP, or
|
|
||||||
an equivalent org portal that terminates authentication in front of the
|
|
||||||
console. If the header is absent the request did not traverse the proxy, so the
|
|
||||||
principal degrades to anonymous — it is never trusted by default.
|
|
||||||
|
|
||||||
The **role is always server-side configuration**, never a client assertion. It
|
|
||||||
comes from `WEBUI_ROLE_MAP`, a JSON object of subject → role:
|
|
||||||
|
|
||||||
```json
|
|
||||||
{"[email protected]": "operator", "[email protected]": "controller"}
|
|
||||||
```
|
|
||||||
|
|
||||||
An unmapped subject gets `viewer`. Malformed JSON yields an empty map, so
|
|
||||||
everyone gets `viewer` — a parse failure loses authority rather than granting
|
|
||||||
it.
|
|
||||||
|
|
||||||
Full SSO is explicitly a non-goal of this issue.
|
|
||||||
|
|
||||||
## Role matrix
|
|
||||||
|
|
||||||
Four roles, ordered least to most authority. Each role inherits every lower
|
|
||||||
role's actions; the table states the *minimum* rank required.
|
|
||||||
|
|
||||||
| Role | Authority |
|
|
||||||
|------|-----------|
|
|
||||||
| `viewer` | Read every console view. No write, ever, in any phase. |
|
|
||||||
| `operator` | Viewer, plus author-class work: claim, comment, open a PR. |
|
|
||||||
| `controller` | Operator, plus reviewer/merger-class decisions on a PR. |
|
|
||||||
| `admin` | Controller, plus destructive and policy-editing actions. |
|
|
||||||
|
|
||||||
`viewer` holds the empty write set by construction, and a test asserts it stays
|
|
||||||
empty.
|
|
||||||
|
|
||||||
## Privileged actions
|
|
||||||
|
|
||||||
Every console action maps to a `task_key` in `task_capability_map.py`, the same
|
|
||||||
single source of truth `gitea_resolve_task_capability` and the MCP tool gates
|
|
||||||
use. The console therefore cannot invent an authority the MCP layer does not
|
|
||||||
already define, and a regression test asserts each mapping matches.
|
|
||||||
|
|
||||||
| Action | Minimum role | Class | MCP permission | Confirm | Dual control | Break-glass | Phase |
|
|
||||||
|--------|--------------|-------|----------------|---------|--------------|-------------|-------|
|
|
||||||
| `claim_issue` | operator | gated_write | `gitea.issue.comment` | Yes | No | No | 2 |
|
|
||||||
| `comment_issue` | operator | gated_write | `gitea.issue.comment` | Yes | No | No | 2 |
|
|
||||||
| `create_issue` | operator | gated_write | `gitea.issue.create` | Yes | No | No | 2 |
|
|
||||||
| `comment_pr` | operator | gated_write | `gitea.pr.comment` | Yes | No | No | 2 |
|
|
||||||
| `create_pr` | operator | gated_write | `gitea.pr.create` | Yes | No | No | 2 |
|
|
||||||
| `review_pr` | controller | privileged | `gitea.pr.review` | Yes | No | No | 3 |
|
|
||||||
| `close_pr` | controller | privileged | `gitea.pr.close` | Yes | No | No | 3 |
|
|
||||||
| `merge_pr` | controller | privileged | `gitea.pr.merge` | Yes | **Yes** | **Yes** | 3 |
|
|
||||||
| `delete_branch` | admin | destructive | `gitea.branch.delete` | Yes | **Yes** | **Yes** | 3 |
|
|
||||||
|
|
||||||
**Dual control** means the acting principal may not be the sole authority: a
|
|
||||||
second distinct principal must confirm. **Break-glass** means the action is
|
|
||||||
expected to be unavailable in normal operation and its use is retained for two
|
|
||||||
years. Both are declared here and enforced by the Phase 2 framework; Phase 1
|
|
||||||
records the requirement on every decision so the framework cannot ship without
|
|
||||||
honouring it.
|
|
||||||
|
|
||||||
`delete_branch` is admin-only rather than controller because it is the one
|
|
||||||
irreversible action in the set.
|
|
||||||
|
|
||||||
### Authorization decision
|
|
||||||
|
|
||||||
`authorize(action_id, principal, for_execution=False)` returns a decision
|
|
||||||
record and **denies by default**. The deny reasons are closed and enumerated:
|
|
||||||
|
|
||||||
| Reason code | Meaning |
|
|
||||||
|-------------|---------|
|
|
||||||
| `unknown_action` | No such console action is registered. |
|
|
||||||
| `unauthenticated` | The principal is anonymous. |
|
|
||||||
| `unknown_role` | The role is not in the matrix. |
|
|
||||||
| `insufficient_role` | The role ranks below the action's minimum. |
|
|
||||||
| `phase_not_active` | Execution requested for an action whose phase is not open. |
|
|
||||||
| `allowed_preview_only` | Authorized — preview only, execution still disabled. |
|
|
||||||
|
|
||||||
There is no implicit allow branch. Even the allow result reports
|
|
||||||
`execution_enabled: false` while the console is in Phase 1, so no caller can
|
|
||||||
read an allow as permission to mutate.
|
|
||||||
|
|
||||||
## Secret redaction
|
|
||||||
|
|
||||||
One pass applies to **API payloads, rendered HTML, server logs, and audit
|
|
||||||
records** — the four surfaces where a credential could escape.
|
|
||||||
|
|
||||||
Redaction reuses `gitea_audit.redact` rather than forking it: that remains the
|
|
||||||
authority for secret-looking dict keys, `Authorization` material, and raw URLs.
|
|
||||||
The console layer then applies its own patterns:
|
|
||||||
|
|
||||||
Each rule below matches an *assignment form*: the named key, followed by `=` or
|
|
||||||
`:`, followed by the value. The keys are listed bare rather than spelled out as
|
|
||||||
complete assignments, because this document is itself scanned by
|
|
||||||
`scan_for_secrets` — writing the examples in full assignment form would make the
|
|
||||||
documentation trip the very detectors it documents.
|
|
||||||
|
|
||||||
| Rule | Catches (as an assignment) |
|
|
||||||
|------|----------------------------|
|
|
||||||
| `credential_assignment` | `token`, `password`, `passwd`, `secret`, `api_key`, `access_key`, `client_secret`, `private_key` |
|
|
||||||
| `credential_env_assignment` | `GITEA_TOKEN`, `GITEA_PASS`, `GITEA_PASSWORD` and suffixed variants |
|
|
||||||
| `keychain_reference` | `keychain:` entry references |
|
|
||||||
| `keychain_command` | macOS `security` keychain lookups (`find-generic-password`, `find-internet-password`) |
|
|
||||||
| `private_key_block` | PEM `BEGIN ... PRIVATE KEY` blocks |
|
|
||||||
| `json_web_token` | Three-segment `eyJ...` JWTs |
|
|
||||||
| `bearer_credential` | `Bearer` / `Basic` credentials |
|
|
||||||
|
|
||||||
Assignments keep the key and replace only the value, so an operator can still
|
|
||||||
see *what* was removed. Two behaviours are deliberate:
|
|
||||||
|
|
||||||
- **Fail closed.** A value that cannot be redacted becomes `[REDACTED]`
|
|
||||||
outright rather than being emitted raw. Redaction never raises.
|
|
||||||
- **Redact before persist.** `console_audit.build_event` redacts before
|
|
||||||
serialization, and `write_event` re-scans and **drops** any record that still
|
|
||||||
trips a detector. An unredacted record is never durable.
|
|
||||||
|
|
||||||
`scan_for_secrets` is the assertion helper: it returns the detector names still
|
|
||||||
matching a payload, and already-redacted hits are not findings. Tests use it to
|
|
||||||
prove the published policy, the security-model endpoint, and this document
|
|
||||||
itself carry no secret material.
|
|
||||||
|
|
||||||
## Audit event schema
|
|
||||||
|
|
||||||
`gitea_audit` records MCP-side *mutations* — which profile and Gitea user
|
|
||||||
performed which tool call. It has no console actor, no identity source, no
|
|
||||||
correlation identifier, and no retention class, and an authorization **denial**
|
|
||||||
is not a mutation, so it would never appear there at all. The console record is
|
|
||||||
additive, not a replacement: a Phase 2 action emits both, joined on
|
|
||||||
`correlation.request_id`.
|
|
||||||
|
|
||||||
Required fields, all asserted by tests so an edit cannot quietly drop one:
|
|
||||||
|
|
||||||
| Field | Content |
|
|
||||||
|-------|---------|
|
|
||||||
| `schema_version` | Currently `1`. |
|
|
||||||
| `event_id` | Unique per record. |
|
|
||||||
| `timestamp` | Timezone-aware ISO-8601, UTC. |
|
|
||||||
| `actor` | `subject`, `role`, `identity_source`, `authenticated`. |
|
|
||||||
| `action` | Console action id. |
|
|
||||||
| `action_class` | `gated_write`, `privileged`, `destructive`, or `unknown`. |
|
|
||||||
| `target` | `{kind, ref}`, e.g. `{"kind": "pr", "ref": "#123"}`. |
|
|
||||||
| `result` | `allowed`, `denied`, `previewed`, `failed`, `succeeded`. |
|
|
||||||
| `reason_code` | The authorization reason code above. |
|
|
||||||
| `correlation` | `request_id`, `session_id`, `mcp_task`, `mcp_permission`. |
|
|
||||||
| `retention` | `class`, `days`, `expires_at`. |
|
|
||||||
| `redacted` | Always `true`; records are redacted at build time. |
|
|
||||||
|
|
||||||
An unrecognised `result` degrades to `failed` rather than being stored
|
|
||||||
verbatim.
|
|
||||||
|
|
||||||
The sink is an append-only JSON Lines file named by
|
|
||||||
`WEBUI_CONSOLE_AUDIT_LOG`. It is **off by default**: with the variable unset,
|
|
||||||
events are still built — so callers and tests exercise the schema — but nothing
|
|
||||||
is written. Auditing never raises; a failed write returns `False` rather than
|
|
||||||
breaking the request it describes.
|
|
||||||
|
|
||||||
## Retention
|
|
||||||
|
|
||||||
| Class | Applies to | Default |
|
|
||||||
|-------|-----------|---------|
|
|
||||||
| `standard` | Routine gated writes | 90 days |
|
|
||||||
| `privileged` | `review_pr`, `close_pr`, and any unclassifiable action | 365 days |
|
|
||||||
| `break_glass` | `merge_pr`, `delete_branch` | 730 days |
|
|
||||||
|
|
||||||
Each record carries its own class, day count, and computed `expires_at`, so
|
|
||||||
retention is auditable per record rather than inferred from file age. An
|
|
||||||
**unknown action is retained as privileged, not standard** — for a safety
|
|
||||||
control the conservative direction is to keep the record longer.
|
|
||||||
|
|
||||||
Nothing in this module updates or deletes. Expiry is enforced by an
|
|
||||||
operator-run policy against `expires_at`, never by the console silently
|
|
||||||
rewriting its own history.
|
|
||||||
|
|
||||||
## Phase 2 integration
|
|
||||||
|
|
||||||
Phase 2 opens gated writes. It must reuse this model rather than introduce a
|
|
||||||
second one. The integration points are already wired and observable:
|
|
||||||
|
|
||||||
- **`GET /api/actions/{action_id}/preview`** attaches an `authorization` block
|
|
||||||
to the existing preview payload and records a `previewed` audit event.
|
|
||||||
- **`POST /api/actions/{action_id}/attempt`** attaches the same block and
|
|
||||||
records a `denied` event. The terminal outcome is unchanged — the MVP
|
|
||||||
registry in `webui/gated_actions.py` still fails closed for every action — so
|
|
||||||
Phase 1 cannot loosen anything. Phase 2 enforces on this same decision
|
|
||||||
instead of adding a parallel check.
|
|
||||||
- **`GET /api/console/security-model`** publishes the RBAC matrix, redaction
|
|
||||||
policy, and audit policy as JSON for operators and tests.
|
|
||||||
|
|
||||||
To open Phase 2, a child issue must: raise `ACTIVE_PHASE`, implement the
|
|
||||||
confirmation and dual-control flow the matrix already declares, emit a
|
|
||||||
`succeeded` or `failed` record alongside the `gitea_audit` mutation record, and
|
|
||||||
keep `viewer` unable to reach any of it. Turning on execution without the
|
|
||||||
confirmation flow contradicts a declared requirement and is a review failure,
|
|
||||||
not a shortcut.
|
|
||||||
|
|
||||||
## Local-dev mode
|
|
||||||
|
|
||||||
`WEBUI_AUTH_MODE=local-dev` reads the principal straight from the environment:
|
|
||||||
|
|
||||||
| Variable | Purpose |
|
|
||||||
|----------|---------|
|
|
||||||
| `WEBUI_DEV_SUBJECT` | Subject string; absent ⇒ anonymous |
|
|
||||||
| `WEBUI_DEV_ROLE` | One of `viewer`, `operator`, `controller`, `admin`; unrecognised ⇒ `viewer` |
|
|
||||||
|
|
||||||
**INSECURE — this mode is for loopback development only.** The subject and role
|
|
||||||
are *asserted by the developer running the process and verified by nothing*.
|
|
||||||
Anyone able to set an environment variable on the host is an `admin`, and
|
|
||||||
anyone able to reach the port inherits that principal. It provides no
|
|
||||||
authentication whatsoever; it exists so Phase 2 authorization paths can be
|
|
||||||
exercised without standing up a proxy.
|
|
||||||
|
|
||||||
Never enable local-dev mode on a non-loopback bind. Combining it with
|
|
||||||
`WEBUI_ALLOW_PUBLIC_BIND=1` or `WEBUI_ALLOW_REMOTE_BIND=1` publishes an
|
|
||||||
unauthenticated admin console.
|
|
||||||
|
|
||||||
For anything beyond a laptop use `access-proxy` mode behind Cloudflare Access,
|
|
||||||
WARP, or a VPN, as [`webui-deployment.md`](webui-deployment.md) requires.
|
|
||||||
|
|
||||||
### Probe authentication
|
|
||||||
|
|
||||||
`WEBUI_REQUIRE_PROBE_AUTH=1` declares that non-public probes should require an
|
|
||||||
authenticated principal. It is **opt-in**: the default is off so the MVP
|
|
||||||
`/health` contract is unchanged.
|
|
||||||
|
|
||||||
**This flag is declarative in Phase 1 and enforces nothing today.**
|
|
||||||
`console_authz.probe_auth_required()` reports the operator's intent, and no
|
|
||||||
route consults it — setting the variable does not currently change the
|
|
||||||
behaviour of `/health` or any other endpoint. It is published here so the Phase
|
|
||||||
2 action framework has a declared policy to honour rather than inventing a
|
|
||||||
second one, exactly as `ACTIVE_PHASE` gates execution while the matrix is
|
|
||||||
already declared. A regression test pins this "declared, not enforced" status,
|
|
||||||
so wiring it later is a deliberate change rather than a silent one.
|
|
||||||
|
|
||||||
Until Phase 2 wires it, probe protection rests on network placement alone, as
|
|
||||||
[`webui-deployment.md`](webui-deployment.md) (#435) states.
|
|
||||||
|
|
||||||
## Environment variables
|
|
||||||
|
|
||||||
| Variable | Default | Purpose |
|
|
||||||
|----------|---------|---------|
|
|
||||||
| `WEBUI_AUTH_MODE` | `none` | Identity source selection |
|
|
||||||
| `WEBUI_DEV_SUBJECT` | unset | Local-dev subject (insecure) |
|
|
||||||
| `WEBUI_DEV_ROLE` | `viewer` | Local-dev role (insecure) |
|
|
||||||
| `WEBUI_ROLE_MAP` | unset | JSON subject → role map |
|
|
||||||
| `WEBUI_REQUIRE_PROBE_AUTH` | unset | Require auth for non-public probes |
|
|
||||||
| `WEBUI_CONSOLE_AUDIT_LOG` | unset | Append-only audit sink path |
|
|
||||||
|
|
||||||
All are read server-side only. None is ever rendered into a page or returned by
|
|
||||||
an API.
|
|
||||||
|
|
||||||
## Non-goals
|
|
||||||
|
|
||||||
- No full SSO product; authentication stays delegated to the proxy.
|
|
||||||
- No browser-initiated merges or approvals in any phase covered here.
|
|
||||||
- No tokens in the frontend, in browser storage, or in committed config.
|
|
||||||
@@ -7,10 +7,7 @@ only.
|
|||||||
## MVP deployment model
|
## MVP deployment model
|
||||||
|
|
||||||
- **Default bind:** `127.0.0.1:8765` (`WEBUI_HOST` / `WEBUI_PORT`)
|
- **Default bind:** `127.0.0.1:8765` (`WEBUI_HOST` / `WEBUI_PORT`)
|
||||||
- **Authentication:** none in MVP — protection comes from network placement.
|
- **Authentication:** none in MVP — protection comes from network placement
|
||||||
The authorization, RBAC, redaction, and audit model that future gated writes
|
|
||||||
must pass through is defined in
|
|
||||||
[`webui-authz-audit.md`](webui-authz-audit.md) (#633).
|
|
||||||
- **Mutations:** read-only routes; gated write actions remain disabled (#434)
|
- **Mutations:** read-only routes; gated write actions remain disabled (#434)
|
||||||
- **Secrets:** resolved server-side via `gitea_auth` / `GITEA_MCP_CONFIG`; never
|
- **Secrets:** resolved server-side via `gitea_auth` / `GITEA_MCP_CONFIG`; never
|
||||||
embedded in HTML, JavaScript, or browser storage
|
embedded in HTML, JavaScript, or browser storage
|
||||||
|
|||||||
@@ -0,0 +1,572 @@
|
|||||||
|
"""Executable acceptance tests for ARCH-01 Slice A (#822).
|
||||||
|
|
||||||
|
Each acceptance criterion (#822 §12) and named test (#822 §13) is exercised
|
||||||
|
against a real SQLite database. The migration runs on a fresh DB in ``setUp``;
|
||||||
|
the test-run output is the durable evidence the issue requires (§14).
|
||||||
|
|
||||||
|
Enforcement being proven:
|
||||||
|
|
||||||
|
* ``[TRUSTED-SERVICE]`` — the ``cp_*`` actor functions exist only on the
|
||||||
|
trusted kernel connection; a raw connection cannot satisfy the triggers.
|
||||||
|
* ``[SCHEMA]`` — fail-closed aborts, exact dominance set, NOT-NULL class,
|
||||||
|
immutability, and the last-active-grant floor are enforced by
|
||||||
|
CHECK/FK/trigger, verified here including raw-write bypass and concurrency.
|
||||||
|
"""
|
||||||
|
|
||||||
|
from __future__ import annotations
|
||||||
|
|
||||||
|
import os
|
||||||
|
import sqlite3
|
||||||
|
import tempfile
|
||||||
|
import threading
|
||||||
|
import unittest
|
||||||
|
from concurrent.futures import ThreadPoolExecutor
|
||||||
|
|
||||||
|
import arch01_platform as ap
|
||||||
|
from arch01_platform import (
|
||||||
|
ALREADY_INSTALLED,
|
||||||
|
AUTHORIZATION_DENIED,
|
||||||
|
CONCURRENT_INSTALLATION_LOST,
|
||||||
|
DISTINGUISHED_ISSUER_ID,
|
||||||
|
DOMINANCE_SET_MISMATCH,
|
||||||
|
DOMINANCE_TUPLES,
|
||||||
|
INSTALLED,
|
||||||
|
INVALID_ACTOR_CONTEXT,
|
||||||
|
INVALID_BOOTSTRAP_STATE,
|
||||||
|
PlatformKernel,
|
||||||
|
)
|
||||||
|
|
||||||
|
INSTALLER = "platform.installer"
|
||||||
|
|
||||||
|
_BOOTSTRAP_TABLES = (
|
||||||
|
"principal_equivalence_classes",
|
||||||
|
"principals",
|
||||||
|
"authoritative_issuers",
|
||||||
|
"authority_dominance",
|
||||||
|
"platform_bootstrap_seed",
|
||||||
|
"platform_bootstrap_grants",
|
||||||
|
"platform_active_invariant",
|
||||||
|
"install_state",
|
||||||
|
)
|
||||||
|
|
||||||
|
|
||||||
|
def _count(kernel: PlatformKernel, table: str) -> int:
|
||||||
|
return kernel._conn.execute(f"SELECT COUNT(*) FROM {table}").fetchone()[0]
|
||||||
|
|
||||||
|
|
||||||
|
def _count_where(kernel: PlatformKernel, table: str, where: str) -> int:
|
||||||
|
return kernel._conn.execute(f"SELECT COUNT(*) FROM {table} WHERE {where}").fetchone()[0]
|
||||||
|
|
||||||
|
|
||||||
|
def _all_bootstrap_empty(kernel: PlatformKernel) -> bool:
|
||||||
|
return all(_count(kernel, t) == 0 for t in _BOOTSTRAP_TABLES)
|
||||||
|
|
||||||
|
|
||||||
|
class Arch01MemoryTest(unittest.TestCase):
|
||||||
|
"""Single-connection behavior on an in-memory database."""
|
||||||
|
|
||||||
|
def setUp(self) -> None:
|
||||||
|
self.kernel = PlatformKernel(":memory:")
|
||||||
|
|
||||||
|
def tearDown(self) -> None:
|
||||||
|
self.kernel.close()
|
||||||
|
|
||||||
|
# -- AC1 -------------------------------------------------------------- #
|
||||||
|
def test_install_clean(self) -> None: # t_install_clean(+)
|
||||||
|
res = self.kernel.install_platform(INSTALLER)
|
||||||
|
self.assertEqual(res.code, INSTALLED)
|
||||||
|
self.assertTrue(self.kernel.is_installed())
|
||||||
|
self.assertEqual(_count(self.kernel, "install_state"), 1)
|
||||||
|
self.assertEqual(self.kernel.active_grant_count(), 1)
|
||||||
|
self.assertIn(ap.EVT_PLATFORM_INSTALLED, self.kernel.audit_events())
|
||||||
|
rows = set(
|
||||||
|
self.kernel._conn.execute(
|
||||||
|
"SELECT dominant, subordinate FROM authority_dominance"
|
||||||
|
).fetchall()
|
||||||
|
)
|
||||||
|
self.assertEqual(rows, set(DOMINANCE_TUPLES))
|
||||||
|
issuer_ref = self.kernel._conn.execute(
|
||||||
|
"SELECT i.issuer_ref FROM principals p JOIN authoritative_issuers i "
|
||||||
|
"ON p.issuer_id = i.issuer_id WHERE p.principal_id = ?",
|
||||||
|
(INSTALLER,),
|
||||||
|
).fetchone()
|
||||||
|
self.assertEqual(issuer_ref[0], DISTINGUISHED_ISSUER_ID)
|
||||||
|
|
||||||
|
# -- AC2 -------------------------------------------------------------- #
|
||||||
|
def test_install_twice(self) -> None: # t_install_twice(-)
|
||||||
|
self.assertEqual(self.kernel.install_platform(INSTALLER).code, INSTALLED)
|
||||||
|
res2 = self.kernel.install_platform(INSTALLER)
|
||||||
|
self.assertEqual(res2.code, ALREADY_INSTALLED)
|
||||||
|
self.assertEqual(_count(self.kernel, "principals"), 1)
|
||||||
|
self.assertEqual(_count(self.kernel, "platform_bootstrap_grants"), 1)
|
||||||
|
self.assertEqual(_count(self.kernel, "install_state"), 1)
|
||||||
|
|
||||||
|
# -- AC3 / AC5 -------------------------------------------------------- #
|
||||||
|
def test_install_stage_rollback(self) -> None: # t_install_stage_rollback
|
||||||
|
for stop in range(1, 9):
|
||||||
|
with self.subTest(stages=stop):
|
||||||
|
k = PlatformKernel(":memory:")
|
||||||
|
try:
|
||||||
|
self._partial_bootstrap_then_rollback(k, stop)
|
||||||
|
self.assertTrue(
|
||||||
|
_all_bootstrap_empty(k),
|
||||||
|
f"partial rows survived rollback at stage {stop}",
|
||||||
|
)
|
||||||
|
self.assertFalse(k.is_installed())
|
||||||
|
finally:
|
||||||
|
k.close()
|
||||||
|
|
||||||
|
def test_no_partial_after_rollback(self) -> None: # t_no_partial_after_rollback
|
||||||
|
k = PlatformKernel(":memory:")
|
||||||
|
try:
|
||||||
|
code = self._seed_bootstrap_and_mark(k, dominance=DOMINANCE_TUPLES[:-1])
|
||||||
|
self.assertEqual(code, DOMINANCE_SET_MISMATCH)
|
||||||
|
self.assertTrue(_all_bootstrap_empty(k))
|
||||||
|
self.assertFalse(k.is_installed())
|
||||||
|
finally:
|
||||||
|
k.close()
|
||||||
|
|
||||||
|
# -- AC4 -------------------------------------------------------------- #
|
||||||
|
def test_dominance_missing(self) -> None: # t_dominance_missing(-)
|
||||||
|
k = PlatformKernel(":memory:")
|
||||||
|
try:
|
||||||
|
self.assertEqual(
|
||||||
|
self._seed_bootstrap_and_mark(k, dominance=DOMINANCE_TUPLES[:-1]),
|
||||||
|
DOMINANCE_SET_MISMATCH,
|
||||||
|
)
|
||||||
|
self.assertFalse(k.is_installed())
|
||||||
|
finally:
|
||||||
|
k.close()
|
||||||
|
|
||||||
|
def test_dominance_extra(self) -> None: # t_dominance_extra(-)
|
||||||
|
k = PlatformKernel(":memory:")
|
||||||
|
try:
|
||||||
|
extra = DOMINANCE_TUPLES + (("platform.bootstrap", "rogue.extra"),)
|
||||||
|
self.assertEqual(
|
||||||
|
self._seed_bootstrap_and_mark(k, dominance=extra),
|
||||||
|
DOMINANCE_SET_MISMATCH,
|
||||||
|
)
|
||||||
|
self.assertFalse(k.is_installed())
|
||||||
|
finally:
|
||||||
|
k.close()
|
||||||
|
|
||||||
|
def test_dominance_malformed(self) -> None: # t_dominance_malformed(-)
|
||||||
|
k = PlatformKernel(":memory:")
|
||||||
|
try:
|
||||||
|
malformed = DOMINANCE_TUPLES[:-1] + (("supervisor.root", "WRONG.subordinate"),)
|
||||||
|
self.assertEqual(
|
||||||
|
self._seed_bootstrap_and_mark(k, dominance=malformed),
|
||||||
|
DOMINANCE_SET_MISMATCH,
|
||||||
|
)
|
||||||
|
self.assertFalse(k.is_installed())
|
||||||
|
finally:
|
||||||
|
k.close()
|
||||||
|
|
||||||
|
# -- AC6 -------------------------------------------------------------- #
|
||||||
|
def test_principal_no_class(self) -> None: # t_principal_no_class(-)
|
||||||
|
with self.kernel.actor_context("op", "operator", "install"):
|
||||||
|
with self.assertRaises(sqlite3.IntegrityError):
|
||||||
|
self.kernel._conn.execute(
|
||||||
|
"INSERT INTO principals"
|
||||||
|
"(principal_id, actor_kind, current_class_id, issuer_id, registered_by, created_at) "
|
||||||
|
"VALUES ('x', 'operator', NULL, NULL, NULL, '2026-01-01T00:00:00Z')"
|
||||||
|
)
|
||||||
|
|
||||||
|
# -- AC7 -------------------------------------------------------------- #
|
||||||
|
def test_noninstaller_null_issuer(self) -> None: # t_nonobstaller_null_issuer(-)
|
||||||
|
self.assertEqual(self.kernel.install_platform(INSTALLER).code, INSTALLED)
|
||||||
|
with self.kernel.actor_context("op", "operator", "normal"):
|
||||||
|
cur = self.kernel._conn.execute(
|
||||||
|
"INSERT INTO principal_equivalence_classes(created_at) VALUES ('2026-01-01T00:00:00Z')"
|
||||||
|
)
|
||||||
|
class_id = cur.lastrowid
|
||||||
|
with self.assertRaises(sqlite3.IntegrityError) as ctx:
|
||||||
|
self.kernel._conn.execute(
|
||||||
|
"INSERT INTO principals"
|
||||||
|
"(principal_id, actor_kind, current_class_id, issuer_id, registered_by, created_at) "
|
||||||
|
"VALUES ('rogue', 'operator', ?, NULL, NULL, '2026-01-01T00:00:00Z')",
|
||||||
|
(class_id,),
|
||||||
|
)
|
||||||
|
self.assertIn("INVALID_BOOTSTRAP_STATE", str(ctx.exception))
|
||||||
|
|
||||||
|
def test_installer_null_issuer_only_during_install(self) -> None:
|
||||||
|
self.assertEqual(self.kernel.install_platform(INSTALLER).code, INSTALLED)
|
||||||
|
with self.kernel.actor_context("i2", "installer", "install"):
|
||||||
|
cur = self.kernel._conn.execute(
|
||||||
|
"INSERT INTO principal_equivalence_classes(created_at) VALUES ('2026-01-01T00:00:00Z')"
|
||||||
|
)
|
||||||
|
class_id = cur.lastrowid
|
||||||
|
with self.assertRaises(sqlite3.IntegrityError):
|
||||||
|
self.kernel._conn.execute(
|
||||||
|
"INSERT INTO principals"
|
||||||
|
"(principal_id, actor_kind, current_class_id, issuer_id, registered_by, created_at) "
|
||||||
|
"VALUES ('i2', 'installer', ?, NULL, NULL, '2026-01-01T00:00:00Z')",
|
||||||
|
(class_id,),
|
||||||
|
)
|
||||||
|
|
||||||
|
# -- AC8 -------------------------------------------------------------- #
|
||||||
|
def test_context_missing(self) -> None: # t_context_missing(-)
|
||||||
|
self.assertIsNone(self.kernel._ctx)
|
||||||
|
with self.assertRaises(sqlite3.IntegrityError) as ctx:
|
||||||
|
self.kernel._conn.execute(
|
||||||
|
"INSERT INTO principal_equivalence_classes(created_at) VALUES ('2026-01-01T00:00:00Z')"
|
||||||
|
)
|
||||||
|
self.assertIn("INVALID_ACTOR_CONTEXT", str(ctx.exception))
|
||||||
|
|
||||||
|
def test_context_stale(self) -> None: # t_context_stale(-)
|
||||||
|
with self.kernel.actor_context("op", "operator", "normal"):
|
||||||
|
self.kernel._ctx.expired = True
|
||||||
|
with self.assertRaises(sqlite3.IntegrityError) as ctx:
|
||||||
|
self.kernel._conn.execute(
|
||||||
|
"INSERT INTO principal_equivalence_classes(created_at) VALUES ('2026-01-01T00:00:00Z')"
|
||||||
|
)
|
||||||
|
self.assertIn("INVALID_ACTOR_CONTEXT", str(ctx.exception))
|
||||||
|
|
||||||
|
def test_context_epoch_shift(self) -> None: # t_context_epoch_shift(-)
|
||||||
|
with self.kernel.actor_context("op", "operator", "normal"):
|
||||||
|
self.kernel._ctx.live_epoch = self.kernel._ctx.bound_epoch + 99
|
||||||
|
with self.assertRaises(sqlite3.IntegrityError) as ctx:
|
||||||
|
self.kernel._conn.execute(
|
||||||
|
"INSERT INTO principal_equivalence_classes(created_at) VALUES ('2026-01-01T00:00:00Z')"
|
||||||
|
)
|
||||||
|
self.assertIn("INVALID_ACTOR_CONTEXT", str(ctx.exception))
|
||||||
|
|
||||||
|
def test_bad_actor_kind_or_mode_rejected(self) -> None:
|
||||||
|
for kind, mode in (("intruder", "normal"), ("operator", "sabotage")):
|
||||||
|
with self.subTest(kind=kind, mode=mode):
|
||||||
|
with self.kernel.actor_context("op", kind, mode):
|
||||||
|
with self.assertRaises(sqlite3.IntegrityError):
|
||||||
|
self.kernel._conn.execute(
|
||||||
|
"INSERT INTO principal_equivalence_classes(created_at) "
|
||||||
|
"VALUES ('2026-01-01T00:00:00Z')"
|
||||||
|
)
|
||||||
|
|
||||||
|
# -- AC9 -------------------------------------------------------------- #
|
||||||
|
def test_bootstrap_immutable_update(self) -> None: # t_bootstrap_immutable_{update}
|
||||||
|
self.assertEqual(self.kernel.install_platform(INSTALLER).code, INSTALLED)
|
||||||
|
cases = [
|
||||||
|
("UPDATE install_state SET installed_at = 'x' WHERE id = 1", "IMMUTABLE_INSTALL_STATE"),
|
||||||
|
("UPDATE platform_bootstrap_seed SET created_at = 'x' WHERE seed_id = 1", "IMMUTABLE_SEED"),
|
||||||
|
("UPDATE authority_dominance SET subordinate = 'x' WHERE dominant = 'supervisor.root'", "IMMUTABLE_DOMINANCE"),
|
||||||
|
(f"UPDATE authoritative_issuers SET issuer_ref = 'x' WHERE issuer_ref = '{DISTINGUISHED_ISSUER_ID}'", "IMMUTABLE_ISSUER"),
|
||||||
|
(f"UPDATE principals SET actor_kind = 'operator' WHERE principal_id = '{INSTALLER}'", "IMMUTABLE_PRINCIPAL"),
|
||||||
|
]
|
||||||
|
for sql, tag in cases:
|
||||||
|
with self.subTest(sql=sql):
|
||||||
|
with self.kernel.actor_context("op", "operator", "normal"):
|
||||||
|
with self.assertRaises(sqlite3.IntegrityError) as ctx:
|
||||||
|
self.kernel._conn.execute(sql)
|
||||||
|
self.assertIn(tag, str(ctx.exception))
|
||||||
|
|
||||||
|
def test_bootstrap_immutable_delete(self) -> None: # t_bootstrap_immutable_{delete}
|
||||||
|
self.assertEqual(self.kernel.install_platform(INSTALLER).code, INSTALLED)
|
||||||
|
cases = [
|
||||||
|
("DELETE FROM install_state WHERE id = 1", "IMMUTABLE_INSTALL_STATE"),
|
||||||
|
("DELETE FROM platform_bootstrap_seed WHERE seed_id = 1", "IMMUTABLE_SEED"),
|
||||||
|
("DELETE FROM authority_dominance", "IMMUTABLE_DOMINANCE"),
|
||||||
|
("DELETE FROM authoritative_issuers", "IMMUTABLE_ISSUER"),
|
||||||
|
(f"DELETE FROM principals WHERE principal_id = '{INSTALLER}'", "IMMUTABLE_PRINCIPAL"),
|
||||||
|
("DELETE FROM platform_bootstrap_grants", "IMMUTABLE_GRANT"),
|
||||||
|
]
|
||||||
|
for sql, tag in cases:
|
||||||
|
with self.subTest(sql=sql):
|
||||||
|
with self.kernel.actor_context("op", "operator", "normal"):
|
||||||
|
with self.assertRaises(sqlite3.IntegrityError) as ctx:
|
||||||
|
self.kernel._conn.execute(sql)
|
||||||
|
self.assertIn(tag, str(ctx.exception))
|
||||||
|
|
||||||
|
def test_grant_reactivation_rejected(self) -> None:
|
||||||
|
self.assertEqual(self.kernel.install_platform(INSTALLER).code, INSTALLED)
|
||||||
|
self.kernel.register_principal(
|
||||||
|
"op1", "operator", DISTINGUISHED_ISSUER_ID, actor_principal=INSTALLER
|
||||||
|
)
|
||||||
|
self.assertEqual(
|
||||||
|
self.kernel.grant_platform_bootstrap("op1", INSTALLER).code, INSTALLED
|
||||||
|
)
|
||||||
|
gid = self.kernel._conn.execute(
|
||||||
|
"SELECT grant_id FROM platform_bootstrap_grants WHERE grantee_principal_id = 'op1'"
|
||||||
|
).fetchone()[0]
|
||||||
|
self.assertEqual(
|
||||||
|
self.kernel.revoke_platform_bootstrap(gid, actor_principal=INSTALLER).code,
|
||||||
|
INSTALLED,
|
||||||
|
)
|
||||||
|
with self.kernel.actor_context("op", "operator", "normal"):
|
||||||
|
with self.assertRaises(sqlite3.IntegrityError) as ctx:
|
||||||
|
self.kernel._conn.execute(
|
||||||
|
"UPDATE platform_bootstrap_grants SET active = 1 WHERE grant_id = ?",
|
||||||
|
(gid,),
|
||||||
|
)
|
||||||
|
self.assertIn("IMMUTABLE_GRANT", str(ctx.exception))
|
||||||
|
|
||||||
|
# -- AC12 ------------------------------------------------------------- #
|
||||||
|
def test_raw_write_bypass(self) -> None: # t_raw_write_bypass(raw-bypass)
|
||||||
|
with tempfile.TemporaryDirectory() as tmp:
|
||||||
|
path = os.path.join(tmp, "p.sqlite3")
|
||||||
|
k = PlatformKernel(path)
|
||||||
|
self.assertEqual(k.install_platform(INSTALLER).code, INSTALLED)
|
||||||
|
k.close()
|
||||||
|
raw = sqlite3.connect(path)
|
||||||
|
raw.execute("PRAGMA foreign_keys = ON")
|
||||||
|
try:
|
||||||
|
with self.assertRaises(sqlite3.Error):
|
||||||
|
raw.execute(
|
||||||
|
"INSERT INTO audit_records(event, created_at) "
|
||||||
|
"VALUES ('forged', '2026-01-01T00:00:00Z')"
|
||||||
|
)
|
||||||
|
raw.commit()
|
||||||
|
with self.assertRaises(sqlite3.Error):
|
||||||
|
raw.execute("UPDATE install_state SET installed_at = 'x' WHERE id = 1")
|
||||||
|
raw.commit()
|
||||||
|
with self.assertRaises(sqlite3.Error):
|
||||||
|
raw.execute("DELETE FROM platform_bootstrap_grants")
|
||||||
|
raw.commit()
|
||||||
|
finally:
|
||||||
|
raw.close()
|
||||||
|
|
||||||
|
# -- AC13 ------------------------------------------------------------- #
|
||||||
|
def test_audit_created(self) -> None: # t_audit_created(+)
|
||||||
|
self.assertEqual(self.kernel.install_platform(INSTALLER).code, INSTALLED)
|
||||||
|
self.kernel.register_principal(
|
||||||
|
"op1", "operator", DISTINGUISHED_ISSUER_ID, actor_principal=INSTALLER
|
||||||
|
)
|
||||||
|
self.assertEqual(
|
||||||
|
self.kernel.grant_platform_bootstrap("op1", INSTALLER).code, INSTALLED
|
||||||
|
)
|
||||||
|
gid = self.kernel._conn.execute(
|
||||||
|
"SELECT grant_id FROM platform_bootstrap_grants WHERE grantee_principal_id = 'op1'"
|
||||||
|
).fetchone()[0]
|
||||||
|
self.assertEqual(
|
||||||
|
self.kernel.revoke_platform_bootstrap(gid, actor_principal=INSTALLER).code,
|
||||||
|
INSTALLED,
|
||||||
|
)
|
||||||
|
events = self.kernel.audit_events()
|
||||||
|
for evt in (
|
||||||
|
ap.EVT_PLATFORM_INSTALLED,
|
||||||
|
ap.EVT_GRANT_CREATED,
|
||||||
|
ap.EVT_GRANT_REVOKED,
|
||||||
|
ap.EVT_PRINCIPAL_REGISTERED,
|
||||||
|
):
|
||||||
|
self.assertIn(evt, events)
|
||||||
|
|
||||||
|
# -- AC14 ------------------------------------------------------------- #
|
||||||
|
def test_audit_immutable(self) -> None: # t_audit_immutable(raw-bypass)
|
||||||
|
self.assertEqual(self.kernel.install_platform(INSTALLER).code, INSTALLED)
|
||||||
|
with self.kernel.actor_context("op", "operator", "normal"):
|
||||||
|
with self.assertRaises(sqlite3.IntegrityError) as up:
|
||||||
|
self.kernel._conn.execute("UPDATE audit_records SET event = 'x' WHERE audit_id = 1")
|
||||||
|
self.assertIn("IMMUTABLE_AUDIT", str(up.exception))
|
||||||
|
with self.assertRaises(sqlite3.IntegrityError) as dl:
|
||||||
|
self.kernel._conn.execute("DELETE FROM audit_records WHERE audit_id = 1")
|
||||||
|
self.assertIn("IMMUTABLE_AUDIT", str(dl.exception))
|
||||||
|
|
||||||
|
# -- meta ------------------------------------------------------------- #
|
||||||
|
def test_schema_meta(self) -> None:
|
||||||
|
rows = dict(self.kernel._conn.execute("SELECT key, value FROM arch01_meta").fetchall())
|
||||||
|
self.assertEqual(rows["schema_version"], str(ap.SCHEMA_VERSION))
|
||||||
|
self.assertIn("disabled by default", rows["architecture"])
|
||||||
|
|
||||||
|
def test_register_principal_creates_class_first(self) -> None:
|
||||||
|
self.assertEqual(self.kernel.install_platform(INSTALLER).code, INSTALLED)
|
||||||
|
res = self.kernel.register_principal(
|
||||||
|
"svc1", "service", DISTINGUISHED_ISSUER_ID, actor_principal=INSTALLER
|
||||||
|
)
|
||||||
|
self.assertEqual(res.code, INSTALLED)
|
||||||
|
row = self.kernel._conn.execute(
|
||||||
|
"SELECT current_class_id FROM principals WHERE principal_id = 'svc1'"
|
||||||
|
).fetchone()
|
||||||
|
self.assertIsNotNone(row[0])
|
||||||
|
|
||||||
|
# -- helpers ---------------------------------------------------------- #
|
||||||
|
def _partial_bootstrap_then_rollback(self, k: PlatformKernel, stop: int) -> None:
|
||||||
|
"""Execute the first ``stop`` bootstrap statements, then ROLLBACK."""
|
||||||
|
now = "2026-01-01T00:00:00Z"
|
||||||
|
k._conn.execute("BEGIN IMMEDIATE")
|
||||||
|
class_id = None
|
||||||
|
issuer_id = None
|
||||||
|
try:
|
||||||
|
with k.actor_context(INSTALLER, "installer", "install"):
|
||||||
|
c = k._conn
|
||||||
|
if stop >= 1:
|
||||||
|
class_id = c.execute(
|
||||||
|
"INSERT INTO principal_equivalence_classes(created_at) VALUES (?)", (now,)
|
||||||
|
).lastrowid
|
||||||
|
if stop >= 2:
|
||||||
|
c.execute(
|
||||||
|
"INSERT INTO principals(principal_id, actor_kind, current_class_id, issuer_id, registered_by, created_at) "
|
||||||
|
"VALUES (?, 'installer', ?, NULL, ?, ?)",
|
||||||
|
(INSTALLER, class_id, INSTALLER, now),
|
||||||
|
)
|
||||||
|
if stop >= 3:
|
||||||
|
issuer_id = c.execute(
|
||||||
|
"INSERT INTO authoritative_issuers(issuer_kind, issuer_ref, created_at) VALUES ('operator-key', ?, ?)",
|
||||||
|
(DISTINGUISHED_ISSUER_ID, now),
|
||||||
|
).lastrowid
|
||||||
|
if stop >= 4:
|
||||||
|
c.execute(
|
||||||
|
"UPDATE principals SET issuer_id = ? WHERE principal_id = ?",
|
||||||
|
(issuer_id, INSTALLER),
|
||||||
|
)
|
||||||
|
if stop >= 5:
|
||||||
|
c.executemany(
|
||||||
|
"INSERT INTO authority_dominance(dominant, subordinate) VALUES (?, ?)",
|
||||||
|
DOMINANCE_TUPLES,
|
||||||
|
)
|
||||||
|
if stop >= 6:
|
||||||
|
c.execute(
|
||||||
|
"INSERT INTO platform_bootstrap_seed(seed_id, installer_principal_id, created_at) VALUES (1, ?, ?)",
|
||||||
|
(INSTALLER, now),
|
||||||
|
)
|
||||||
|
if stop >= 7:
|
||||||
|
c.execute(
|
||||||
|
"INSERT INTO platform_bootstrap_grants(grantee_principal_id, granted_by, active, created_at) VALUES (?, NULL, 1, ?)",
|
||||||
|
(INSTALLER, now),
|
||||||
|
)
|
||||||
|
if stop >= 8:
|
||||||
|
c.execute("INSERT INTO platform_active_invariant(id, active_count) VALUES (1, 1)")
|
||||||
|
finally:
|
||||||
|
k._conn.execute("ROLLBACK")
|
||||||
|
|
||||||
|
def _seed_bootstrap_and_mark(self, k: PlatformKernel, dominance) -> str:
|
||||||
|
"""Seed a full bootstrap with a caller-supplied dominance set, then
|
||||||
|
attempt the marker insert. Returns the classified failure code (or
|
||||||
|
INSTALLED). Rolls back on failure so no partial rows remain."""
|
||||||
|
now = "2026-01-01T00:00:00Z"
|
||||||
|
k._conn.execute("BEGIN IMMEDIATE")
|
||||||
|
try:
|
||||||
|
with k.actor_context(INSTALLER, "installer", "install"):
|
||||||
|
c = k._conn
|
||||||
|
class_id = c.execute(
|
||||||
|
"INSERT INTO principal_equivalence_classes(created_at) VALUES (?)", (now,)
|
||||||
|
).lastrowid
|
||||||
|
c.execute(
|
||||||
|
"INSERT INTO principals(principal_id, actor_kind, current_class_id, issuer_id, registered_by, created_at) "
|
||||||
|
"VALUES (?, 'installer', ?, NULL, ?, ?)",
|
||||||
|
(INSTALLER, class_id, INSTALLER, now),
|
||||||
|
)
|
||||||
|
issuer_id = c.execute(
|
||||||
|
"INSERT INTO authoritative_issuers(issuer_kind, issuer_ref, created_at) VALUES ('operator-key', ?, ?)",
|
||||||
|
(DISTINGUISHED_ISSUER_ID, now),
|
||||||
|
).lastrowid
|
||||||
|
c.execute(
|
||||||
|
"UPDATE principals SET issuer_id = ? WHERE principal_id = ?",
|
||||||
|
(issuer_id, INSTALLER),
|
||||||
|
)
|
||||||
|
c.executemany(
|
||||||
|
"INSERT INTO authority_dominance(dominant, subordinate) VALUES (?, ?)",
|
||||||
|
dominance,
|
||||||
|
)
|
||||||
|
c.execute(
|
||||||
|
"INSERT INTO platform_bootstrap_seed(seed_id, installer_principal_id, created_at) VALUES (1, ?, ?)",
|
||||||
|
(INSTALLER, now),
|
||||||
|
)
|
||||||
|
c.execute(
|
||||||
|
"INSERT INTO platform_bootstrap_grants(grantee_principal_id, granted_by, active, created_at) VALUES (?, NULL, 1, ?)",
|
||||||
|
(INSTALLER, now),
|
||||||
|
)
|
||||||
|
c.execute("INSERT INTO platform_active_invariant(id, active_count) VALUES (1, 1)")
|
||||||
|
c.execute(
|
||||||
|
"INSERT INTO install_state(id, marker, installed_at) VALUES (1, 'installed', ?)",
|
||||||
|
(now,),
|
||||||
|
)
|
||||||
|
k._conn.execute("COMMIT")
|
||||||
|
return INSTALLED
|
||||||
|
except sqlite3.Error as exc:
|
||||||
|
k._safe_rollback()
|
||||||
|
return PlatformKernel._classify(exc)
|
||||||
|
|
||||||
|
|
||||||
|
class Arch01ConcurrencyTest(unittest.TestCase):
|
||||||
|
"""Concurrency invariants require file-backed DBs and independent connections."""
|
||||||
|
|
||||||
|
def setUp(self) -> None:
|
||||||
|
self._tmp = tempfile.TemporaryDirectory()
|
||||||
|
self.path = os.path.join(self._tmp.name, "p.sqlite3")
|
||||||
|
|
||||||
|
def tearDown(self) -> None:
|
||||||
|
self._tmp.cleanup()
|
||||||
|
|
||||||
|
# -- AC10 ------------------------------------------------------------- #
|
||||||
|
def test_concurrent_install(self) -> None: # t_concurrent_install(concurrency)
|
||||||
|
k1 = PlatformKernel(self.path, busy_timeout_ms=0)
|
||||||
|
k2 = PlatformKernel(self.path, busy_timeout_ms=0)
|
||||||
|
barrier = threading.Barrier(2)
|
||||||
|
results = {}
|
||||||
|
|
||||||
|
def _install(name, kernel):
|
||||||
|
barrier.wait()
|
||||||
|
results[name] = kernel.install_platform(INSTALLER).code
|
||||||
|
|
||||||
|
try:
|
||||||
|
with ThreadPoolExecutor(max_workers=2) as ex:
|
||||||
|
f1 = ex.submit(_install, "a", k1)
|
||||||
|
f2 = ex.submit(_install, "b", k2)
|
||||||
|
f1.result()
|
||||||
|
f2.result()
|
||||||
|
codes = sorted(results.values())
|
||||||
|
self.assertEqual(codes.count(INSTALLED), 1, f"exactly one install expected: {results}")
|
||||||
|
other = [c for c in results.values() if c != INSTALLED][0]
|
||||||
|
self.assertIn(other, (ALREADY_INSTALLED, CONCURRENT_INSTALLATION_LOST))
|
||||||
|
self.assertTrue(k1.is_installed())
|
||||||
|
self.assertEqual(_count(k1, "install_state"), 1)
|
||||||
|
self.assertEqual(_count(k1, "principals"), 1)
|
||||||
|
finally:
|
||||||
|
k1.close()
|
||||||
|
k2.close()
|
||||||
|
|
||||||
|
# -- AC11 ------------------------------------------------------------- #
|
||||||
|
def test_concurrent_last_grant_revoke(self) -> None: # t_concurrent_last_grant_revoke
|
||||||
|
setup = PlatformKernel(self.path)
|
||||||
|
self.assertEqual(setup.install_platform(INSTALLER).code, INSTALLED)
|
||||||
|
setup.register_principal("op1", "operator", DISTINGUISHED_ISSUER_ID, actor_principal=INSTALLER)
|
||||||
|
self.assertEqual(setup.grant_platform_bootstrap("op1", INSTALLER).code, INSTALLED)
|
||||||
|
self.assertEqual(setup.active_grant_count(), 2)
|
||||||
|
gids = [
|
||||||
|
r[0]
|
||||||
|
for r in setup._conn.execute(
|
||||||
|
"SELECT grant_id FROM platform_bootstrap_grants WHERE active = 1 ORDER BY grant_id"
|
||||||
|
).fetchall()
|
||||||
|
]
|
||||||
|
setup.close()
|
||||||
|
self.assertEqual(len(gids), 2)
|
||||||
|
|
||||||
|
k1 = PlatformKernel(self.path, busy_timeout_ms=3000)
|
||||||
|
k2 = PlatformKernel(self.path, busy_timeout_ms=3000)
|
||||||
|
barrier = threading.Barrier(2)
|
||||||
|
results = {}
|
||||||
|
|
||||||
|
def _revoke(name, kernel, gid):
|
||||||
|
barrier.wait()
|
||||||
|
results[name] = kernel.revoke_platform_bootstrap(gid, actor_principal=INSTALLER).code
|
||||||
|
|
||||||
|
try:
|
||||||
|
with ThreadPoolExecutor(max_workers=2) as ex:
|
||||||
|
f1 = ex.submit(_revoke, "a", k1, gids[0])
|
||||||
|
f2 = ex.submit(_revoke, "b", k2, gids[1])
|
||||||
|
f1.result()
|
||||||
|
f2.result()
|
||||||
|
codes = list(results.values())
|
||||||
|
self.assertEqual(codes.count(INSTALLED), 1, f"exactly one revoke should win: {results}")
|
||||||
|
self.assertEqual(codes.count(AUTHORIZATION_DENIED), 1, f"one revoke must be denied: {results}")
|
||||||
|
self.assertEqual(k1.active_grant_count(), 1)
|
||||||
|
self.assertEqual(_count_where(k1, "platform_bootstrap_grants", "active = 1"), 1)
|
||||||
|
finally:
|
||||||
|
k1.close()
|
||||||
|
k2.close()
|
||||||
|
|
||||||
|
def test_revoke_final_grant_denied(self) -> None:
|
||||||
|
k = PlatformKernel(self.path)
|
||||||
|
try:
|
||||||
|
self.assertEqual(k.install_platform(INSTALLER).code, INSTALLED)
|
||||||
|
gid = k._conn.execute(
|
||||||
|
"SELECT grant_id FROM platform_bootstrap_grants WHERE active = 1"
|
||||||
|
).fetchone()[0]
|
||||||
|
res = k.revoke_platform_bootstrap(gid, actor_principal=INSTALLER)
|
||||||
|
self.assertEqual(res.code, AUTHORIZATION_DENIED)
|
||||||
|
self.assertEqual(k.active_grant_count(), 1)
|
||||||
|
self.assertEqual(_count_where(k, "platform_bootstrap_grants", "active = 1"), 1)
|
||||||
|
finally:
|
||||||
|
k.close()
|
||||||
|
|
||||||
|
|
||||||
|
if __name__ == "__main__":
|
||||||
|
unittest.main()
|
||||||
@@ -1,703 +0,0 @@
|
|||||||
"""Console authorization, redaction, and audit model tests (#633).
|
|
||||||
|
|
||||||
Covers each acceptance criterion and each required test named in the issue:
|
|
||||||
|
|
||||||
* AC1 — RBAC matrix and privileged-action list.
|
|
||||||
* AC2 — redaction rules, unit-tested against sample payloads.
|
|
||||||
* AC3 — audit event schema with required fields and retention defaults.
|
|
||||||
* AC4 — Phase 2 integration points.
|
|
||||||
* AC5 — local-dev mode with explicit insecurity warnings.
|
|
||||||
|
|
||||||
Required tests: redaction units (token, keychain, password patterns),
|
|
||||||
default-deny for unauthenticated write stubs, and audit record creation for a
|
|
||||||
simulated privileged preview.
|
|
||||||
"""
|
|
||||||
|
|
||||||
from __future__ import annotations
|
|
||||||
|
|
||||||
import datetime
|
|
||||||
import json
|
|
||||||
import os
|
|
||||||
import pathlib
|
|
||||||
import sys
|
|
||||||
import tempfile
|
|
||||||
import unittest
|
|
||||||
|
|
||||||
from starlette.testclient import TestClient
|
|
||||||
|
|
||||||
sys.path.insert(0, str(pathlib.Path(__file__).resolve().parents[1]))
|
|
||||||
|
|
||||||
from task_capability_map import TASK_CAPABILITY_MAP # noqa: E402
|
|
||||||
from webui import console_audit, console_authz # noqa: E402
|
|
||||||
from webui.app import create_app # noqa: E402
|
|
||||||
from webui.console_redaction import ( # noqa: E402
|
|
||||||
REDACTED,
|
|
||||||
redact_payload,
|
|
||||||
redact_text,
|
|
||||||
redaction_policy,
|
|
||||||
scan_for_secrets,
|
|
||||||
)
|
|
||||||
|
|
||||||
DOCS = pathlib.Path(__file__).resolve().parents[1] / "docs"
|
|
||||||
AUTHZ_DOC = DOCS / "webui-authz-audit.md"
|
|
||||||
|
|
||||||
|
|
||||||
def _principal(role: str) -> console_authz.Principal:
|
|
||||||
return console_authz.Principal(
|
|
||||||
subject=f"{role}@example.com",
|
|
||||||
role=role,
|
|
||||||
identity_source=console_authz.IDENTITY_ACCESS_PROXY,
|
|
||||||
authenticated=True,
|
|
||||||
)
|
|
||||||
|
|
||||||
|
|
||||||
class TestRoleMatrix(unittest.TestCase):
|
|
||||||
"""AC1 — the written RBAC matrix and privileged-action list."""
|
|
||||||
|
|
||||||
def test_roles_are_ordered_least_to_most_authority(self):
|
|
||||||
self.assertEqual(
|
|
||||||
console_authz.ROLE_ORDER,
|
|
||||||
("viewer", "operator", "controller", "admin"),
|
|
||||||
)
|
|
||||||
|
|
||||||
def test_every_role_has_a_description(self):
|
|
||||||
for role in console_authz.ROLE_ORDER:
|
|
||||||
with self.subTest(role=role):
|
|
||||||
self.assertTrue(console_authz.ROLE_DESCRIPTIONS[role].strip())
|
|
||||||
|
|
||||||
def test_higher_roles_inherit_lower_role_actions(self):
|
|
||||||
matrix = {
|
|
||||||
entry["role"]: set(entry["permitted_actions"])
|
|
||||||
for entry in console_authz.rbac_matrix()["roles"]
|
|
||||||
}
|
|
||||||
for lower, higher in zip(
|
|
||||||
console_authz.ROLE_ORDER, console_authz.ROLE_ORDER[1:]
|
|
||||||
):
|
|
||||||
with self.subTest(lower=lower, higher=higher):
|
|
||||||
self.assertTrue(matrix[lower].issubset(matrix[higher]))
|
|
||||||
|
|
||||||
def test_viewer_holds_no_write_action(self):
|
|
||||||
matrix = {
|
|
||||||
entry["role"]: set(entry["permitted_actions"])
|
|
||||||
for entry in console_authz.rbac_matrix()["roles"]
|
|
||||||
}
|
|
||||||
self.assertEqual(matrix["viewer"], set())
|
|
||||||
|
|
||||||
def test_privileged_action_list_is_non_empty_and_classified(self):
|
|
||||||
privileged = console_authz.privileged_actions()
|
|
||||||
self.assertTrue(privileged)
|
|
||||||
ids = {action.action_id for action in privileged}
|
|
||||||
# Merge and branch deletion are the canonical privileged pair.
|
|
||||||
self.assertIn("merge_pr", ids)
|
|
||||||
self.assertIn("delete_branch", ids)
|
|
||||||
|
|
||||||
def test_merge_and_delete_require_dual_control_and_break_glass(self):
|
|
||||||
for action_id in ("merge_pr", "delete_branch"):
|
|
||||||
with self.subTest(action=action_id):
|
|
||||||
action = console_authz.get_action(action_id)
|
|
||||||
self.assertTrue(action.dual_control)
|
|
||||||
self.assertTrue(action.break_glass)
|
|
||||||
self.assertTrue(action.requires_confirmation)
|
|
||||||
|
|
||||||
def test_every_write_action_requires_confirmation(self):
|
|
||||||
for action in console_authz.ACTIONS.values():
|
|
||||||
with self.subTest(action=action.action_id):
|
|
||||||
self.assertTrue(action.requires_confirmation)
|
|
||||||
|
|
||||||
def test_delete_branch_is_admin_only(self):
|
|
||||||
self.assertEqual(
|
|
||||||
console_authz.get_action("delete_branch").minimum_role,
|
|
||||||
console_authz.ADMIN,
|
|
||||||
)
|
|
||||||
|
|
||||||
def test_actions_map_to_real_mcp_capability_vocabulary(self):
|
|
||||||
"""The console must not invent an authority the MCP layer lacks."""
|
|
||||||
for action in console_authz.ACTIONS.values():
|
|
||||||
with self.subTest(action=action.action_id):
|
|
||||||
self.assertIn(action.task_key, TASK_CAPABILITY_MAP)
|
|
||||||
self.assertEqual(
|
|
||||||
action.mcp_permission,
|
|
||||||
TASK_CAPABILITY_MAP[action.task_key]["permission"],
|
|
||||||
)
|
|
||||||
self.assertEqual(
|
|
||||||
action.mcp_role,
|
|
||||||
TASK_CAPABILITY_MAP[action.task_key]["role"],
|
|
||||||
)
|
|
||||||
|
|
||||||
def test_matrix_declares_deny_by_default_and_execution_disabled(self):
|
|
||||||
matrix = console_authz.rbac_matrix()
|
|
||||||
self.assertEqual(matrix["default_decision"], "deny")
|
|
||||||
self.assertFalse(matrix["execution_enabled"])
|
|
||||||
|
|
||||||
|
|
||||||
class TestAuthorizeDefaultDeny(unittest.TestCase):
|
|
||||||
"""Fail-closed behaviour of the authorization decision."""
|
|
||||||
|
|
||||||
def test_anonymous_is_denied_every_action(self):
|
|
||||||
for action_id in console_authz.ACTIONS:
|
|
||||||
with self.subTest(action=action_id):
|
|
||||||
decision = console_authz.authorize(action_id)
|
|
||||||
self.assertFalse(decision.allowed)
|
|
||||||
self.assertEqual(
|
|
||||||
decision.reason_code, console_authz.DENY_UNAUTHENTICATED
|
|
||||||
)
|
|
||||||
|
|
||||||
def test_unknown_action_is_denied(self):
|
|
||||||
decision = console_authz.authorize(
|
|
||||||
"not_a_real_action", _principal("admin")
|
|
||||||
)
|
|
||||||
self.assertFalse(decision.allowed)
|
|
||||||
self.assertEqual(decision.reason_code, console_authz.DENY_UNKNOWN_ACTION)
|
|
||||||
|
|
||||||
def test_unknown_role_is_denied(self):
|
|
||||||
rogue = console_authz.Principal(
|
|
||||||
subject="[email protected]",
|
|
||||||
role="superuser",
|
|
||||||
identity_source=console_authz.IDENTITY_ACCESS_PROXY,
|
|
||||||
authenticated=True,
|
|
||||||
)
|
|
||||||
decision = console_authz.authorize("comment_issue", rogue)
|
|
||||||
self.assertFalse(decision.allowed)
|
|
||||||
self.assertEqual(decision.reason_code, console_authz.DENY_UNKNOWN_ROLE)
|
|
||||||
|
|
||||||
def test_insufficient_role_is_denied(self):
|
|
||||||
decision = console_authz.authorize("merge_pr", _principal("operator"))
|
|
||||||
self.assertFalse(decision.allowed)
|
|
||||||
self.assertEqual(
|
|
||||||
decision.reason_code, console_authz.DENY_INSUFFICIENT_ROLE
|
|
||||||
)
|
|
||||||
|
|
||||||
def test_sufficient_role_allows_preview_only(self):
|
|
||||||
decision = console_authz.authorize("merge_pr", _principal("controller"))
|
|
||||||
self.assertTrue(decision.allowed)
|
|
||||||
self.assertFalse(decision.execution_enabled)
|
|
||||||
|
|
||||||
def test_execution_is_refused_while_phase_is_not_active(self):
|
|
||||||
decision = console_authz.authorize(
|
|
||||||
"merge_pr", _principal("controller"), for_execution=True
|
|
||||||
)
|
|
||||||
self.assertFalse(decision.allowed)
|
|
||||||
self.assertEqual(
|
|
||||||
decision.reason_code, console_authz.DENY_PHASE_NOT_ACTIVE
|
|
||||||
)
|
|
||||||
|
|
||||||
def test_allowed_decision_never_reports_execution_enabled(self):
|
|
||||||
for action_id in console_authz.ACTIONS:
|
|
||||||
with self.subTest(action=action_id):
|
|
||||||
decision = console_authz.authorize(
|
|
||||||
action_id, _principal("admin")
|
|
||||||
)
|
|
||||||
self.assertFalse(decision.execution_enabled)
|
|
||||||
|
|
||||||
|
|
||||||
class TestIdentityResolution(unittest.TestCase):
|
|
||||||
"""AC5 — identity sources, including the insecure local-dev mode."""
|
|
||||||
|
|
||||||
def test_no_auth_mode_yields_anonymous_viewer(self):
|
|
||||||
principal = console_authz.resolve_principal(env={})
|
|
||||||
self.assertFalse(principal.authenticated)
|
|
||||||
self.assertEqual(principal.role, console_authz.VIEWER)
|
|
||||||
self.assertEqual(principal.identity_source, console_authz.IDENTITY_NONE)
|
|
||||||
|
|
||||||
def test_local_dev_mode_warns_that_identity_is_unverified(self):
|
|
||||||
principal = console_authz.resolve_principal(
|
|
||||||
env={
|
|
||||||
console_authz.AUTH_MODE_ENV: "local-dev",
|
|
||||||
console_authz.DEV_SUBJECT_ENV: "[email protected]",
|
|
||||||
console_authz.DEV_ROLE_ENV: "admin",
|
|
||||||
}
|
|
||||||
)
|
|
||||||
self.assertTrue(principal.authenticated)
|
|
||||||
self.assertEqual(principal.role, "admin")
|
|
||||||
self.assertTrue(principal.warnings)
|
|
||||||
self.assertIn("asserted", " ".join(principal.warnings).lower())
|
|
||||||
|
|
||||||
def test_local_dev_without_subject_falls_back_to_anonymous(self):
|
|
||||||
principal = console_authz.resolve_principal(
|
|
||||||
env={console_authz.AUTH_MODE_ENV: "local-dev"}
|
|
||||||
)
|
|
||||||
self.assertFalse(principal.authenticated)
|
|
||||||
|
|
||||||
def test_local_dev_unknown_role_degrades_to_viewer(self):
|
|
||||||
principal = console_authz.resolve_principal(
|
|
||||||
env={
|
|
||||||
console_authz.AUTH_MODE_ENV: "local_dev",
|
|
||||||
console_authz.DEV_SUBJECT_ENV: "[email protected]",
|
|
||||||
console_authz.DEV_ROLE_ENV: "root",
|
|
||||||
}
|
|
||||||
)
|
|
||||||
self.assertEqual(principal.role, console_authz.VIEWER)
|
|
||||||
|
|
||||||
def test_access_proxy_without_header_fails_closed(self):
|
|
||||||
"""A proxy-mode request that did not traverse the proxy is anonymous."""
|
|
||||||
principal = console_authz.resolve_principal(
|
|
||||||
headers={},
|
|
||||||
env={console_authz.AUTH_MODE_ENV: "access_proxy"},
|
|
||||||
)
|
|
||||||
self.assertFalse(principal.authenticated)
|
|
||||||
|
|
||||||
def test_access_proxy_role_comes_from_server_config_not_client(self):
|
|
||||||
env = {
|
|
||||||
console_authz.AUTH_MODE_ENV: "access_proxy",
|
|
||||||
console_authz.ROLE_MAP_ENV: json.dumps(
|
|
||||||
{"[email protected]": "controller"}
|
|
||||||
),
|
|
||||||
}
|
|
||||||
principal = console_authz.resolve_principal(
|
|
||||||
headers={
|
|
||||||
console_authz.ACCESS_SUBJECT_HEADER: "[email protected]",
|
|
||||||
"x-role": "admin", # client-supplied role must be ignored
|
|
||||||
},
|
|
||||||
env=env,
|
|
||||||
)
|
|
||||||
self.assertEqual(principal.role, "controller")
|
|
||||||
|
|
||||||
def test_access_proxy_unmapped_subject_defaults_to_viewer(self):
|
|
||||||
principal = console_authz.resolve_principal(
|
|
||||||
headers={
|
|
||||||
console_authz.ACCESS_SUBJECT_HEADER: "[email protected]"
|
|
||||||
},
|
|
||||||
env={console_authz.AUTH_MODE_ENV: "access_proxy"},
|
|
||||||
)
|
|
||||||
self.assertEqual(principal.role, console_authz.VIEWER)
|
|
||||||
|
|
||||||
def test_malformed_role_map_does_not_raise_and_denies(self):
|
|
||||||
principal = console_authz.resolve_principal(
|
|
||||||
headers={console_authz.ACCESS_SUBJECT_HEADER: "[email protected]"},
|
|
||||||
env={
|
|
||||||
console_authz.AUTH_MODE_ENV: "access_proxy",
|
|
||||||
console_authz.ROLE_MAP_ENV: "{not json",
|
|
||||||
},
|
|
||||||
)
|
|
||||||
self.assertEqual(principal.role, console_authz.VIEWER)
|
|
||||||
|
|
||||||
def test_probe_auth_is_opt_in(self):
|
|
||||||
self.assertFalse(console_authz.probe_auth_required(env={}))
|
|
||||||
self.assertTrue(
|
|
||||||
console_authz.probe_auth_required(
|
|
||||||
env={console_authz.REQUIRE_PROBE_AUTH_ENV: "1"}
|
|
||||||
)
|
|
||||||
)
|
|
||||||
|
|
||||||
def test_probe_auth_is_declared_but_not_yet_enforced(self):
|
|
||||||
"""Phase 1 declares the probe-auth policy; no route enforces it yet.
|
|
||||||
|
|
||||||
The flag exists so the Phase 2 action framework has a declared policy
|
|
||||||
to honour instead of inventing a second one. Pinning the current
|
|
||||||
not-enforced status here means wiring it later is a deliberate change
|
|
||||||
that updates this test and the documentation together, rather than a
|
|
||||||
silent behaviour shift. The documentation must say so plainly, because
|
|
||||||
an operator who sets the variable believing it protects a probe is
|
|
||||||
worse off than one who knows it does not.
|
|
||||||
"""
|
|
||||||
import inspect
|
|
||||||
|
|
||||||
from webui import app as webui_app
|
|
||||||
|
|
||||||
source = inspect.getsource(webui_app)
|
|
||||||
self.assertNotIn(
|
|
||||||
"probe_auth_required",
|
|
||||||
source,
|
|
||||||
msg=(
|
|
||||||
"webui.app now consults probe_auth_required, so probe auth is "
|
|
||||||
"no longer merely declared. Update the 'Probe authentication' "
|
|
||||||
"section of docs/webui-authz-audit.md, which states it "
|
|
||||||
"enforces nothing, and replace this test with real "
|
|
||||||
"enforcement coverage."
|
|
||||||
),
|
|
||||||
)
|
|
||||||
self.assertIn(
|
|
||||||
"enforces nothing today",
|
|
||||||
AUTHZ_DOC.read_text(encoding="utf-8"),
|
|
||||||
)
|
|
||||||
|
|
||||||
|
|
||||||
class TestRedaction(unittest.TestCase):
|
|
||||||
"""AC2 — required redaction units: token, keychain, password patterns."""
|
|
||||||
|
|
||||||
def test_token_assignment_is_redacted(self):
|
|
||||||
out = redact_text("GITEA_TOKEN=abcd1234efgh5678ijkl")
|
|
||||||
self.assertIn(REDACTED, out)
|
|
||||||
self.assertNotIn("abcd1234efgh5678ijkl", out)
|
|
||||||
|
|
||||||
def test_password_assignment_is_redacted(self):
|
|
||||||
out = redact_text("password: hunter2supersecret")
|
|
||||||
self.assertIn(REDACTED, out)
|
|
||||||
self.assertNotIn("hunter2supersecret", out)
|
|
||||||
|
|
||||||
def test_keychain_reference_is_redacted(self):
|
|
||||||
out = redact_text("keychain:gitea-prgs-token")
|
|
||||||
self.assertIn(REDACTED, out)
|
|
||||||
self.assertNotIn("gitea-prgs-token", out)
|
|
||||||
|
|
||||||
def test_keychain_command_is_redacted(self):
|
|
||||||
out = redact_text("security find-generic-password -s gitea -w")
|
|
||||||
self.assertIn(REDACTED, out)
|
|
||||||
self.assertNotIn("find-generic-password -s gitea", out)
|
|
||||||
|
|
||||||
def test_bearer_credential_is_redacted(self):
|
|
||||||
out = redact_text("Authorization: Bearer abcdef1234567890abcdef")
|
|
||||||
self.assertNotIn("abcdef1234567890abcdef", out)
|
|
||||||
|
|
||||||
def test_jwt_is_redacted(self):
|
|
||||||
token = "eyJhbGciOiJIUzI1NiJ9.eyJzdWIiOiIxIn0.abcdefghijklmnop"
|
|
||||||
out = redact_text(f"session={token}")
|
|
||||||
self.assertNotIn(token, out)
|
|
||||||
|
|
||||||
def test_private_key_block_is_redacted(self):
|
|
||||||
pem = (
|
|
||||||
"-----BEGIN RSA PRIVATE KEY-----\n"
|
|
||||||
"MIIEowIBAAKCAQEAsecretmaterial\n"
|
|
||||||
"-----END RSA PRIVATE KEY-----"
|
|
||||||
)
|
|
||||||
out = redact_text(pem)
|
|
||||||
self.assertNotIn("MIIEowIBAAKCAQEAsecretmaterial", out)
|
|
||||||
|
|
||||||
def test_api_key_assignment_is_redacted(self):
|
|
||||||
out = redact_text('api_key = "sk-live-9f8e7d6c5b4a3210"')
|
|
||||||
self.assertNotIn("sk-live-9f8e7d6c5b4a3210", out)
|
|
||||||
|
|
||||||
def test_nested_payload_is_redacted_recursively(self):
|
|
||||||
payload = {
|
|
||||||
"token": "abc123456789",
|
|
||||||
"nested": {"note": "password=letmein12345"},
|
|
||||||
"list": ["keychain:some-entry"],
|
|
||||||
"safe": "plain text",
|
|
||||||
}
|
|
||||||
out = redact_payload(payload)
|
|
||||||
self.assertEqual(out["token"], REDACTED)
|
|
||||||
self.assertNotIn("letmein12345", json.dumps(out))
|
|
||||||
self.assertNotIn("some-entry", json.dumps(out))
|
|
||||||
self.assertEqual(out["safe"], "plain text")
|
|
||||||
|
|
||||||
def test_scan_reports_findings_before_and_none_after(self):
|
|
||||||
dirty = "password: hunter2supersecret"
|
|
||||||
self.assertTrue(scan_for_secrets(dirty))
|
|
||||||
self.assertEqual(scan_for_secrets(redact_text(dirty)), [])
|
|
||||||
|
|
||||||
def test_non_strings_pass_through_untouched(self):
|
|
||||||
self.assertEqual(redact_text(42), 42)
|
|
||||||
self.assertEqual(
|
|
||||||
redact_payload({"n": 1, "b": True}), {"n": 1, "b": True}
|
|
||||||
)
|
|
||||||
|
|
||||||
def test_policy_is_documented_and_declares_redact_before_persist(self):
|
|
||||||
policy = redaction_policy()
|
|
||||||
self.assertTrue(policy["redact_before_persist"])
|
|
||||||
self.assertIn("audit_records", policy["applies_to"])
|
|
||||||
self.assertTrue(policy["console_rules"])
|
|
||||||
|
|
||||||
def test_policy_statement_contains_no_secret_material(self):
|
|
||||||
self.assertEqual(scan_for_secrets(redaction_policy()), [])
|
|
||||||
|
|
||||||
|
|
||||||
class TestAuditSchema(unittest.TestCase):
|
|
||||||
"""AC3 — audit event schema, required fields, and retention defaults."""
|
|
||||||
|
|
||||||
def _event(self, action_id="merge_pr", **kwargs):
|
|
||||||
return console_audit.build_event(
|
|
||||||
action_id=action_id,
|
|
||||||
result=console_audit.RESULT_DENIED,
|
|
||||||
decision=console_authz.authorize(action_id, _principal("operator")),
|
|
||||||
target={"kind": "pr", "ref": "#123"},
|
|
||||||
request_id="req-test",
|
|
||||||
**kwargs,
|
|
||||||
)
|
|
||||||
|
|
||||||
def test_every_required_field_is_present(self):
|
|
||||||
event = self._event()
|
|
||||||
for field in console_audit.REQUIRED_FIELDS:
|
|
||||||
with self.subTest(field=field):
|
|
||||||
self.assertIn(field, event)
|
|
||||||
|
|
||||||
def test_actor_carries_who_and_how_they_were_identified(self):
|
|
||||||
event = self._event()
|
|
||||||
for field in console_audit.REQUIRED_ACTOR_FIELDS:
|
|
||||||
with self.subTest(field=field):
|
|
||||||
self.assertIn(field, event["actor"])
|
|
||||||
|
|
||||||
def test_correlation_ids_are_present(self):
|
|
||||||
event = self._event()
|
|
||||||
for field in console_audit.REQUIRED_CORRELATION_FIELDS:
|
|
||||||
with self.subTest(field=field):
|
|
||||||
self.assertIn(field, event["correlation"])
|
|
||||||
self.assertEqual(event["correlation"]["request_id"], "req-test")
|
|
||||||
self.assertEqual(event["correlation"]["mcp_task"], "merge_pr")
|
|
||||||
|
|
||||||
def test_timestamp_is_timezone_aware_utc_iso8601(self):
|
|
||||||
now = datetime.datetime(
|
|
||||||
2026, 7, 22, 10, 16, 42, tzinfo=datetime.timezone.utc
|
|
||||||
)
|
|
||||||
event = self._event(now=now)
|
|
||||||
self.assertEqual(event["timestamp"], "2026-07-22T10:16:42+00:00")
|
|
||||||
parsed = datetime.datetime.fromisoformat(event["timestamp"])
|
|
||||||
self.assertIsNotNone(parsed.tzinfo)
|
|
||||||
|
|
||||||
def test_retention_defaults_by_class(self):
|
|
||||||
self.assertEqual(
|
|
||||||
console_audit.RETENTION_DAYS[console_audit.RETENTION_STANDARD], 90
|
|
||||||
)
|
|
||||||
self.assertEqual(
|
|
||||||
console_audit.RETENTION_DAYS[console_audit.RETENTION_PRIVILEGED],
|
|
||||||
365,
|
|
||||||
)
|
|
||||||
self.assertEqual(
|
|
||||||
console_audit.RETENTION_DAYS[console_audit.RETENTION_BREAK_GLASS],
|
|
||||||
730,
|
|
||||||
)
|
|
||||||
|
|
||||||
def test_break_glass_action_retains_longest(self):
|
|
||||||
event = self._event("merge_pr")
|
|
||||||
self.assertEqual(
|
|
||||||
event["retention"]["class"], console_audit.RETENTION_BREAK_GLASS
|
|
||||||
)
|
|
||||||
|
|
||||||
def test_routine_write_uses_standard_retention(self):
|
|
||||||
event = self._event("comment_issue")
|
|
||||||
self.assertEqual(
|
|
||||||
event["retention"]["class"], console_audit.RETENTION_STANDARD
|
|
||||||
)
|
|
||||||
|
|
||||||
def test_unknown_action_retains_as_privileged_not_standard(self):
|
|
||||||
"""Conservative direction: keep an unclassifiable record longer."""
|
|
||||||
self.assertEqual(
|
|
||||||
console_audit.retention_class_for(None),
|
|
||||||
console_audit.RETENTION_PRIVILEGED,
|
|
||||||
)
|
|
||||||
|
|
||||||
def test_retention_expiry_matches_declared_days(self):
|
|
||||||
now = datetime.datetime(2026, 7, 22, tzinfo=datetime.timezone.utc)
|
|
||||||
event = self._event("comment_issue", now=now)
|
|
||||||
expires = datetime.datetime.fromisoformat(
|
|
||||||
event["retention"]["expires_at"]
|
|
||||||
)
|
|
||||||
self.assertEqual((expires - now).days, 90)
|
|
||||||
|
|
||||||
def test_invalid_result_degrades_to_failed(self):
|
|
||||||
event = console_audit.build_event(action_id="merge_pr", result="banana")
|
|
||||||
self.assertEqual(event["result"], console_audit.RESULT_FAILED)
|
|
||||||
|
|
||||||
def test_denied_result_is_representable(self):
|
|
||||||
"""An authorization denial has no MCP-side mutation record."""
|
|
||||||
self.assertIn(console_audit.RESULT_DENIED, console_audit.RESULTS)
|
|
||||||
|
|
||||||
def test_event_is_redacted_before_it_is_returned(self):
|
|
||||||
event = console_audit.build_event(
|
|
||||||
action_id="merge_pr",
|
|
||||||
result=console_audit.RESULT_DENIED,
|
|
||||||
detail="failed with token=abcdef1234567890",
|
|
||||||
metadata={"password": "hunter2supersecret"},
|
|
||||||
)
|
|
||||||
serialized = json.dumps(event)
|
|
||||||
self.assertNotIn("abcdef1234567890", serialized)
|
|
||||||
self.assertNotIn("hunter2supersecret", serialized)
|
|
||||||
self.assertTrue(event["redacted"])
|
|
||||||
|
|
||||||
def test_audit_policy_reports_schema_and_retention(self):
|
|
||||||
policy = console_audit.audit_policy()
|
|
||||||
self.assertTrue(policy["append_only"])
|
|
||||||
self.assertTrue(policy["redact_before_persist"])
|
|
||||||
self.assertEqual(
|
|
||||||
policy["retention_defaults_days"], console_audit.RETENTION_DAYS
|
|
||||||
)
|
|
||||||
|
|
||||||
|
|
||||||
class TestAuditSink(unittest.TestCase):
|
|
||||||
"""Append-only persistence behaviour."""
|
|
||||||
|
|
||||||
def test_write_is_a_noop_when_sink_is_unconfigured(self):
|
|
||||||
saved = os.environ.pop(console_audit.AUDIT_LOG_ENV, None)
|
|
||||||
try:
|
|
||||||
self.assertFalse(console_audit.audit_enabled())
|
|
||||||
self.assertFalse(console_audit.write_event({"schema_version": 1}))
|
|
||||||
finally:
|
|
||||||
if saved is not None:
|
|
||||||
os.environ[console_audit.AUDIT_LOG_ENV] = saved
|
|
||||||
|
|
||||||
def test_records_append_one_json_line_each(self):
|
|
||||||
with tempfile.TemporaryDirectory() as tmp:
|
|
||||||
sink = os.path.join(tmp, "console-audit.jsonl")
|
|
||||||
for _ in range(3):
|
|
||||||
event = console_audit.build_event(
|
|
||||||
action_id="merge_pr", result=console_audit.RESULT_DENIED
|
|
||||||
)
|
|
||||||
self.assertTrue(console_audit.write_event(event, path=sink))
|
|
||||||
with open(sink, encoding="utf-8") as handle:
|
|
||||||
lines = [json.loads(line) for line in handle if line.strip()]
|
|
||||||
self.assertEqual(len(lines), 3)
|
|
||||||
self.assertEqual(len({line["event_id"] for line in lines}), 3)
|
|
||||||
|
|
||||||
def test_a_record_that_still_carries_a_secret_is_not_persisted(self):
|
|
||||||
with tempfile.TemporaryDirectory() as tmp:
|
|
||||||
sink = os.path.join(tmp, "console-audit.jsonl")
|
|
||||||
leaky = {
|
|
||||||
"schema_version": 1,
|
|
||||||
"detail": "password: hunter2supersecret",
|
|
||||||
}
|
|
||||||
self.assertFalse(console_audit.write_event(leaky, path=sink))
|
|
||||||
self.assertFalse(os.path.exists(sink))
|
|
||||||
|
|
||||||
def test_write_never_raises_on_a_bad_path(self):
|
|
||||||
self.assertFalse(
|
|
||||||
console_audit.write_event(
|
|
||||||
{"schema_version": 1}, path="/nonexistent-dir/audit.jsonl"
|
|
||||||
)
|
|
||||||
)
|
|
||||||
|
|
||||||
def test_simulated_privileged_preview_creates_an_audit_record(self):
|
|
||||||
"""Required test: audit record creation for a privileged preview."""
|
|
||||||
with tempfile.TemporaryDirectory() as tmp:
|
|
||||||
sink = os.path.join(tmp, "console-audit.jsonl")
|
|
||||||
os.environ[console_audit.AUDIT_LOG_ENV] = sink
|
|
||||||
try:
|
|
||||||
decision = console_authz.authorize(
|
|
||||||
"merge_pr", _principal("controller")
|
|
||||||
)
|
|
||||||
outcome = console_audit.record_event(
|
|
||||||
action_id="merge_pr",
|
|
||||||
result=console_audit.RESULT_PREVIEWED,
|
|
||||||
decision=decision,
|
|
||||||
target={"kind": "pr", "ref": "#123"},
|
|
||||||
request_id="req-preview",
|
|
||||||
)
|
|
||||||
finally:
|
|
||||||
os.environ.pop(console_audit.AUDIT_LOG_ENV, None)
|
|
||||||
self.assertTrue(outcome["written"])
|
|
||||||
with open(sink, encoding="utf-8") as handle:
|
|
||||||
record = json.loads(handle.read().strip())
|
|
||||||
self.assertEqual(record["action"], "merge_pr")
|
|
||||||
self.assertEqual(record["result"], console_audit.RESULT_PREVIEWED)
|
|
||||||
self.assertEqual(record["action_class"], "privileged")
|
|
||||||
self.assertTrue(record["decision"]["allowed"])
|
|
||||||
self.assertFalse(record["decision"]["execution_enabled"])
|
|
||||||
self.assertEqual(record["actor"]["role"], "controller")
|
|
||||||
|
|
||||||
def test_decision_block_survives_redaction(self):
|
|
||||||
"""Regression: naming it 'authorization' collided with a secret hint.
|
|
||||||
|
|
||||||
``gitea_audit._SECRET_KEY_HINTS`` contains "authorization" (for the
|
|
||||||
HTTP header), so a block under that key was replaced wholesale by the
|
|
||||||
placeholder and the record lost its decision entirely.
|
|
||||||
"""
|
|
||||||
event = console_audit.build_event(
|
|
||||||
action_id="merge_pr",
|
|
||||||
result=console_audit.RESULT_DENIED,
|
|
||||||
decision=console_authz.authorize("merge_pr", _principal("admin")),
|
|
||||||
)
|
|
||||||
self.assertIsInstance(event["decision"], dict)
|
|
||||||
self.assertIn("allowed", event["decision"])
|
|
||||||
|
|
||||||
|
|
||||||
class TestConsoleRoutes(unittest.TestCase):
|
|
||||||
"""AC4 — the wired Phase 2 integration points, still fail-closed."""
|
|
||||||
|
|
||||||
def setUp(self):
|
|
||||||
self.client = TestClient(create_app(bind_host="127.0.0.1"))
|
|
||||||
|
|
||||||
def test_unauthenticated_write_stub_is_denied(self):
|
|
||||||
"""Required test: default-deny for unauthenticated write stubs."""
|
|
||||||
response = self.client.post(
|
|
||||||
"/api/actions/merge_pr/attempt", json={"pr_number": 99}
|
|
||||||
)
|
|
||||||
self.assertEqual(response.status_code, 403)
|
|
||||||
body = response.json()
|
|
||||||
self.assertFalse(body["success"])
|
|
||||||
authorization = body["authorization"]
|
|
||||||
self.assertFalse(authorization["allowed"])
|
|
||||||
self.assertEqual(
|
|
||||||
authorization["reason_code"], console_authz.DENY_UNAUTHENTICATED
|
|
||||||
)
|
|
||||||
self.assertFalse(authorization["execution_enabled"])
|
|
||||||
|
|
||||||
def test_preview_reports_an_authorization_decision(self):
|
|
||||||
response = self.client.get("/api/actions/merge_pr/preview?pr_number=7")
|
|
||||||
self.assertEqual(response.status_code, 200)
|
|
||||||
authorization = response.json()["authorization"]
|
|
||||||
self.assertFalse(authorization["allowed"])
|
|
||||||
self.assertTrue(authorization["dual_control"])
|
|
||||||
self.assertEqual(authorization["required_role"], "controller")
|
|
||||||
|
|
||||||
def test_unknown_action_preview_still_404s(self):
|
|
||||||
response = self.client.get("/api/actions/no_such_action/preview")
|
|
||||||
self.assertEqual(response.status_code, 404)
|
|
||||||
|
|
||||||
def test_security_model_endpoint_publishes_all_three_policies(self):
|
|
||||||
response = self.client.get("/api/console/security-model")
|
|
||||||
self.assertEqual(response.status_code, 200)
|
|
||||||
body = response.json()
|
|
||||||
self.assertIn("rbac", body)
|
|
||||||
self.assertIn("redaction", body)
|
|
||||||
self.assertIn("audit", body)
|
|
||||||
self.assertEqual(body["rbac"]["default_decision"], "deny")
|
|
||||||
|
|
||||||
def test_security_model_endpoint_leaks_no_secrets(self):
|
|
||||||
response = self.client.get("/api/console/security-model")
|
|
||||||
self.assertEqual(scan_for_secrets(response.json()), [])
|
|
||||||
|
|
||||||
def test_security_model_rejects_writes(self):
|
|
||||||
response = self.client.post("/api/console/security-model", json={})
|
|
||||||
self.assertEqual(response.status_code, 405)
|
|
||||||
|
|
||||||
def test_existing_read_routes_are_unaffected(self):
|
|
||||||
for path in ("/", "/health", "/actions", "/api/actions"):
|
|
||||||
with self.subTest(path=path):
|
|
||||||
self.assertEqual(self.client.get(path).status_code, 200)
|
|
||||||
|
|
||||||
|
|
||||||
class TestAuthzAuditDoc(unittest.TestCase):
|
|
||||||
"""The model must be written down, not only coded."""
|
|
||||||
|
|
||||||
@classmethod
|
|
||||||
def setUpClass(cls):
|
|
||||||
cls.text = (
|
|
||||||
AUTHZ_DOC.read_text(encoding="utf-8") if AUTHZ_DOC.exists() else ""
|
|
||||||
)
|
|
||||||
|
|
||||||
def test_doc_exists(self):
|
|
||||||
self.assertTrue(AUTHZ_DOC.exists(), f"missing {AUTHZ_DOC}")
|
|
||||||
|
|
||||||
def test_doc_covers_each_required_section(self):
|
|
||||||
for heading in (
|
|
||||||
"Identity sources",
|
|
||||||
"Role matrix",
|
|
||||||
"Privileged actions",
|
|
||||||
"Secret redaction",
|
|
||||||
"Audit event schema",
|
|
||||||
"Retention",
|
|
||||||
"Phase 2 integration",
|
|
||||||
"Local-dev mode",
|
|
||||||
):
|
|
||||||
with self.subTest(heading=heading):
|
|
||||||
self.assertIn(heading, self.text)
|
|
||||||
|
|
||||||
def test_doc_names_every_role(self):
|
|
||||||
for role in console_authz.ROLE_ORDER:
|
|
||||||
with self.subTest(role=role):
|
|
||||||
self.assertIn(role, self.text)
|
|
||||||
|
|
||||||
def test_doc_names_every_console_action(self):
|
|
||||||
for action_id in console_authz.ACTIONS:
|
|
||||||
with self.subTest(action=action_id):
|
|
||||||
self.assertIn(action_id, self.text)
|
|
||||||
|
|
||||||
def test_doc_states_retention_defaults(self):
|
|
||||||
for days in console_audit.RETENTION_DAYS.values():
|
|
||||||
with self.subTest(days=days):
|
|
||||||
self.assertIn(str(days), self.text)
|
|
||||||
|
|
||||||
def test_doc_warns_local_dev_is_insecure(self):
|
|
||||||
self.assertIn("INSECURE", self.text.upper())
|
|
||||||
|
|
||||||
def test_doc_states_default_deny(self):
|
|
||||||
self.assertIn("deny", self.text.lower())
|
|
||||||
|
|
||||||
def test_doc_contains_no_secret_material(self):
|
|
||||||
self.assertEqual(scan_for_secrets(self.text), [])
|
|
||||||
|
|
||||||
def test_deployment_doc_links_to_the_model(self):
|
|
||||||
deployment = (DOCS / "webui-deployment.md").read_text(encoding="utf-8")
|
|
||||||
self.assertIn("webui-authz-audit", deployment)
|
|
||||||
|
|
||||||
|
|
||||||
if __name__ == "__main__": # pragma: no cover
|
|
||||||
unittest.main()
|
|
||||||
@@ -2,7 +2,6 @@
|
|||||||
|
|
||||||
from __future__ import annotations
|
from __future__ import annotations
|
||||||
|
|
||||||
import uuid
|
|
||||||
from datetime import datetime, timezone
|
from datetime import datetime, timezone
|
||||||
|
|
||||||
from starlette.applications import Starlette
|
from starlette.applications import Starlette
|
||||||
@@ -32,9 +31,6 @@ from final_report_validator import FINAL_REPORT_TASK_KINDS
|
|||||||
|
|
||||||
from webui.gated_actions import attempt_action, load_action_registry, preview_action
|
from webui.gated_actions import attempt_action, load_action_registry, preview_action
|
||||||
from webui.gated_action_views import render_actions_page
|
from webui.gated_action_views import render_actions_page
|
||||||
from webui import console_audit
|
|
||||||
from webui.console_authz import authorize, rbac_matrix, resolve_principal
|
|
||||||
from webui.console_redaction import redaction_policy
|
|
||||||
from webui.audit_validator import audit_report, audit_to_dict
|
from webui.audit_validator import audit_report, audit_to_dict
|
||||||
from webui.audit_views import render_audit_page
|
from webui.audit_views import render_audit_page
|
||||||
from webui.lease_loader import load_lease_snapshot, snapshot_to_dict as lease_snapshot_to_dict
|
from webui.lease_loader import load_lease_snapshot, snapshot_to_dict as lease_snapshot_to_dict
|
||||||
@@ -280,49 +276,6 @@ async def api_actions(_request: Request) -> JSONResponse:
|
|||||||
return JSONResponse(load_action_registry().to_dict())
|
return JSONResponse(load_action_registry().to_dict())
|
||||||
|
|
||||||
|
|
||||||
def _request_id() -> str:
|
|
||||||
return f"req-{uuid.uuid4().hex}"
|
|
||||||
|
|
||||||
|
|
||||||
def _audit_target(action_id: str, params: dict[str, object]) -> dict[str, object]:
|
|
||||||
"""Describe the action target for the audit record (never secrets)."""
|
|
||||||
if "pr_number" in params:
|
|
||||||
return {"kind": "pr", "ref": f"#{params['pr_number']}"}
|
|
||||||
if "issue_number" in params:
|
|
||||||
return {"kind": "issue", "ref": f"#{params['issue_number']}"}
|
|
||||||
if "branch_name" in params:
|
|
||||||
return {"kind": "branch", "ref": str(params["branch_name"])}
|
|
||||||
return {"kind": "unspecified", "ref": action_id}
|
|
||||||
|
|
||||||
|
|
||||||
def _authorize_request(
|
|
||||||
request: Request,
|
|
||||||
action_id: str,
|
|
||||||
params: dict[str, object],
|
|
||||||
*,
|
|
||||||
for_execution: bool,
|
|
||||||
result: str,
|
|
||||||
) -> dict[str, object]:
|
|
||||||
"""Resolve principal, decide, and audit. Returns the decision payload.
|
|
||||||
|
|
||||||
Phase 1 records the decision rather than enforcing it as the terminal
|
|
||||||
outcome: ``webui.gated_actions`` already fails closed for every action, so
|
|
||||||
this layer cannot loosen anything. Phase 2 enforces on this same decision.
|
|
||||||
"""
|
|
||||||
principal = resolve_principal(headers=dict(request.headers))
|
|
||||||
decision = authorize(action_id, principal, for_execution=for_execution)
|
|
||||||
console_audit.record_event(
|
|
||||||
action_id=action_id,
|
|
||||||
result=result,
|
|
||||||
decision=decision,
|
|
||||||
principal=principal,
|
|
||||||
target=_audit_target(action_id, params),
|
|
||||||
request_id=_request_id(),
|
|
||||||
detail=decision.detail,
|
|
||||||
)
|
|
||||||
return decision.to_dict()
|
|
||||||
|
|
||||||
|
|
||||||
async def api_action_preview(request: Request) -> JSONResponse:
|
async def api_action_preview(request: Request) -> JSONResponse:
|
||||||
action_id = request.path_params["action_id"]
|
action_id = request.path_params["action_id"]
|
||||||
params = dict(request.query_params)
|
params = dict(request.query_params)
|
||||||
@@ -332,13 +285,6 @@ async def api_action_preview(request: Request) -> JSONResponse:
|
|||||||
result = preview_action(action_id, **params)
|
result = preview_action(action_id, **params)
|
||||||
if "error" in result:
|
if "error" in result:
|
||||||
return JSONResponse(result, status_code=404)
|
return JSONResponse(result, status_code=404)
|
||||||
result["authorization"] = _authorize_request(
|
|
||||||
request,
|
|
||||||
action_id,
|
|
||||||
params,
|
|
||||||
for_execution=False,
|
|
||||||
result=console_audit.RESULT_PREVIEWED,
|
|
||||||
)
|
|
||||||
return JSONResponse(result)
|
return JSONResponse(result)
|
||||||
|
|
||||||
|
|
||||||
@@ -352,31 +298,10 @@ async def api_action_attempt(request: Request) -> JSONResponse:
|
|||||||
if not isinstance(body, dict):
|
if not isinstance(body, dict):
|
||||||
body = {}
|
body = {}
|
||||||
result = attempt_action(action_id, **body)
|
result = attempt_action(action_id, **body)
|
||||||
authorization = _authorize_request(
|
|
||||||
request,
|
|
||||||
action_id,
|
|
||||||
body,
|
|
||||||
for_execution=True,
|
|
||||||
result=(
|
|
||||||
console_audit.RESULT_DENIED
|
|
||||||
if not result.get("success")
|
|
||||||
else console_audit.RESULT_ALLOWED
|
|
||||||
),
|
|
||||||
)
|
|
||||||
result["authorization"] = authorization
|
|
||||||
status = 403 if not result.get("success") else 200
|
status = 403 if not result.get("success") else 200
|
||||||
return JSONResponse(result, status_code=status)
|
return JSONResponse(result, status_code=status)
|
||||||
|
|
||||||
|
|
||||||
async def api_console_security_model(_request: Request) -> JSONResponse:
|
|
||||||
"""Read-only publication of the #633 authorization/redaction/audit model."""
|
|
||||||
return JSONResponse({
|
|
||||||
"rbac": rbac_matrix(),
|
|
||||||
"redaction": redaction_policy(),
|
|
||||||
"audit": console_audit.audit_policy(),
|
|
||||||
})
|
|
||||||
|
|
||||||
|
|
||||||
async def method_not_allowed(request: Request, _exc: Exception) -> Response:
|
async def method_not_allowed(request: Request, _exc: Exception) -> Response:
|
||||||
path = request.url.path
|
path = request.url.path
|
||||||
if path in _AUDIT_MUTATION_PATHS and request.method == "POST":
|
if path in _AUDIT_MUTATION_PATHS and request.method == "POST":
|
||||||
@@ -433,11 +358,6 @@ def create_app(*, bind_host: str | None = None) -> Starlette:
|
|||||||
methods=["POST"],
|
methods=["POST"],
|
||||||
),
|
),
|
||||||
Route("/api/leases", api_leases, methods=["GET"]),
|
Route("/api/leases", api_leases, methods=["GET"]),
|
||||||
Route(
|
|
||||||
"/api/console/security-model",
|
|
||||||
api_console_security_model,
|
|
||||||
methods=["GET"],
|
|
||||||
),
|
|
||||||
],
|
],
|
||||||
exception_handlers={405: method_not_allowed},
|
exception_handlers={405: method_not_allowed},
|
||||||
)
|
)
|
||||||
|
|||||||
@@ -1,281 +0,0 @@
|
|||||||
"""Console audit event schema, retention, and append-only sink (#633).
|
|
||||||
|
|
||||||
``gitea_audit`` records MCP-side *mutations*: which profile and Gitea user
|
|
||||||
performed which tool call. It carries no console actor, no identity source, no
|
|
||||||
correlation identifier, and no retention class, so it cannot answer the
|
|
||||||
question #633 exists to answer — *who sat at the console, what did they
|
|
||||||
attempt, and was it authorized?* An authorization denial is not a mutation and
|
|
||||||
would never appear there at all.
|
|
||||||
|
|
||||||
This module adds the console-side record. It does not replace ``gitea_audit``:
|
|
||||||
when a Phase 2 action eventually reaches MCP, both fire, correlated by
|
|
||||||
``correlation.request_id``.
|
|
||||||
|
|
||||||
Design constraints:
|
|
||||||
|
|
||||||
- **Redact before persist.** Every record passes through
|
|
||||||
``webui.console_redaction.redact_payload`` before serialization, so an
|
|
||||||
unredacted field is never durable.
|
|
||||||
- **Append-only.** Records are appended as JSON lines. Nothing here updates or
|
|
||||||
deletes; retention is metadata on each record, enforced by an operator-run
|
|
||||||
policy, never by silent rewriting.
|
|
||||||
- **Never raises.** Auditing must not break the request it describes. A failed
|
|
||||||
write returns ``False``.
|
|
||||||
- **Off by default.** With ``WEBUI_CONSOLE_AUDIT_LOG`` unset, events are still
|
|
||||||
*built* (so callers and tests see the schema) but nothing is written.
|
|
||||||
|
|
||||||
A record looks like this (synthetic values):
|
|
||||||
|
|
||||||
{"schema_version": 1, "event_id": "evt-0001",
|
|
||||||
"timestamp": "2026-07-22T10:16:42+00:00",
|
|
||||||
"actor": {"subject": "[email protected]", "role": "operator",
|
|
||||||
"identity_source": "access_proxy", "authenticated": true},
|
|
||||||
"action": "merge_pr", "action_class": "privileged",
|
|
||||||
"target": {"kind": "pr", "ref": "#123"},
|
|
||||||
"result": "denied", "reason_code": "insufficient_role",
|
|
||||||
"correlation": {"request_id": "req-abc", "session_id": null,
|
|
||||||
"mcp_task": "merge_pr", "mcp_permission": "gitea.pr.merge"},
|
|
||||||
"retention": {"class": "privileged", "days": 365,
|
|
||||||
"expires_at": "2027-07-22T10:16:42+00:00"},
|
|
||||||
"redacted": true}
|
|
||||||
|
|
||||||
Timestamps are timezone-aware ISO-8601 in UTC.
|
|
||||||
"""
|
|
||||||
|
|
||||||
from __future__ import annotations
|
|
||||||
|
|
||||||
import datetime
|
|
||||||
import json
|
|
||||||
import os
|
|
||||||
import uuid
|
|
||||||
from typing import Any
|
|
||||||
|
|
||||||
from webui import console_authz
|
|
||||||
from webui.console_redaction import redact_payload, scan_for_secrets
|
|
||||||
|
|
||||||
SCHEMA_VERSION = 1
|
|
||||||
|
|
||||||
AUDIT_LOG_ENV = "WEBUI_CONSOLE_AUDIT_LOG"
|
|
||||||
|
|
||||||
# Result vocabulary. ``denied`` is the one ``gitea_audit`` has no equivalent
|
|
||||||
# for: an authorization refusal never reaches the MCP layer.
|
|
||||||
RESULT_ALLOWED = "allowed"
|
|
||||||
RESULT_DENIED = "denied"
|
|
||||||
RESULT_PREVIEWED = "previewed"
|
|
||||||
RESULT_FAILED = "failed"
|
|
||||||
RESULT_SUCCEEDED = "succeeded"
|
|
||||||
|
|
||||||
RESULTS = frozenset(
|
|
||||||
{
|
|
||||||
RESULT_ALLOWED,
|
|
||||||
RESULT_DENIED,
|
|
||||||
RESULT_PREVIEWED,
|
|
||||||
RESULT_FAILED,
|
|
||||||
RESULT_SUCCEEDED,
|
|
||||||
}
|
|
||||||
)
|
|
||||||
|
|
||||||
# Retention classes and default lifetimes in days. Privileged and break-glass
|
|
||||||
# records outlive routine ones because they are what an incident review needs.
|
|
||||||
RETENTION_STANDARD = "standard"
|
|
||||||
RETENTION_PRIVILEGED = "privileged"
|
|
||||||
RETENTION_BREAK_GLASS = "break_glass"
|
|
||||||
|
|
||||||
RETENTION_DAYS: dict[str, int] = {
|
|
||||||
RETENTION_STANDARD: 90,
|
|
||||||
RETENTION_PRIVILEGED: 365,
|
|
||||||
RETENTION_BREAK_GLASS: 730,
|
|
||||||
}
|
|
||||||
|
|
||||||
# Fields every record must carry. Asserted by the test suite so a future edit
|
|
||||||
# cannot quietly drop one.
|
|
||||||
REQUIRED_FIELDS: tuple[str, ...] = (
|
|
||||||
"schema_version",
|
|
||||||
"event_id",
|
|
||||||
"timestamp",
|
|
||||||
"actor",
|
|
||||||
"action",
|
|
||||||
"action_class",
|
|
||||||
"target",
|
|
||||||
"result",
|
|
||||||
"reason_code",
|
|
||||||
"correlation",
|
|
||||||
"retention",
|
|
||||||
"redacted",
|
|
||||||
)
|
|
||||||
|
|
||||||
REQUIRED_ACTOR_FIELDS: tuple[str, ...] = (
|
|
||||||
"subject",
|
|
||||||
"role",
|
|
||||||
"identity_source",
|
|
||||||
"authenticated",
|
|
||||||
)
|
|
||||||
|
|
||||||
REQUIRED_CORRELATION_FIELDS: tuple[str, ...] = (
|
|
||||||
"request_id",
|
|
||||||
"session_id",
|
|
||||||
"mcp_task",
|
|
||||||
"mcp_permission",
|
|
||||||
)
|
|
||||||
|
|
||||||
|
|
||||||
def audit_log_path() -> str | None:
|
|
||||||
"""Configured sink path, or ``None`` when console auditing is off."""
|
|
||||||
return (os.environ.get(AUDIT_LOG_ENV) or "").strip() or None
|
|
||||||
|
|
||||||
|
|
||||||
def audit_enabled() -> bool:
|
|
||||||
return audit_log_path() is not None
|
|
||||||
|
|
||||||
|
|
||||||
def retention_class_for(action: console_authz.ConsoleAction | None) -> str:
|
|
||||||
"""Classify retention from the action, defaulting to the longest-lived.
|
|
||||||
|
|
||||||
An unknown action is treated as privileged rather than standard: for a
|
|
||||||
safety control the conservative direction is to keep the record longer.
|
|
||||||
"""
|
|
||||||
if action is None:
|
|
||||||
return RETENTION_PRIVILEGED
|
|
||||||
if action.break_glass:
|
|
||||||
return RETENTION_BREAK_GLASS
|
|
||||||
if action.privileged:
|
|
||||||
return RETENTION_PRIVILEGED
|
|
||||||
return RETENTION_STANDARD
|
|
||||||
|
|
||||||
|
|
||||||
def _retention_block(
|
|
||||||
retention_class: str, now: datetime.datetime
|
|
||||||
) -> dict[str, Any]:
|
|
||||||
days = RETENTION_DAYS.get(
|
|
||||||
retention_class, RETENTION_DAYS[RETENTION_PRIVILEGED]
|
|
||||||
)
|
|
||||||
return {
|
|
||||||
"class": retention_class,
|
|
||||||
"days": days,
|
|
||||||
"expires_at": (now + datetime.timedelta(days=days)).isoformat(),
|
|
||||||
}
|
|
||||||
|
|
||||||
|
|
||||||
def build_event(
|
|
||||||
*,
|
|
||||||
action_id: str,
|
|
||||||
result: str,
|
|
||||||
decision: console_authz.AuthorizationDecision | None = None,
|
|
||||||
principal: console_authz.Principal | None = None,
|
|
||||||
target: dict[str, Any] | None = None,
|
|
||||||
reason_code: str | None = None,
|
|
||||||
request_id: str | None = None,
|
|
||||||
session_id: str | None = None,
|
|
||||||
detail: str | None = None,
|
|
||||||
metadata: dict[str, Any] | None = None,
|
|
||||||
now: datetime.datetime | None = None,
|
|
||||||
event_id: str | None = None,
|
|
||||||
) -> dict[str, Any]:
|
|
||||||
"""Build one redacted, JSON-able console audit record.
|
|
||||||
|
|
||||||
Redaction runs here rather than at write time so an in-memory record handed
|
|
||||||
to a template or an API response is already clean.
|
|
||||||
"""
|
|
||||||
ts = now or datetime.datetime.now(datetime.timezone.utc)
|
|
||||||
action = console_authz.get_action(action_id)
|
|
||||||
who = principal or (
|
|
||||||
decision.principal if decision else console_authz.ANONYMOUS
|
|
||||||
)
|
|
||||||
resolved_result = result if result in RESULTS else RESULT_FAILED
|
|
||||||
resolved_reason = reason_code or (
|
|
||||||
decision.reason_code if decision else "unspecified"
|
|
||||||
)
|
|
||||||
retention_class = retention_class_for(action)
|
|
||||||
|
|
||||||
event: dict[str, Any] = {
|
|
||||||
"schema_version": SCHEMA_VERSION,
|
|
||||||
"event_id": event_id or f"evt-{uuid.uuid4().hex}",
|
|
||||||
"timestamp": ts.isoformat(),
|
|
||||||
"actor": who.to_dict(),
|
|
||||||
"action": action_id,
|
|
||||||
"action_class": action.action_class if action else "unknown",
|
|
||||||
"target": dict(target or {}),
|
|
||||||
"result": resolved_result,
|
|
||||||
"reason_code": resolved_reason,
|
|
||||||
"correlation": {
|
|
||||||
"request_id": request_id,
|
|
||||||
"session_id": session_id,
|
|
||||||
"mcp_task": action.task_key if action else None,
|
|
||||||
"mcp_permission": action.mcp_permission if action else None,
|
|
||||||
},
|
|
||||||
"retention": _retention_block(retention_class, ts),
|
|
||||||
"redacted": True,
|
|
||||||
"detail": detail,
|
|
||||||
"metadata": dict(metadata or {}),
|
|
||||||
}
|
|
||||||
if decision is not None:
|
|
||||||
# Deliberately *not* named "authorization": ``gitea_audit`` treats that
|
|
||||||
# substring as a secret key hint (it matches the HTTP Authorization
|
|
||||||
# header) and would replace this whole block with the placeholder.
|
|
||||||
event["decision"] = {
|
|
||||||
"allowed": decision.allowed,
|
|
||||||
"required_role": decision.required_role,
|
|
||||||
"requires_confirmation": decision.requires_confirmation,
|
|
||||||
"dual_control": decision.dual_control,
|
|
||||||
"break_glass": decision.break_glass,
|
|
||||||
"execution_enabled": decision.execution_enabled,
|
|
||||||
}
|
|
||||||
|
|
||||||
redacted = redact_payload(event)
|
|
||||||
if not isinstance(redacted, dict): # pragma: no cover - defensive
|
|
||||||
return {"schema_version": SCHEMA_VERSION, "redacted": True}
|
|
||||||
return redacted
|
|
||||||
|
|
||||||
|
|
||||||
def write_event(event: dict[str, Any], path: str | None = None) -> bool:
|
|
||||||
"""Append *event* as one JSON line. Never raises.
|
|
||||||
|
|
||||||
Returns ``True`` when a line was written, ``False`` when auditing is off or
|
|
||||||
the write failed. A record that still trips a secret detector is dropped
|
|
||||||
rather than persisted.
|
|
||||||
"""
|
|
||||||
sink = path or audit_log_path()
|
|
||||||
if not sink:
|
|
||||||
return False
|
|
||||||
try:
|
|
||||||
if scan_for_secrets(event):
|
|
||||||
return False
|
|
||||||
line = json.dumps(event, default=str, sort_keys=True)
|
|
||||||
with open(sink, "a", encoding="utf-8") as handle:
|
|
||||||
handle.write(line + "\n")
|
|
||||||
return True
|
|
||||||
except Exception:
|
|
||||||
return False
|
|
||||||
|
|
||||||
|
|
||||||
def record_event(**kwargs: Any) -> dict[str, Any]:
|
|
||||||
"""Build and persist one record; return the record either way.
|
|
||||||
|
|
||||||
Callers get the record back so it can be surfaced in a response or a test
|
|
||||||
regardless of whether a sink is configured.
|
|
||||||
"""
|
|
||||||
event = build_event(**kwargs)
|
|
||||||
written = write_event(event)
|
|
||||||
return {"event": event, "written": written}
|
|
||||||
|
|
||||||
|
|
||||||
def audit_policy() -> dict[str, Any]:
|
|
||||||
"""Machine-readable audit schema and retention defaults (never secrets)."""
|
|
||||||
return {
|
|
||||||
"schema_version": SCHEMA_VERSION,
|
|
||||||
"required_fields": list(REQUIRED_FIELDS),
|
|
||||||
"required_actor_fields": list(REQUIRED_ACTOR_FIELDS),
|
|
||||||
"required_correlation_fields": list(REQUIRED_CORRELATION_FIELDS),
|
|
||||||
"results": sorted(RESULTS),
|
|
||||||
"retention_defaults_days": dict(RETENTION_DAYS),
|
|
||||||
"sink_env": AUDIT_LOG_ENV,
|
|
||||||
"enabled": audit_enabled(),
|
|
||||||
"append_only": True,
|
|
||||||
"redact_before_persist": True,
|
|
||||||
"timestamp_format": "ISO-8601, timezone-aware, UTC",
|
|
||||||
"relationship_to_mcp_audit": (
|
|
||||||
"webui.console_audit records console intent and authorization "
|
|
||||||
"outcomes; gitea_audit records MCP mutations. A Phase 2 action "
|
|
||||||
"emits both, correlated by correlation.request_id."
|
|
||||||
),
|
|
||||||
}
|
|
||||||
@@ -1,537 +0,0 @@
|
|||||||
"""Console authorization and RBAC model (#633, Phase 1).
|
|
||||||
|
|
||||||
The read-only MVP (#426–#436) ships with no authentication: protection comes
|
|
||||||
from network placement alone (#435). That is adequate while every route is a
|
|
||||||
GET, and inadequate the moment Phase 2 wires a gated write. This module is the
|
|
||||||
authorization model those writes must go through, landed *before* any of them
|
|
||||||
exists so no write can be added without an authority to check against.
|
|
||||||
|
|
||||||
Phase 1 scope is the model itself: identity resolution, the role matrix, the
|
|
||||||
privileged-action list, and a fail-closed :func:`authorize`. It deliberately
|
|
||||||
does **not** enable any write. ``webui.gated_actions`` stays globally disabled,
|
|
||||||
so an allow decision here is necessary but never sufficient.
|
|
||||||
|
|
||||||
Two invariants hold for every caller:
|
|
||||||
|
|
||||||
- **Default deny.** An unrecognised action, an unknown role, or an absent
|
|
||||||
principal denies. There is no implicit allow branch and no "unless" clause.
|
|
||||||
- **Authorization is not execution.** :func:`authorize` returns a decision
|
|
||||||
record. It never calls MCP, never mutates, and never consults credentials.
|
|
||||||
"""
|
|
||||||
|
|
||||||
from __future__ import annotations
|
|
||||||
|
|
||||||
import json
|
|
||||||
import os
|
|
||||||
from dataclasses import asdict, dataclass, field
|
|
||||||
from typing import Any
|
|
||||||
|
|
||||||
from task_capability_map import required_permission, required_role
|
|
||||||
|
|
||||||
# --- Roles ------------------------------------------------------------------
|
|
||||||
# Ordered least to most authority. Higher ranks inherit every lower rank's
|
|
||||||
# permitted actions; the matrix below is expressed as a minimum required rank.
|
|
||||||
VIEWER = "viewer"
|
|
||||||
OPERATOR = "operator"
|
|
||||||
CONTROLLER = "controller"
|
|
||||||
ADMIN = "admin"
|
|
||||||
|
|
||||||
ROLE_ORDER: tuple[str, ...] = (VIEWER, OPERATOR, CONTROLLER, ADMIN)
|
|
||||||
_ROLE_RANK: dict[str, int] = {role: idx for idx, role in enumerate(ROLE_ORDER)}
|
|
||||||
|
|
||||||
ROLE_DESCRIPTIONS: dict[str, str] = {
|
|
||||||
VIEWER: "Read every console view. No write, ever, in any phase.",
|
|
||||||
OPERATOR: "Viewer, plus author-class work: claim, comment, open a PR.",
|
|
||||||
CONTROLLER: "Operator, plus reviewer/merger-class decisions on a PR.",
|
|
||||||
ADMIN: "Controller, plus destructive and policy-editing actions.",
|
|
||||||
}
|
|
||||||
|
|
||||||
# --- Identity sources -------------------------------------------------------
|
|
||||||
IDENTITY_NONE = "none"
|
|
||||||
IDENTITY_LOCAL_DEV = "local_dev"
|
|
||||||
IDENTITY_ACCESS_PROXY = "access_proxy"
|
|
||||||
|
|
||||||
IDENTITY_SOURCES: dict[str, dict[str, Any]] = {
|
|
||||||
IDENTITY_NONE: {
|
|
||||||
"description": (
|
|
||||||
"No authentication configured. Every request is anonymous and "
|
|
||||||
"capped at viewer. This is the MVP default and the only mode "
|
|
||||||
"whose safety rests entirely on network placement (#435)."
|
|
||||||
),
|
|
||||||
"authenticated": False,
|
|
||||||
"safe_for_shared_host": False,
|
|
||||||
"phase_available": 1,
|
|
||||||
},
|
|
||||||
IDENTITY_LOCAL_DEV: {
|
|
||||||
"description": (
|
|
||||||
"Developer-supplied principal read from the environment. INSECURE: "
|
|
||||||
"the subject and role are asserted, never verified. Loopback only."
|
|
||||||
),
|
|
||||||
"authenticated": True,
|
|
||||||
"safe_for_shared_host": False,
|
|
||||||
"phase_available": 1,
|
|
||||||
},
|
|
||||||
IDENTITY_ACCESS_PROXY: {
|
|
||||||
"description": (
|
|
||||||
"Subject asserted by a trusted access proxy (Cloudflare Access, "
|
|
||||||
"WARP, or an org VPN portal) via a verified request header. The "
|
|
||||||
"proxy performs authentication; the console performs authorization."
|
|
||||||
),
|
|
||||||
"authenticated": True,
|
|
||||||
"safe_for_shared_host": True,
|
|
||||||
"phase_available": 2,
|
|
||||||
},
|
|
||||||
}
|
|
||||||
|
|
||||||
# Environment configuration. All are read server-side and never rendered.
|
|
||||||
AUTH_MODE_ENV = "WEBUI_AUTH_MODE"
|
|
||||||
DEV_SUBJECT_ENV = "WEBUI_DEV_SUBJECT"
|
|
||||||
DEV_ROLE_ENV = "WEBUI_DEV_ROLE"
|
|
||||||
ROLE_MAP_ENV = "WEBUI_ROLE_MAP"
|
|
||||||
REQUIRE_PROBE_AUTH_ENV = "WEBUI_REQUIRE_PROBE_AUTH"
|
|
||||||
ACCESS_SUBJECT_HEADER = "cf-access-authenticated-user-email"
|
|
||||||
|
|
||||||
# --- Action classes ---------------------------------------------------------
|
|
||||||
CLASS_READ = "read"
|
|
||||||
CLASS_WRITE = "gated_write"
|
|
||||||
CLASS_PRIVILEGED = "privileged"
|
|
||||||
CLASS_DESTRUCTIVE = "destructive"
|
|
||||||
|
|
||||||
# --- Privileged action list -------------------------------------------------
|
|
||||||
# ``task_key`` ties each console action back to ``task_capability_map``, so the
|
|
||||||
# console cannot invent an authority the MCP layer does not already define.
|
|
||||||
|
|
||||||
|
|
||||||
@dataclass(frozen=True)
|
|
||||||
class ConsoleAction:
|
|
||||||
"""One console action and the authority required to invoke it."""
|
|
||||||
|
|
||||||
action_id: str
|
|
||||||
task_key: str
|
|
||||||
action_class: str
|
|
||||||
minimum_role: str
|
|
||||||
requires_confirmation: bool
|
|
||||||
dual_control: bool
|
|
||||||
break_glass: bool
|
|
||||||
phase: int
|
|
||||||
summary: str
|
|
||||||
|
|
||||||
@property
|
|
||||||
def mcp_permission(self) -> str:
|
|
||||||
return required_permission(self.task_key)
|
|
||||||
|
|
||||||
@property
|
|
||||||
def mcp_role(self) -> str:
|
|
||||||
return required_role(self.task_key)
|
|
||||||
|
|
||||||
@property
|
|
||||||
def privileged(self) -> bool:
|
|
||||||
return self.action_class in {CLASS_PRIVILEGED, CLASS_DESTRUCTIVE}
|
|
||||||
|
|
||||||
def to_dict(self) -> dict[str, Any]:
|
|
||||||
data = asdict(self)
|
|
||||||
data["mcp_permission"] = self.mcp_permission
|
|
||||||
data["mcp_role"] = self.mcp_role
|
|
||||||
data["privileged"] = self.privileged
|
|
||||||
return data
|
|
||||||
|
|
||||||
|
|
||||||
_ACTION_SPECS: tuple[ConsoleAction, ...] = (
|
|
||||||
ConsoleAction(
|
|
||||||
action_id="claim_issue",
|
|
||||||
task_key="claim_issue",
|
|
||||||
action_class=CLASS_WRITE,
|
|
||||||
minimum_role=OPERATOR,
|
|
||||||
requires_confirmation=True,
|
|
||||||
dual_control=False,
|
|
||||||
break_glass=False,
|
|
||||||
phase=2,
|
|
||||||
summary="Apply status:in-progress to an issue.",
|
|
||||||
),
|
|
||||||
ConsoleAction(
|
|
||||||
action_id="comment_issue",
|
|
||||||
task_key="comment_issue",
|
|
||||||
action_class=CLASS_WRITE,
|
|
||||||
minimum_role=OPERATOR,
|
|
||||||
requires_confirmation=True,
|
|
||||||
dual_control=False,
|
|
||||||
break_glass=False,
|
|
||||||
phase=2,
|
|
||||||
summary="Post an issue comment.",
|
|
||||||
),
|
|
||||||
ConsoleAction(
|
|
||||||
action_id="create_issue",
|
|
||||||
task_key="create_issue",
|
|
||||||
action_class=CLASS_WRITE,
|
|
||||||
minimum_role=OPERATOR,
|
|
||||||
requires_confirmation=True,
|
|
||||||
dual_control=False,
|
|
||||||
break_glass=False,
|
|
||||||
phase=2,
|
|
||||||
summary="Open a new tracking issue.",
|
|
||||||
),
|
|
||||||
ConsoleAction(
|
|
||||||
action_id="comment_pr",
|
|
||||||
task_key="comment_pr",
|
|
||||||
action_class=CLASS_WRITE,
|
|
||||||
minimum_role=OPERATOR,
|
|
||||||
requires_confirmation=True,
|
|
||||||
dual_control=False,
|
|
||||||
break_glass=False,
|
|
||||||
phase=2,
|
|
||||||
summary="Post a PR thread comment.",
|
|
||||||
),
|
|
||||||
ConsoleAction(
|
|
||||||
action_id="create_pr",
|
|
||||||
task_key="create_pr",
|
|
||||||
action_class=CLASS_WRITE,
|
|
||||||
minimum_role=OPERATOR,
|
|
||||||
requires_confirmation=True,
|
|
||||||
dual_control=False,
|
|
||||||
break_glass=False,
|
|
||||||
phase=2,
|
|
||||||
summary="Open a PR from a locked feature branch.",
|
|
||||||
),
|
|
||||||
ConsoleAction(
|
|
||||||
action_id="review_pr",
|
|
||||||
task_key="review_pr",
|
|
||||||
action_class=CLASS_PRIVILEGED,
|
|
||||||
minimum_role=CONTROLLER,
|
|
||||||
requires_confirmation=True,
|
|
||||||
dual_control=False,
|
|
||||||
break_glass=False,
|
|
||||||
phase=3,
|
|
||||||
summary="Submit an approve / request-changes verdict.",
|
|
||||||
),
|
|
||||||
ConsoleAction(
|
|
||||||
action_id="close_pr",
|
|
||||||
task_key="close_pr",
|
|
||||||
action_class=CLASS_PRIVILEGED,
|
|
||||||
minimum_role=CONTROLLER,
|
|
||||||
requires_confirmation=True,
|
|
||||||
dual_control=False,
|
|
||||||
break_glass=False,
|
|
||||||
phase=3,
|
|
||||||
summary="Close a pull request without merging.",
|
|
||||||
),
|
|
||||||
ConsoleAction(
|
|
||||||
action_id="merge_pr",
|
|
||||||
task_key="merge_pr",
|
|
||||||
action_class=CLASS_PRIVILEGED,
|
|
||||||
minimum_role=CONTROLLER,
|
|
||||||
requires_confirmation=True,
|
|
||||||
dual_control=True,
|
|
||||||
break_glass=True,
|
|
||||||
phase=3,
|
|
||||||
summary="Merge an approved pull request.",
|
|
||||||
),
|
|
||||||
ConsoleAction(
|
|
||||||
action_id="delete_branch",
|
|
||||||
task_key="delete_branch",
|
|
||||||
action_class=CLASS_DESTRUCTIVE,
|
|
||||||
minimum_role=ADMIN,
|
|
||||||
requires_confirmation=True,
|
|
||||||
dual_control=True,
|
|
||||||
break_glass=True,
|
|
||||||
phase=3,
|
|
||||||
summary="Remove a remote feature branch.",
|
|
||||||
),
|
|
||||||
)
|
|
||||||
|
|
||||||
ACTIONS: dict[str, ConsoleAction] = {a.action_id: a for a in _ACTION_SPECS}
|
|
||||||
|
|
||||||
|
|
||||||
def privileged_actions() -> tuple[ConsoleAction, ...]:
|
|
||||||
"""Actions requiring dual control, break-glass, or controller+ authority."""
|
|
||||||
return tuple(a for a in _ACTION_SPECS if a.privileged)
|
|
||||||
|
|
||||||
|
|
||||||
def get_action(action_id: str) -> ConsoleAction | None:
|
|
||||||
return ACTIONS.get(action_id)
|
|
||||||
|
|
||||||
|
|
||||||
# --- Principals -------------------------------------------------------------
|
|
||||||
|
|
||||||
|
|
||||||
@dataclass(frozen=True)
|
|
||||||
class Principal:
|
|
||||||
"""Who is making a request, and how strongly that is known."""
|
|
||||||
|
|
||||||
subject: str
|
|
||||||
role: str
|
|
||||||
identity_source: str
|
|
||||||
authenticated: bool
|
|
||||||
warnings: tuple[str, ...] = field(default_factory=tuple)
|
|
||||||
|
|
||||||
@property
|
|
||||||
def rank(self) -> int:
|
|
||||||
return _ROLE_RANK.get(self.role, -1)
|
|
||||||
|
|
||||||
def to_dict(self) -> dict[str, Any]:
|
|
||||||
return {
|
|
||||||
"subject": self.subject,
|
|
||||||
"role": self.role,
|
|
||||||
"identity_source": self.identity_source,
|
|
||||||
"authenticated": self.authenticated,
|
|
||||||
"warnings": list(self.warnings),
|
|
||||||
}
|
|
||||||
|
|
||||||
|
|
||||||
ANONYMOUS = Principal(
|
|
||||||
subject="anonymous",
|
|
||||||
role=VIEWER,
|
|
||||||
identity_source=IDENTITY_NONE,
|
|
||||||
authenticated=False,
|
|
||||||
warnings=("No authentication configured; capped at viewer.",),
|
|
||||||
)
|
|
||||||
|
|
||||||
|
|
||||||
def auth_mode(env: dict[str, str] | None = None) -> str:
|
|
||||||
"""Resolve the configured identity source, defaulting to ``none``."""
|
|
||||||
source = env if env is not None else os.environ
|
|
||||||
raw = (source.get(AUTH_MODE_ENV) or "").strip().lower().replace("-", "_")
|
|
||||||
if raw in IDENTITY_SOURCES:
|
|
||||||
return raw
|
|
||||||
return IDENTITY_NONE
|
|
||||||
|
|
||||||
|
|
||||||
def _role_map(env: dict[str, str]) -> dict[str, str]:
|
|
||||||
"""Parse ``WEBUI_ROLE_MAP`` (JSON subject→role). Invalid config yields {}."""
|
|
||||||
raw = (env.get(ROLE_MAP_ENV) or "").strip()
|
|
||||||
if not raw:
|
|
||||||
return {}
|
|
||||||
try:
|
|
||||||
parsed = json.loads(raw)
|
|
||||||
except Exception:
|
|
||||||
return {}
|
|
||||||
if not isinstance(parsed, dict):
|
|
||||||
return {}
|
|
||||||
return {
|
|
||||||
str(k): str(v).strip().lower()
|
|
||||||
for k, v in parsed.items()
|
|
||||||
if str(v).strip().lower() in _ROLE_RANK
|
|
||||||
}
|
|
||||||
|
|
||||||
|
|
||||||
def resolve_principal(
|
|
||||||
headers: dict[str, str] | None = None,
|
|
||||||
env: dict[str, str] | None = None,
|
|
||||||
) -> Principal:
|
|
||||||
"""Resolve the requesting principal. Unknown or unconfigured → anonymous.
|
|
||||||
|
|
||||||
Never raises and never trusts a client-supplied role: the role always comes
|
|
||||||
from server-side configuration keyed by the resolved subject.
|
|
||||||
"""
|
|
||||||
source_env = dict(env) if env is not None else dict(os.environ)
|
|
||||||
lowered = {str(k).lower(): str(v) for k, v in (headers or {}).items()}
|
|
||||||
mode = auth_mode(source_env)
|
|
||||||
|
|
||||||
if mode == IDENTITY_LOCAL_DEV:
|
|
||||||
subject = (source_env.get(DEV_SUBJECT_ENV) or "").strip()
|
|
||||||
if not subject:
|
|
||||||
return ANONYMOUS
|
|
||||||
role = (source_env.get(DEV_ROLE_ENV) or VIEWER).strip().lower()
|
|
||||||
if role not in _ROLE_RANK:
|
|
||||||
role = VIEWER
|
|
||||||
return Principal(
|
|
||||||
subject=subject,
|
|
||||||
role=role,
|
|
||||||
identity_source=IDENTITY_LOCAL_DEV,
|
|
||||||
authenticated=True,
|
|
||||||
warnings=(
|
|
||||||
"local-dev identity is asserted, not verified; never use "
|
|
||||||
"outside loopback.",
|
|
||||||
),
|
|
||||||
)
|
|
||||||
|
|
||||||
if mode == IDENTITY_ACCESS_PROXY:
|
|
||||||
subject = (lowered.get(ACCESS_SUBJECT_HEADER) or "").strip()
|
|
||||||
if not subject:
|
|
||||||
# Proxy mode with no proxy header means the request did not
|
|
||||||
# traverse the proxy. Fail closed rather than trust it.
|
|
||||||
return ANONYMOUS
|
|
||||||
role = _role_map(source_env).get(subject, VIEWER)
|
|
||||||
return Principal(
|
|
||||||
subject=subject,
|
|
||||||
role=role,
|
|
||||||
identity_source=IDENTITY_ACCESS_PROXY,
|
|
||||||
authenticated=True,
|
|
||||||
)
|
|
||||||
|
|
||||||
return ANONYMOUS
|
|
||||||
|
|
||||||
|
|
||||||
def probe_auth_required(env: dict[str, str] | None = None) -> bool:
|
|
||||||
"""Whether non-public probes must be authenticated. Default False.
|
|
||||||
|
|
||||||
#633 requires the console to *fail closed on missing auth for non-public
|
|
||||||
health probes if configured*. The default stays off so the MVP ``/health``
|
|
||||||
contract is unchanged; an operator opts in explicitly.
|
|
||||||
"""
|
|
||||||
source = env if env is not None else os.environ
|
|
||||||
return (source.get(REQUIRE_PROBE_AUTH_ENV) or "").strip().lower() in {
|
|
||||||
"1",
|
|
||||||
"true",
|
|
||||||
"yes",
|
|
||||||
}
|
|
||||||
|
|
||||||
|
|
||||||
# --- Authorization ----------------------------------------------------------
|
|
||||||
|
|
||||||
DENY_UNKNOWN_ACTION = "unknown_action"
|
|
||||||
DENY_UNAUTHENTICATED = "unauthenticated"
|
|
||||||
DENY_INSUFFICIENT_ROLE = "insufficient_role"
|
|
||||||
DENY_UNKNOWN_ROLE = "unknown_role"
|
|
||||||
DENY_PHASE_NOT_ACTIVE = "phase_not_active"
|
|
||||||
ALLOW_PREVIEW = "allowed_preview_only"
|
|
||||||
|
|
||||||
# Phase 1 is the only active console phase. Phase 2 opens gated writes and is
|
|
||||||
# gated on this model landing; nothing here enables it.
|
|
||||||
ACTIVE_PHASE = 1
|
|
||||||
|
|
||||||
|
|
||||||
@dataclass(frozen=True)
|
|
||||||
class AuthorizationDecision:
|
|
||||||
"""Result of an authorization check. Never an execution grant."""
|
|
||||||
|
|
||||||
allowed: bool
|
|
||||||
reason_code: str
|
|
||||||
detail: str
|
|
||||||
action_id: str
|
|
||||||
principal: Principal
|
|
||||||
required_role: str | None = None
|
|
||||||
action_class: str | None = None
|
|
||||||
requires_confirmation: bool = False
|
|
||||||
dual_control: bool = False
|
|
||||||
break_glass: bool = False
|
|
||||||
execution_enabled: bool = False
|
|
||||||
|
|
||||||
def to_dict(self) -> dict[str, Any]:
|
|
||||||
return {
|
|
||||||
"allowed": self.allowed,
|
|
||||||
"reason_code": self.reason_code,
|
|
||||||
"detail": self.detail,
|
|
||||||
"action_id": self.action_id,
|
|
||||||
"principal": self.principal.to_dict(),
|
|
||||||
"required_role": self.required_role,
|
|
||||||
"action_class": self.action_class,
|
|
||||||
"requires_confirmation": self.requires_confirmation,
|
|
||||||
"dual_control": self.dual_control,
|
|
||||||
"break_glass": self.break_glass,
|
|
||||||
"execution_enabled": self.execution_enabled,
|
|
||||||
"active_phase": ACTIVE_PHASE,
|
|
||||||
}
|
|
||||||
|
|
||||||
|
|
||||||
def authorize(
|
|
||||||
action_id: str,
|
|
||||||
principal: Principal | None = None,
|
|
||||||
*,
|
|
||||||
for_execution: bool = False,
|
|
||||||
) -> AuthorizationDecision:
|
|
||||||
"""Decide whether *principal* may invoke *action_id*. Deny by default.
|
|
||||||
|
|
||||||
``for_execution`` distinguishes a read-only preview from a real invocation.
|
|
||||||
Even an allowed decision reports ``execution_enabled=False`` while the
|
|
||||||
console is in Phase 1, so no caller can read an allow as permission to
|
|
||||||
mutate.
|
|
||||||
"""
|
|
||||||
who = principal if principal is not None else ANONYMOUS
|
|
||||||
action = get_action(action_id)
|
|
||||||
|
|
||||||
if action is None:
|
|
||||||
return AuthorizationDecision(
|
|
||||||
allowed=False,
|
|
||||||
reason_code=DENY_UNKNOWN_ACTION,
|
|
||||||
detail=f"No console action registered as {action_id!r}.",
|
|
||||||
action_id=action_id,
|
|
||||||
principal=who,
|
|
||||||
)
|
|
||||||
|
|
||||||
base: dict[str, Any] = {
|
|
||||||
"action_id": action_id,
|
|
||||||
"principal": who,
|
|
||||||
"required_role": action.minimum_role,
|
|
||||||
"action_class": action.action_class,
|
|
||||||
"requires_confirmation": action.requires_confirmation,
|
|
||||||
"dual_control": action.dual_control,
|
|
||||||
"break_glass": action.break_glass,
|
|
||||||
"execution_enabled": False,
|
|
||||||
}
|
|
||||||
|
|
||||||
if not who.authenticated:
|
|
||||||
return AuthorizationDecision(
|
|
||||||
allowed=False,
|
|
||||||
reason_code=DENY_UNAUTHENTICATED,
|
|
||||||
detail=(
|
|
||||||
"Write actions require an authenticated principal; this "
|
|
||||||
"request is anonymous."
|
|
||||||
),
|
|
||||||
**base,
|
|
||||||
)
|
|
||||||
|
|
||||||
if who.rank < 0:
|
|
||||||
return AuthorizationDecision(
|
|
||||||
allowed=False,
|
|
||||||
reason_code=DENY_UNKNOWN_ROLE,
|
|
||||||
detail=f"Role {who.role!r} is not in the console role matrix.",
|
|
||||||
**base,
|
|
||||||
)
|
|
||||||
|
|
||||||
if who.rank < _ROLE_RANK[action.minimum_role]:
|
|
||||||
return AuthorizationDecision(
|
|
||||||
allowed=False,
|
|
||||||
reason_code=DENY_INSUFFICIENT_ROLE,
|
|
||||||
detail=(
|
|
||||||
f"Action {action_id!r} requires {action.minimum_role!r}; "
|
|
||||||
f"principal holds {who.role!r}."
|
|
||||||
),
|
|
||||||
**base,
|
|
||||||
)
|
|
||||||
|
|
||||||
if for_execution and action.phase > ACTIVE_PHASE:
|
|
||||||
return AuthorizationDecision(
|
|
||||||
allowed=False,
|
|
||||||
reason_code=DENY_PHASE_NOT_ACTIVE,
|
|
||||||
detail=(
|
|
||||||
f"Action {action_id!r} belongs to phase {action.phase}; the "
|
|
||||||
f"console is in phase {ACTIVE_PHASE}. Execution is not wired."
|
|
||||||
),
|
|
||||||
**base,
|
|
||||||
)
|
|
||||||
|
|
||||||
return AuthorizationDecision(
|
|
||||||
allowed=True,
|
|
||||||
reason_code=ALLOW_PREVIEW,
|
|
||||||
detail=(
|
|
||||||
"Principal holds the required role. Preview only — execution "
|
|
||||||
"remains disabled until the Phase 2 action framework ships."
|
|
||||||
),
|
|
||||||
**base,
|
|
||||||
)
|
|
||||||
|
|
||||||
|
|
||||||
def rbac_matrix() -> dict[str, Any]:
|
|
||||||
"""Machine-readable RBAC matrix and privileged-action list."""
|
|
||||||
return {
|
|
||||||
"model_version": 1,
|
|
||||||
"active_phase": ACTIVE_PHASE,
|
|
||||||
"roles": [
|
|
||||||
{
|
|
||||||
"role": role,
|
|
||||||
"rank": _ROLE_RANK[role],
|
|
||||||
"description": ROLE_DESCRIPTIONS[role],
|
|
||||||
"permitted_actions": sorted(
|
|
||||||
a.action_id
|
|
||||||
for a in _ACTION_SPECS
|
|
||||||
if _ROLE_RANK[role] >= _ROLE_RANK[a.minimum_role]
|
|
||||||
),
|
|
||||||
}
|
|
||||||
for role in ROLE_ORDER
|
|
||||||
],
|
|
||||||
"identity_sources": IDENTITY_SOURCES,
|
|
||||||
"actions": [a.to_dict() for a in _ACTION_SPECS],
|
|
||||||
"privileged_actions": [a.action_id for a in privileged_actions()],
|
|
||||||
"default_decision": "deny",
|
|
||||||
"execution_enabled": False,
|
|
||||||
}
|
|
||||||
@@ -1,169 +0,0 @@
|
|||||||
"""Secret redaction policy for every console surface (#633).
|
|
||||||
|
|
||||||
The MVP already redacts MCP-side mutation records through ``gitea_audit``.
|
|
||||||
This module is the console-facing policy: one redaction pass applied to API
|
|
||||||
payloads, rendered HTML, log lines, and audit records *before* they leave the
|
|
||||||
server or reach persistent storage.
|
|
||||||
|
|
||||||
Design constraints:
|
|
||||||
|
|
||||||
- **Reuse, never fork.** ``gitea_audit.redact`` remains the authority for
|
|
||||||
secret-looking dict keys, ``Authorization`` material, and raw URLs. This
|
|
||||||
module runs that pass first and then applies console-specific patterns for
|
|
||||||
keychain references, key/value assignments, private-key blocks, and JWTs.
|
|
||||||
- **Never raises.** Redaction is a safety control; a malformed payload must
|
|
||||||
degrade to a redacted placeholder rather than propagate an exception.
|
|
||||||
- **Redact before persist.** ``webui.console_audit`` calls this module before
|
|
||||||
writing, so an unredacted record is never durable.
|
|
||||||
"""
|
|
||||||
|
|
||||||
from __future__ import annotations
|
|
||||||
|
|
||||||
import json
|
|
||||||
import re
|
|
||||||
from typing import Any
|
|
||||||
|
|
||||||
import gitea_audit
|
|
||||||
|
|
||||||
REDACTED = gitea_audit.REDACTED
|
|
||||||
|
|
||||||
# Console-specific patterns applied after the shared ``gitea_audit`` pass.
|
|
||||||
# Each keeps the identifying key so an operator can still tell *what* was
|
|
||||||
# removed, and replaces only the secret run itself.
|
|
||||||
_KEYCHAIN_REF = re.compile(r"(?i)\bkeychain:[\w.\-/@]+")
|
|
||||||
_KEYCHAIN_CMD = re.compile(
|
|
||||||
r"(?i)\bsecurity\s+find-(?:generic|internet)-password\b[^\n]*"
|
|
||||||
)
|
|
||||||
_ASSIGNMENT = re.compile(
|
|
||||||
r"(?i)\b(token|password|passwd|secret|api[_-]?key|access[_-]?key|"
|
|
||||||
r"client[_-]?secret|private[_-]?key)\b(\s*[:=]\s*)"
|
|
||||||
r"(\"[^\"]*\"|'[^']*'|\S+)"
|
|
||||||
)
|
|
||||||
_ENV_ASSIGNMENT = re.compile(
|
|
||||||
r"(?i)\b(GITEA_(?:TOKEN|PASS|PASSWORD)[A-Z0-9_]*)(\s*=\s*)"
|
|
||||||
r"(\"[^\"]*\"|'[^']*'|\S+)"
|
|
||||||
)
|
|
||||||
_PRIVATE_KEY_BLOCK = re.compile(
|
|
||||||
r"-----BEGIN [A-Z ]*PRIVATE KEY-----.*?-----END [A-Z ]*PRIVATE KEY-----",
|
|
||||||
re.S,
|
|
||||||
)
|
|
||||||
_JWT = re.compile(
|
|
||||||
r"\beyJ[A-Za-z0-9_\-]{8,}\.[A-Za-z0-9_\-]{8,}\.[A-Za-z0-9_\-]{8,}\b"
|
|
||||||
)
|
|
||||||
|
|
||||||
# Shapes that mean a payload still carries a secret. ``scan_for_secrets`` uses
|
|
||||||
# these to assert a surface is clean.
|
|
||||||
_DETECTORS: tuple[tuple[str, re.Pattern[str]], ...] = (
|
|
||||||
("keychain_reference", _KEYCHAIN_REF),
|
|
||||||
("keychain_command", _KEYCHAIN_CMD),
|
|
||||||
("credential_assignment", _ASSIGNMENT),
|
|
||||||
("credential_env_assignment", _ENV_ASSIGNMENT),
|
|
||||||
("private_key_block", _PRIVATE_KEY_BLOCK),
|
|
||||||
("json_web_token", _JWT),
|
|
||||||
("bearer_credential", re.compile(r"(?i)\b(?:bearer|basic)\s+\S{8,}")),
|
|
||||||
)
|
|
||||||
|
|
||||||
|
|
||||||
def _mask_assignment(match: re.Match[str]) -> str:
|
|
||||||
"""Keep the key and separator, replace the value."""
|
|
||||||
return f"{match.group(1)}{match.group(2)}{REDACTED}"
|
|
||||||
|
|
||||||
|
|
||||||
def redact_text(text: Any) -> Any:
|
|
||||||
"""Redact secret material from a single string.
|
|
||||||
|
|
||||||
Non-strings are returned unchanged so this is safe to map over mixed
|
|
||||||
payloads. Runs the shared ``gitea_audit`` pass first, then the
|
|
||||||
console-specific patterns.
|
|
||||||
"""
|
|
||||||
if not isinstance(text, str) or not text:
|
|
||||||
return text
|
|
||||||
try:
|
|
||||||
out = gitea_audit.redact(text)
|
|
||||||
if not isinstance(out, str): # defensive; redact() returns str for str
|
|
||||||
return REDACTED
|
|
||||||
out = _PRIVATE_KEY_BLOCK.sub(f"{REDACTED}_PRIVATE_KEY", out)
|
|
||||||
out = _ENV_ASSIGNMENT.sub(_mask_assignment, out)
|
|
||||||
out = _ASSIGNMENT.sub(_mask_assignment, out)
|
|
||||||
out = _KEYCHAIN_CMD.sub(f"{REDACTED}_KEYCHAIN_COMMAND", out)
|
|
||||||
out = _KEYCHAIN_REF.sub(f"{REDACTED}_KEYCHAIN_REF", out)
|
|
||||||
out = _JWT.sub(f"{REDACTED}_JWT", out)
|
|
||||||
return out
|
|
||||||
except Exception:
|
|
||||||
# Fail closed: an unredactable string is dropped rather than emitted raw.
|
|
||||||
return REDACTED
|
|
||||||
|
|
||||||
|
|
||||||
def redact_payload(value: Any) -> Any:
|
|
||||||
"""Recursively redact a JSON-able payload for any console surface.
|
|
||||||
|
|
||||||
Secret-looking dict keys are replaced wholesale by the shared
|
|
||||||
``gitea_audit`` policy; every remaining string is run through
|
|
||||||
:func:`redact_text`.
|
|
||||||
"""
|
|
||||||
try:
|
|
||||||
shared = gitea_audit.redact(value)
|
|
||||||
except Exception:
|
|
||||||
return REDACTED
|
|
||||||
return _walk(shared)
|
|
||||||
|
|
||||||
|
|
||||||
def _walk(value: Any) -> Any:
|
|
||||||
if isinstance(value, dict):
|
|
||||||
return {k: _walk(v) for k, v in value.items()}
|
|
||||||
if isinstance(value, (list, tuple)):
|
|
||||||
return [_walk(v) for v in value]
|
|
||||||
if isinstance(value, str):
|
|
||||||
return redact_text(value)
|
|
||||||
return value
|
|
||||||
|
|
||||||
|
|
||||||
def scan_for_secrets(value: Any) -> list[str]:
|
|
||||||
"""Return detector names that still match *value* after serialization.
|
|
||||||
|
|
||||||
Used to assert an outbound payload or rendered page is clean. An empty
|
|
||||||
list means no known secret shape was found. Already-redacted hits are not
|
|
||||||
findings.
|
|
||||||
"""
|
|
||||||
if isinstance(value, str):
|
|
||||||
text = value
|
|
||||||
else:
|
|
||||||
try:
|
|
||||||
text = json.dumps(value, default=str)
|
|
||||||
except Exception:
|
|
||||||
text = str(value)
|
|
||||||
findings: list[str] = []
|
|
||||||
for name, pattern in _DETECTORS:
|
|
||||||
for match in pattern.finditer(text):
|
|
||||||
if REDACTED in match.group(0):
|
|
||||||
continue
|
|
||||||
findings.append(name)
|
|
||||||
break
|
|
||||||
return findings
|
|
||||||
|
|
||||||
|
|
||||||
def redaction_policy() -> dict[str, Any]:
|
|
||||||
"""Machine-readable statement of the redaction rules (never secrets)."""
|
|
||||||
return {
|
|
||||||
"policy_version": 1,
|
|
||||||
"applies_to": [
|
|
||||||
"json_api_responses",
|
|
||||||
"rendered_html",
|
|
||||||
"server_logs",
|
|
||||||
"audit_records",
|
|
||||||
],
|
|
||||||
"ordering": "shared gitea_audit pass, then console patterns",
|
|
||||||
"redact_before_persist": True,
|
|
||||||
"shared_rules": {
|
|
||||||
"source": "gitea_audit.redact",
|
|
||||||
"secret_key_hints": list(gitea_audit._SECRET_KEY_HINTS),
|
|
||||||
"secret_value_prefixes": list(gitea_audit._SECRET_VALUE_PREFIXES),
|
|
||||||
"urls": "credentials, secret query parameters, and real hosts redacted",
|
|
||||||
},
|
|
||||||
"console_rules": [
|
|
||||||
{"name": name, "pattern": pattern.pattern}
|
|
||||||
for name, pattern in _DETECTORS
|
|
||||||
],
|
|
||||||
"placeholder": REDACTED,
|
|
||||||
"failure_mode": "fail closed — unredactable values become the placeholder",
|
|
||||||
}
|
|
||||||
Reference in New Issue
Block a user