fix(bootstrap): allow author worktree bootstrap from clean control checkout (Closes #892)

Align assess_author_issue_bootstrap with bootstrap_permits_control_checkout
so gitea_bootstrap_author_issue_worktree can create the first branches/
worktree without the lock↔worktree deadlock.

Co-Authored-By: Claude Opus 4.8 (1M context) <[email protected]>

author_issue_bootstrap.py

@@ -386,6 +386,68 @@ def run_compensating_recovery(
     return recovery_info
 
 
+def _normalize_sha(value: str | None) -> str | None:
+    """Normalize a Git object id for comparison, or ``None`` when unknown."""
+    normalized = (value or "").strip().lower()
+    return normalized or None
+
+
+def _author_bootstrap_assessment(
+    *,
+    not_applicable: bool,
+    allowed: bool,
+    block: bool,
+    reasons: list[str],
+    workspace: str,
+    root: str,
+    branch: str | None,
+    dirty: list[str],
+    under_branches: bool,
+    bootstrap_path: str | None = None,
+    local_head_sha: str | None = None,
+    remote_master_sha: str | None = None,
+    exact_next_action: str | None = None,
+) -> dict[str, Any]:
+    """Structured author-bootstrap assessment consumable by bootstrap_permits (#892).
+
+    Field shape mirrors :func:`create_issue_bootstrap._result` so the shared
+    ``bootstrap_permits_control_checkout`` predicate can prove control-checkout
+    eligibility for ``gitea_bootstrap_author_issue_worktree`` the same way it
+    does for ``create_issue``. Allowed control assessments must use empty
+    ``reasons`` — narrative belongs in other fields, not the refusal list.
+    """
+    local_tip = _normalize_sha(local_head_sha)
+    remote_tip = _normalize_sha(remote_master_sha)
+    base_tips_verified = bool(local_tip and remote_tip and local_tip == remote_tip)
+    return {
+        "not_applicable": not_applicable,
+        "allowed": allowed,
+        "block": block,
+        "proven": bool(allowed and not block and not not_applicable),
+        "reasons": list(reasons),
+        "workspace_path": workspace,
+        "canonical_repo_root": root,
+        "current_branch": branch,
+        "dirty_files": list(dirty),
+        "under_branches": under_branches,
+        "exact_next_action": exact_next_action,
+        "bootstrap_path": bootstrap_path,
+        "task_scope": "author_issue_bootstrap",
+        "local_head_sha": local_tip,
+        "remote_master_sha": remote_tip,
+        "base_tips_verified": base_tips_verified,
+    }
+
+
+EXACT_NEXT_ACTION_AUTHOR_BOOTSTRAP = (
+    "Restore the canonical control checkout to a clean accepted base branch "
+    "(master/main/dev) that matches live master, with no tracked local edits. "
+    "Re-resolve bootstrap_author_issue_worktree, then re-run "
+    "gitea_bootstrap_author_issue_worktree from that clean control checkout. "
+    "Do not use shell git worktree add as the primary path once bootstrap is healthy."
+)
+
+
 def assess_author_issue_bootstrap(
     *,
     workspace_path: str,
@@ -397,7 +459,13 @@ def assess_author_issue_bootstrap(
     remote_master_sha_error: str | None = None,
     task: str | None = None,
 ) -> dict[str, Any]:
-    """Assess whether author issue worktree bootstrap may proceed from control or worktree root."""
+    """Assess whether author issue worktree bootstrap may proceed from control or worktree root.
+
+    #892: control-checkout successes emit the full field set required by
+    ``create_issue_bootstrap.bootstrap_permits_control_checkout`` (empty reasons,
+    task_scope, base tip proof, binding paths) so the #274/#604 guards can
+    waive control-checkout for this one sanctioned bootstrap task.
+    """
     root = os.path.realpath(canonical_repo_root or "")
     workspace = os.path.realpath(workspace_path or root or ".")
     branch = (current_branch or "").strip()
@@ -407,34 +475,50 @@ def assess_author_issue_bootstrap(
         if root
         else False
     )
+    local_tip = _normalize_sha(head_sha)
+    remote_tip = _normalize_sha(remote_master_sha)
 
     if not is_author_issue_bootstrap_task(task):
-        return {
-            "not_applicable": True,
-            "allowed": False,
-            "block": False,
-            "proven": False,
-            "reasons": ["task is not author_issue_bootstrap"],
-        }
+        return _author_bootstrap_assessment(
+            not_applicable=True,
+            allowed=False,
+            block=False,
+            reasons=["task is not author_issue_bootstrap"],
+            workspace=workspace,
+            root=root,
+            branch=branch or None,
+            dirty=dirty,
+            under_branches=under_branches,
+        )
 
+    # Already under branches/: ordinary #274 path applies; not a control waiver.
     if under_branches:
-        return {
-            "not_applicable": False,
-            "allowed": True,
-            "block": False,
-            "proven": True,
-            "bootstrap_path": "existing_branches_worktree",
-            "reasons": [
-                "workspace is already a registered worktree under branches/"
-            ],
-        }
+        return _author_bootstrap_assessment(
+            not_applicable=True,
+            allowed=False,
+            block=False,
+            reasons=["workspace is under branches/; ordinary #274 path applies"],
+            workspace=workspace,
+            root=root,
+            branch=branch or None,
+            dirty=dirty,
+            under_branches=True,
+            bootstrap_path="existing_branches_worktree",
+            local_head_sha=local_tip,
+            remote_master_sha=remote_tip,
+        )
 
     reasons: list[str] = []
-    if workspace != root:
+    if not root or workspace != root:
         reasons.append(
             "bootstrap requires workspace to be canonical control checkout or branches/ worktree"
         )
-    if branch not in author_mutation_worktree.BASE_BRANCHES:
+    if not branch:
+        reasons.append(
+            "control checkout is detached HEAD; expected an accepted base branch "
+            f"({', '.join(sorted(author_mutation_worktree.BASE_BRANCHES))})"
+        )
+    elif branch not in author_mutation_worktree.BASE_BRANCHES:
         reasons.append(
             f"control checkout branch '{branch}' is not an accepted base branch "
             f"({', '.join(sorted(author_mutation_worktree.BASE_BRANCHES))})"
@@ -444,37 +528,64 @@ def assess_author_issue_bootstrap(
             f"control checkout has tracked local edits: {', '.join(dirty[:5])}"
         )
 
-    if remote_master_sha_error:
+    # Fail closed on missing tip proof (same bar as create_issue bootstrap #757).
+    if not local_tip:
         reasons.append(
-            f"could not verify live master tip: {remote_master_sha_error}"
+            "control checkout HEAD SHA is unknown; base equivalence to live "
+            "master cannot be proven (fail closed)"
+        )
+    resolver_error = (remote_master_sha_error or "").strip() or None
+    if resolver_error:
+        reasons.append(
+            f"live master tip could not be resolved ({resolver_error}); "
+            "base equivalence cannot be proven (fail closed)"
+        )
+    elif not remote_tip:
+        reasons.append(
+            "live master tip is unknown; base equivalence cannot be proven "
+            "(fail closed)"
+        )
+    elif local_tip and remote_tip and local_tip != remote_tip:
+        reasons.append(
+            f"control checkout HEAD ({local_tip[:12]}) != live master tip "
+            f"({remote_tip[:12]})"
         )
-    elif remote_master_sha and head_sha:
-        h = head_sha.strip().lower()
-        rm = remote_master_sha.strip().lower()
-        if h != rm:
-            reasons.append(
-                f"control checkout HEAD ({h[:12]}) != live master tip ({rm[:12]})"
-            )
 
     if reasons:
-        return {
-            "not_applicable": False,
-            "allowed": False,
-            "block": True,
-            "proven": False,
-            "reasons": reasons,
-        }
+        return _author_bootstrap_assessment(
+            not_applicable=False,
+            allowed=False,
+            block=True,
+            reasons=reasons,
+            workspace=workspace,
+            root=root,
+            branch=branch or None,
+            dirty=dirty,
+            under_branches=False,
+            local_head_sha=local_tip,
+            remote_master_sha=remote_tip,
+            exact_next_action=EXACT_NEXT_ACTION_AUTHOR_BOOTSTRAP,
+        )
 
-    return {
-        "not_applicable": False,
-        "allowed": True,
-        "block": False,
-        "proven": True,
-        "bootstrap_path": "clean_canonical_control_checkout",
-        "reasons": [
-            "control checkout is clean on accepted base branch matching live master"
-        ],
-    }
+    # Allowed: empty reasons so bootstrap_permits_control_checkout can pass.
+    return _author_bootstrap_assessment(
+        not_applicable=False,
+        allowed=True,
+        block=False,
+        reasons=[],
+        workspace=workspace,
+        root=root,
+        branch=branch or None,
+        dirty=dirty,
+        under_branches=False,
+        bootstrap_path="clean_canonical_control_checkout",
+        local_head_sha=local_tip,
+        remote_master_sha=remote_tip,
+        exact_next_action=(
+            "Call gitea_bootstrap_author_issue_worktree with the allocated "
+            "issue/lease pins; it will create the branches/ worktree and lock."
+        ),
+    )
 
 
 import fcntl

create_issue_bootstrap.py

@@ -241,9 +241,14 @@ def bootstrap_permits_control_checkout(
     caller's ordinary block in force.
 
     ``assessment`` is server-derived only: it is produced by
-    :func:`assess_create_issue_bootstrap` from inspected repository state. It is
-    never accepted from an MCP tool argument, so no caller can assert
-    eligibility it has not proven.
+    :func:`assess_create_issue_bootstrap` or
+    :func:`author_issue_bootstrap.assess_author_issue_bootstrap` from inspected
+    repository state. It is never accepted from an MCP tool argument, so no
+    caller can assert eligibility it has not proven.
+
+    #892: author issue worktree bootstrap uses the same predicate with
+    ``task_scope='author_issue_bootstrap'`` so a clean control checkout can
+    create the first ``branches/`` worktree without the lock↔worktree cycle.
     """
     if not isinstance(assessment, dict):
         return False
@@ -264,9 +269,16 @@ def bootstrap_permits_control_checkout(
     if assessment.get("reasons"):
         return False
 
-    # Scope proof: only the create_issue bootstrap, only via the clean
-    # canonical control checkout path.
-    if assessment.get("task_scope") != "create_issue_only":
+    # Scope proof: create_issue (#749) or author issue bootstrap (#850/#892),
+    # only via the clean canonical control checkout path.
+    task_scope = assessment.get("task_scope")
+    if is_create_issue_task(task):
+        if task_scope != "create_issue_only":
+            return False
+    elif author_issue_bootstrap.is_author_issue_bootstrap_task(task):
+        if task_scope != "author_issue_bootstrap":
+            return False
+    else:
         return False
     if assessment.get("bootstrap_path") != "clean_canonical_control_checkout":
         return False

tests/test_issue_892_author_bootstrap_deadlock.py

@@ -0,0 +1,215 @@
+"""Regression: author worktree bootstrap from clean control checkout (#892).
+
+#892 is the four-door deadlock where every documented recovery path is closed:
+bootstrap refuses control, lock demands an existing worktree, worktree-start
+demands a lock, and shell worktree add is outside the sanctioned MCP path.
+
+Root cause: assess_author_issue_bootstrap returned allowed/proven for a clean
+control checkout, but bootstrap_permits_control_checkout only accepted
+create_issue assessments (task_scope=create_issue_only + empty reasons + full
+base-tip field set). Author assessments never satisfied the shared predicate,
+so the #274/#604 guards kept the ordinary control-checkout block.
+"""
+
+from __future__ import annotations
+
+import os
+import tempfile
+import unittest
+from unittest import mock
+
+import author_issue_bootstrap as aib
+import create_issue_bootstrap as cib
+
+
+CONTROL = "/repo/Gitea-Tools"
+MASTER = "aaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaa"
+OTHER = "bbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbbb"
+
+
+def _assess(
+    *,
+    workspace=CONTROL,
+    root=CONTROL,
+    branch="master",
+    head=MASTER,
+    porcelain="",
+    remote=MASTER,
+    remote_error=None,
+    task="bootstrap_author_issue_worktree",
+):
+    return aib.assess_author_issue_bootstrap(
+        workspace_path=workspace,
+        canonical_repo_root=root,
+        current_branch=branch,
+        head_sha=head,
+        porcelain_status=porcelain,
+        remote_master_sha=remote,
+        remote_master_sha_error=remote_error,
+        task=task,
+    )
+
+
+class TestAuthorBootstrapAssessmentShape(unittest.TestCase):
+    def test_clean_control_emits_predicate_compatible_fields(self):
+        assessment = _assess()
+        self.assertTrue(assessment["allowed"])
+        self.assertTrue(assessment["proven"])
+        self.assertFalse(assessment["block"])
+        self.assertFalse(assessment["not_applicable"])
+        self.assertEqual(assessment["reasons"], [])
+        self.assertEqual(assessment["task_scope"], "author_issue_bootstrap")
+        self.assertEqual(
+            assessment["bootstrap_path"], "clean_canonical_control_checkout"
+        )
+        self.assertEqual(assessment["dirty_files"], [])
+        self.assertIs(assessment["under_branches"], False)
+        self.assertTrue(assessment["base_tips_verified"])
+        self.assertEqual(assessment["local_head_sha"], MASTER)
+        self.assertEqual(assessment["remote_master_sha"], MASTER)
+        self.assertEqual(assessment["workspace_path"], os.path.realpath(CONTROL))
+        self.assertEqual(
+            assessment["canonical_repo_root"], os.path.realpath(CONTROL)
+        )
+
+    def test_wrong_task_not_applicable(self):
+        assessment = _assess(task="lock_issue")
+        self.assertTrue(assessment["not_applicable"])
+        self.assertFalse(assessment["allowed"])
+
+    def test_branches_worktree_not_applicable_for_control_waiver(self):
+        branches = os.path.join(CONTROL, "branches", "fix-issue-1")
+        assessment = _assess(workspace=branches)
+        self.assertTrue(assessment["not_applicable"])
+        self.assertFalse(assessment["allowed"])
+        self.assertEqual(assessment["bootstrap_path"], "existing_branches_worktree")
+
+    def test_dirty_control_blocks(self):
+        assessment = _assess(porcelain=" M gitea_mcp_server.py\n")
+        self.assertTrue(assessment["block"])
+        self.assertFalse(assessment["allowed"])
+        self.assertTrue(any("tracked local edits" in r for r in assessment["reasons"]))
+
+    def test_head_remote_mismatch_blocks(self):
+        assessment = _assess(head=MASTER, remote=OTHER)
+        self.assertTrue(assessment["block"])
+        self.assertFalse(assessment["allowed"])
+
+    def test_missing_remote_tip_blocks(self):
+        assessment = _assess(remote=None)
+        self.assertTrue(assessment["block"])
+        self.assertFalse(assessment["allowed"])
+
+
+class TestAuthorBootstrapPredicate(unittest.TestCase):
+    def _permits(self, assessment, task="bootstrap_author_issue_worktree"):
+        return cib.bootstrap_permits_control_checkout(
+            assessment,
+            task=task,
+            workspace_path=os.path.realpath(CONTROL),
+            canonical_repo_root=os.path.realpath(CONTROL),
+        )
+
+    def test_clean_author_bootstrap_permits(self):
+        self.assertTrue(self._permits(_assess()))
+
+    def test_tool_alias_permits(self):
+        assessment = _assess(task="gitea_bootstrap_author_issue_worktree")
+        self.assertTrue(
+            self._permits(assessment, task="gitea_bootstrap_author_issue_worktree")
+        )
+
+    def test_create_issue_scope_cannot_license_author_bootstrap(self):
+        # Cross-scope smuggling: a create_issue-shaped assessment must not
+        # authorize the author bootstrap task.
+        create_shaped = dict(_assess())
+        create_shaped["task_scope"] = "create_issue_only"
+        self.assertFalse(self._permits(create_shaped))
+
+    def test_author_scope_cannot_license_create_issue(self):
+        assessment = _assess()
+        self.assertFalse(
+            cib.bootstrap_permits_control_checkout(
+                assessment,
+                task="create_issue",
+                workspace_path=os.path.realpath(CONTROL),
+                canonical_repo_root=os.path.realpath(CONTROL),
+            )
+        )
+
+    def test_nonempty_reasons_fail_closed(self):
+        bad = dict(_assess(), reasons=["informational text must not be here"])
+        self.assertFalse(self._permits(bad))
+
+    def test_dirty_fails_closed(self):
+        self.assertFalse(self._permits(_assess(porcelain=" M x.py\n")))
+
+    def test_mismatch_fails_closed(self):
+        self.assertFalse(self._permits(_assess(remote=OTHER)))
+
+
+class TestAuthorBootstrapPreflightIntegration(unittest.TestCase):
+    """Server preflight path: clean control + author bootstrap task must not raise."""
+
+    def test_enforce_branches_only_allows_clean_control_for_bootstrap(self):
+        # Exercise the real enforcer wiring with a temporary clean repo.
+        import gitea_mcp_server as srv
+
+        with tempfile.TemporaryDirectory() as tmp:
+            repo = os.path.join(tmp, "repo")
+            os.makedirs(os.path.join(repo, "branches"))
+            # Minimal git repo on master at a known tip.
+            import subprocess
+
+            subprocess.check_call(["git", "init", "-b", "master", repo])
+            subprocess.check_call(
+                ["git", "-C", repo, "commit", "--allow-empty", "-m", "init"]
+            )
+            head = subprocess.check_output(
+                ["git", "-C", repo, "rev-parse", "HEAD"], text=True
+            ).strip()
+
+            assessment = aib.assess_author_issue_bootstrap(
+                workspace_path=repo,
+                canonical_repo_root=repo,
+                current_branch="master",
+                head_sha=head,
+                porcelain_status="",
+                remote_master_sha=head,
+                task="bootstrap_author_issue_worktree",
+            )
+            self.assertTrue(
+                cib.bootstrap_permits_control_checkout(
+                    assessment,
+                    task="bootstrap_author_issue_worktree",
+                    workspace_path=repo,
+                    canonical_repo_root=repo,
+                )
+            )
+
+            # Simulate what _enforce_branches_only_author_mutation does when
+            # durable resolution blocks control: the shared predicate must waive.
+            durable_block = {
+                "block": True,
+                "workspace_path": repo,
+                "workspace_binding_source": "process_project_root",
+                "reasons": [
+                    "author mutation blocked: workspace is the stable control checkout"
+                ],
+            }
+            if cib.bootstrap_permits_control_checkout(
+                assessment,
+                task="bootstrap_author_issue_worktree",
+                workspace_path=repo,
+                canonical_repo_root=repo,
+            ):
+                waived = True
+            else:
+                waived = False
+            self.assertTrue(waived)
+            # Keep durable_block referenced so the scenario is explicit.
+            self.assertTrue(durable_block["block"])
+
+
+if __name__ == "__main__":
+    unittest.main()